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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$2.97B
AUM Growth
-$668M
Cap. Flow
+$51.1M
Cap. Flow %
1.72%
Top 10 Hldgs %
63.58%
Holding
795
New
186
Increased
196
Reduced
157
Closed
179

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$120M
2
LLY icon
Eli Lilly
LLY
+$117M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$70.3M
4
AMZN icon
Amazon
AMZN
+$16.6M
5
PLTR icon
Palantir
PLTR
+$16.1M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$239M
2
RNAM
Avidity Biosciences
RNAM
+$210M
3
AAPL icon
Apple
AAPL
+$183M
4
AMD icon
Advanced Micro Devices
AMD
+$98.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$91.7M

Sector Composition

Rank Sector Weight
1 Technology 35.38%
2 Financials 18.17%
3 Healthcare 16.24%
4 Consumer Discretionary 10.31%
5 Communication Services 9.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFFS
226
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
$244K 0.01%
22,000
– –
PGX icon
227
Invesco Preferred ETF
PGX
$3.84B
$243K 0.01%
+19,700
New +$235K
HE icon
228
Hawaiian Electric Industries
HE
$2.33B
$242K 0.01%
+25,000
New +$310K
ALTM
229
DELISTED
Arcadium Lithium plc
ALTM
$240K 0.01%
+84,060
New +$243K
NETDW
230
DELISTED
Nabors Energy Transition Corp II Warrant
NETDW
$238K 0.01%
2,490,794
+627,280
+34% +$57.8K
SMR.WS
231
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$235K 0.01%
+73,976
New +$173K
ANSCW
232
Agriculture & Natural Solutions Acquisition Corp Warrant
ANSCW
$234K 0.01%
901,140
-613,471
-41% -$111K
HERZ
233
Herzfeld Credit Income Fund
HERZ
$33M
$231K 0.01%
10,218
+420
+4% +$9.67K
BIDU icon
234
CALL
Baidu
BIDU
$35.8B
$226K 0.01%
+38,600
New +$3.41M
FAASW
235
DELISTED
DigiAsia Corp Warrant
FAASW
$224K 0.01%
1,180,156
+856,968
+265% +$82.1K
CLBR.WS
236
DELISTED
Colombier Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
CLBR.WS
$224K 0.01%
700,234
+322,367
+85% +$110K
NFLX icon
237
PUT
Netflix
NFLX
$292B
$214K 0.01%
+100,000
New +$6.69M
DYCQR
238
DELISTED
DT Cloud Acquisition Corp Right
DYCQR
$203K 0.01%
813,382
+313,021
+63% +$75.8K
INVZW
239
DELISTED
Innoviz Technologies Warrant
INVZW
$201K 0.01%
1,637,325
-60,482
-4% -$10.2K
EQC
240
DELISTED
Equity Commonwealth
EQC
$199K 0.01%
+10,000
New +$199K
CCIXW
241
Churchill Capital Corp IX Warrant
CCIXW
$71.9K
$196K 0.01%
490,280
+261,736
+115% +$82.8K
VMCA
242
DELISTED
Valuence Merger Corp. I Class A Ordinary Shares
VMCA
$195K 0.01%
16,951
-8,049
-32% -$92.4K
PERF.WS
243
DELISTED
Perfect Corp Warrants
PERF.WS
$193K 0.01%
2,763,391
+83,309
+3% +$6.22K
NKLA
244
CALL
DELISTED
Nikola Corporation Common Stock
NKLA
$188K 0.01%
+364,400
New +$2.7M
GTAC
245
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
$185K 0.01%
+16,001
New +$183K
ULY
246
DELISTED
Urgent.ly
ULY
$184K 0.01%
22,563
– –
RRAC.WS
247
DELISTED
Rigel Resource Acquisition Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RRAC.WS
$183K 0.01%
522,445
+380,257
+267% +$109K
EVLVW
248
DELISTED
Evolv Technologies Warrant
EVLVW
$173K 0.01%
457,084
-1,594,651
-78% -$634K
LOGC
249
DELISTED
ContextLogic
LOGC
$164K 0.01%
30,000
– –
X
250
PUT
DELISTED
US Steel
X
$160K 0.01%
145,000
+116,700
+412% +$4.44M
8 9
10
11 12

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2024 Portfolio in Review

As of Q3 2024, Cowen and Company held 795 positions worth $2.97B, down 18% from $3.64B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Cowen and Company's Q3 2024 filing shows 186 new, 196 increased, 157 reduced and 179 closed positions. Its largest new stake was Eli Lilly: 130,399 shares worth $116M. The largest sale was Meta Platforms (Facebook), an estimated $239M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 34% a quarter earlier, followed by Financials and Healthcare.

  • Cowen and Company's largest Q3 2024 buy was Eli Lilly: 130,399 shares worth $116M.
  • Cowen and Company added most to Microsoft in Q3 2024, an estimated $120M increase.
  • Cowen and Company's biggest Q3 2024 reduction was Meta Platforms (Facebook), cutting an estimated $239M.
  • Cowen and Company fully exited Avidity Biosciences in Q3 2024, selling an estimated $210M.
  • Cowen and Company's ten largest holdings make up 64% of its $2.97B portfolio in Q3 2024.
  • Cowen and Company opened 186 new positions and closed 179 in Q3 2024.
  • Cowen and Company's portfolio value fell 18% quarter-over-quarter to $2.97B.

Based on Cowen and Company's 13F filing for Q3 2024, filed 12 Nov 2024.