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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRHC
226
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$327K 0.02%
33,304
-116,703
-78% -$1.23M
IMPX.WS
227
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$319K 0.02%
354,730
+329,730
+1,319% +$537K
IONS icon
228
Ionis Pharmaceuticals
IONS
$9.46B
$318K 0.02%
+7,081
New +$395K
REAL icon
229
The RealReal
REAL
$1.45B
$316K 0.02%
+13,967
New +$344K
HALO icon
230
Halozyme
HALO
$11.6B
$313K 0.02%
+7,513
New +$343K
NTRA icon
231
Natera
NTRA
$45.9B
$309K 0.02%
+3,039
New +$333K
HIG icon
232
CALL
Hartford Financial Services
HIG
$38.7B
$296K 0.02%
+95,000
New +$5.13M
FPAC
233
DELISTED
Far Peak Acquisition Corporation
FPAC
$295K 0.02%
+30,227
New +$310K
ORGN
234
PUT
DELISTED
Origin Materials
ORGN
$291K 0.02%
+5,343
New +$1.76M
IQ icon
235
PUT
iQIYI
IQ
$1.31B
$285K 0.02%
+369,500
New +$8.54M
VYX icon
236
NCR Voyix
VYX
$1.09B
$280K 0.02%
+12,028
New +$265K
ASLEW
237
DELISTED
AerSale Corp Warrants
ASLEW
$279K 0.02%
126,166
– –
REKR icon
238
CALL
Rekor Systems
REKR
$91.2M
$278K 0.02%
+27,300
New +$406K
CRU.WS
239
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$274K 0.02%
+196,889
New +$308K
PAYAW
240
DELISTED
Paya Holdings Inc. Warrant
PAYAW
$273K 0.02%
+86,587
New +$315K
AUPH icon
241
Aurinia Pharmaceuticals
AUPH
$2.06B
$270K 0.02%
+20,776
New +$301K
IPOF
242
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$268K 0.02%
+25,000
New +$336K
SCVX.WS
243
DELISTED
SCVX Corp.
SCVX.WS
$268K 0.02%
268,222
+203,395
+314% +$341K
OPENW
244
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$267K 0.02%
+26,169
New +$363K
MP.WS
245
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
$267K 0.02%
11,031
-73,294
-87% -$1.73M
EEM icon
246
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$258K 0.02%
+134,300
New +$7.35M
ATMR.U
247
DELISTED
Altimar Acquisition Corp II Units
ATMR.U
$255K 0.02%
+25,000
New +$257K
QS.WS
248
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
$253K 0.02%
7,602
-60,398
-89% -$2.25M
RTPYU
249
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
$251K 0.02%
+25,000
New +$252K
ELIQ
250
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$247K 0.02%
+25,500
New +$247K
8 9
10
11 12

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.