CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CPSR.WS
226
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$42K 0.01%
+52,752
New +$42K
ETACW
227
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$40K 0.01%
+42,401
New +$40K
TALKW icon
228
Talkspace, Inc. Warrant
TALKW
$2.41M
$39K 0.01%
+32,988
New +$39K
LOTZW
229
DELISTED
CarLotz, Inc. Warrant
LOTZW
$39K 0.01%
35,869
-150,010
-81% -$163K
TRNE.WS
230
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$36K 0.01%
13,826
-301,882
-96% -$786K
MNTSW icon
231
Momentus Inc. Warrant
MNTSW
$333
$35K 0.01%
30,060
-44,749
-60% -$52.1K
SWCH
232
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$35K 0.01%
+2,272
New +$35K
WPF.WS
233
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$35K 0.01%
+15,300
New +$35K
GMHIW
234
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$34K 0.01%
10,938
-53,786
-83% -$167K
KMI icon
235
Kinder Morgan
KMI
$59.1B
$32K 0.01%
+2,587
New +$32K
LFLYW
236
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$30K ﹤0.01%
55,321
-3,500
-6% -$1.9K
ARYBW
237
DELISTED
ARYA Sciences Acquisition Corp II Warrant
ARYBW
$29K ﹤0.01%
+16,323
New +$29K
NESRW
238
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$28K ﹤0.01%
40,214
-274,691
-87% -$191K
PRPB.WS
239
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$27K ﹤0.01%
+16,754
New +$27K
ALACW
240
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$26K ﹤0.01%
125,757
-68,450
-35% -$14.2K
SCVX.WS
241
DELISTED
SCVX Corp.
SCVX.WS
$25K ﹤0.01%
16,500
-19,008
-54% -$28.8K
GLEO.WS
242
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$25K ﹤0.01%
39,616
-51,304
-56% -$32.4K
UKOMW
243
Ucommune International Ltd Warrant expiring 11/17/2025
UKOMW
$15.2K
$24K ﹤0.01%
80,000
– –
ASTSW
244
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$24K ﹤0.01%
19,917
-8,260
-29% -$9.95K
GNRSW
245
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$21K ﹤0.01%
88,059
-203,840
-70% -$48.6K
WFC icon
246
Wells Fargo
WFC
$253B
$19K ﹤0.01%
+820
New +$19K
BTCTW
247
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$19K ﹤0.01%
92,645
– –
JSPRW icon
248
Japer Therapeutics, Inc. Warrants
JSPRW
$18K ﹤0.01%
15,000
– –
TOIIW
249
The Oncology Institute, Inc. Warrant
TOIIW
$9.91M
$18K ﹤0.01%
+11,041
New +$18K
ANDAR
250
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$18K ﹤0.01%
49,995
+10,140
+25% +$3.65K
8 9
10
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