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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LL
226
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$124K 0.02%
23,700
+1,200
+5% +$10.2K
OXY icon
227
CALL
Occidental Petroleum
OXY
$58.6B
$120K 0.02%
+81,400
New +$1.28M
LGC.WS
228
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$120K 0.02%
245,457
-196,201
-44% -$84.5K
OXY icon
229
PUT
Occidental Petroleum
OXY
$58.6B
$118K 0.02%
306,200
-693,800
-69% -$10.9M
ALXN
230
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$117K 0.02%
+38,800
New +$4.12M
ZGNX
231
CALL
DELISTED
Zogenix, Inc.
ZGNX
$110K 0.02%
+177,600
New +$4.9M
MT icon
232
PUT
ArcelorMittal
MT
$55.7B
$109K 0.02%
+104,300
New +$1.05M
REV
233
DELISTED
Revlon, Inc.
REV
$106K 0.02%
+10,690
New +$117K
GIK.U
234
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$105K 0.02%
+10,500
New +$104K
DNMR
235
DELISTED
Danimer Scientific, Inc.
DNMR
$103K 0.02%
+263
New +$102K
ALUS
236
DELISTED
Alussa Energy Acquisition Corp
ALUS
$100K 0.02%
10,199
-202,336
-95% -$1.97M
TLRY icon
237
Tilray
TLRY
$602M
$98K 0.02%
+1,385
New +$112K
SBE.WS
238
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$98K 0.02%
123,881
-364,223
-75% -$287K
SNDX icon
239
PUT
Syndax Pharmaceuticals
SNDX
$1.82B
$96K 0.02%
+45,000
New +$685K
KPLTW
240
DELISTED
Katapult Holdings Warrant
KPLTW
$95K 0.02%
90,718
+45,289
+100% +$36.4K
GRUB
241
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$94K 0.02%
23,550
-4,050
-15% -$429K
RMG.WS
242
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$93K 0.02%
95,324
+52,560
+123% +$28.4K
IPV.WS
243
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$91K 0.02%
151,298
-187,750
-55% -$92.4K
CORT icon
244
CALL
Corcept Therapeutics
CORT
$12.3B
$90K 0.02%
+35,000
New +$492K
DISH
245
PUT
DELISTED
DISH Network Corp.
DISH
$90K 0.02%
20,000
– –
TCO
246
CALL
DELISTED
Taubman Centers Inc.
TCO
$89K 0.01%
+71,400
New +$2.92M
HP icon
247
Helmerich & Payne
HP
$4.18B
$87K 0.01%
+4,481
New +$87.4K
CIICW
248
DELISTED
CIIG Merger Corp. Warrants
CIICW
$87K 0.01%
91,780
-58,096
-39% -$38.9K
CBAY
249
DELISTED
Cymabay Therapeutics
CBAY
$86K 0.01%
+24,754
New +$71.4K
USFD icon
250
US Foods
USFD
$23.9B
$81K 0.01%
+4,122
New +$78.8K
8 9
10
11 12

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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.