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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEACW
226
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$173K 0.02%
72,427
+6,898
+11% +$9.48K
XBI icon
227
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$171K 0.01%
370,700
+347,700
+1,512% +$30.1M
TRIT
228
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$169K 0.01%
+17,000
New +$167K
RPLA.WS
229
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$166K 0.01%
+198,185
New +$147K
ASTS icon
230
AST SpaceMobile
ASTS
$21.5B
$164K 0.01%
+16,573
New +$163K
PCG icon
231
PG&E
PCG
$38.5B
$163K 0.01%
+15,000
New +$129K
AMHCU
232
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$162K 0.01%
+16,062
New +$161K
FMCIW
233
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$160K 0.01%
347,403
+125,003
+56% +$69.5K
RMNI icon
234
Rimini Street
RMNI
$471M
$157K 0.01%
40,545
-255,856
-86% -$1.02M
JD icon
235
CALL
JD.com
JD
$44.5B
$153K 0.01%
57,600
– –
VAR
236
DELISTED
Varian Medical Systems, Inc.
VAR
$152K 0.01%
1,067
-8,522
-89% -$1.09M
OAC.U
237
DELISTED
Oaktree Acquisition Corp.
OAC.U
$150K 0.01%
+14,701
New +$150K
CERN
238
DELISTED
Cerner Corp
CERN
$142K 0.01%
+1,938
New +$134K
ACHN
239
PUT
DELISTED
Achillion Pharmaceuticals
ACHN
$140K 0.01%
+722,200
New +$4.18M
TELL
240
PUT
DELISTED
Tellurian Inc.
TELL
$139K 0.01%
+50,000
New +$381K
XLV icon
241
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$136K 0.01%
68,800
+18,800
+38% +$1.81M
DVN icon
242
CALL
Devon Energy
DVN
$47.3B
$135K 0.01%
+195,500
New +$4.4M
GSAT icon
243
Globalstar
GSAT
$10.8B
$135K 0.01%
17,375
+14,881
+597% +$90K
EHTH icon
244
PUT
eHealth
EHTH
$43.9M
$132K 0.01%
+22,500
New +$1.75M
IBB icon
245
CALL
iShares Biotechnology ETF
IBB
$9.71B
$129K 0.01%
+50,000
New +$5.58M
KSS icon
246
Kohl's
KSS
$2.19B
$127K 0.01%
+2,500
New +$127K
XLU icon
247
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$125K 0.01%
+3,882
New +$123K
DSKEW
248
DELISTED
Daseke, Inc. Warrant
DSKEW
$124K 0.01%
1,050,259
+159,747
+18% +$25.8K
VAR
249
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
$124K 0.01%
+20,000
New +$2.55M
VAR
250
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
$122K 0.01%
+22,500
New +$2.87M
8 9
10
11 12

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
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CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.