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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSSIW
226
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$288K 0.01%
390,109
+92,511
+31% +$81.4K
PPGH
227
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$285K 0.01%
+28,907
New +$281K
KLAQ
228
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$281K 0.01%
+28,796
New +$280K
CTLP
229
PUT
DELISTED
Cantaloupe
CTLP
$275K 0.01%
130,000
+5,000
+4% +$51.8K
KEY icon
230
KeyCorp
KEY
$24.3B
$275K 0.01%
12,736
+2,247
+21% +$45.4K
FIVN icon
231
CALL
FIVE9
FIVN
$2.58B
$273K 0.01%
+106,000
New +$19.3M
FITB
232
Fifth Third Bancorp
FITB
$51.8B
$270K 0.01%
6,364
-20,505
-76% -$785K
IMPX.WS
233
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$270K 0.01%
413,868
+179,000
+76% +$151K
VTIQW
234
DELISTED
VectoIQ Acquisition Corp. II Warrant
VTIQW
$269K 0.01%
347,606
+65,020
+23% +$70.9K
ADI icon
235
CALL
Analog Devices
ADI
$187B
$268K 0.01%
+34,200
New +$5.74M
TSM icon
236
TSMC
TSM
$2.17T
$266K 0.01%
+2,381
New +$280K
FTCV
237
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$266K 0.01%
26,268
-23,732
-47% -$251K
WHR icon
238
Whirlpool
WHR
$2.75B
$265K 0.01%
1,298
+138
+12% +$30.3K
CBAY
239
DELISTED
Cymabay Therapeutics
CBAY
$262K 0.01%
71,800
+71,277
+13,628% +$281K
INCY icon
240
Incyte
INCY
$24.6B
$246K 0.01%
+3,579
New +$272K
HYZN
241
PUT
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$246K 0.01%
+1,516
New +$657K
GRUB
242
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$246K 0.01%
16,929
-2,276
-12% -$39.8K
DNAD
243
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$245K 0.01%
+25,000
New +$246K
OPAL icon
244
OPAL Fuels
OPAL
$78.9M
$244K 0.01%
+25,000
New +$244K
FRON
245
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$237K 0.01%
+24,407
New +$237K
LDL
246
DELISTED
Lydall, Inc.
LDL
$236K 0.01%
3,799
– –
FXI icon
247
CALL
iShares China Large-Cap ETF
FXI
$4.35B
$233K 0.01%
1,150,200
+1,090,200
+1,817% +$45M
MRTX
248
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$232K 0.01%
+52,600
New +$8.46M
KAHC.WS
249
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$226K 0.01%
235,239
+84,167
+56% +$94.6K
IMCC
250
IM Cannabis
IMCC
$1.17M
$222K 0.01%
+1,050
New +$266K
8 9
10
11 12

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.