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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-11.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.32B
AUM Growth
-$550M
Cap. Flow
+$176M
Cap. Flow %
3.32%
Top 10 Hldgs %
22.95%
Holding
335
New
25
Increased
116
Reduced
146
Closed
31

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$117M
2
TIF
Tiffany & Co.
TIF
+$50.4M
3
FTDR icon
Frontdoor
FTDR
+$42.7M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$31M
5
BR icon
Broadridge
BR
+$28.2M

Top Sells

Rank Stock Value
1
PX
Praxair Inc
PX
+$122M
2
AGN
Allergan plc
AGN
+$30.3M
3
AXP icon
American Express
AXP
+$27.1M
4
PGR icon
Progressive
PGR
+$23.2M
5
MTSC
MTS Systems Corp
MTSC
+$15.8M

Sector Composition

Rank Sector Weight
1 Financials 18.6%
2 Technology 12.07%
3 Healthcare 10.51%
4 Industrials 10.37%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
176
Alphabet (Google) Class A
GOOGL
$4.38T
$2.08M 0.04%
39,900
-1,200
-3% -$64.8K
USCR
177
DELISTED
U S Concrete, Inc.
USCR
$2.04M 0.04%
57,812
-497
-0.9% -$18K
WCN
178
Waste Connections
WCN
$41.5B
$1.65M 0.03%
22,269
-1,676
-7% -$128K
PFLT icon
179
PennantPark Floating Rate Capital
PFLT
$726M
$1.6M 0.03%
138,155
+49,843
+56% +$630K
SHOP icon
180
Shopify
SHOP
$191B
$1.53M 0.03%
110,790
-6,500
-6% -$91.5K
BRK.A icon
181
Berkshire Hathaway Class A
BRK.A
$1.13T
$1.53M 0.03%
5
– –
NATH icon
182
Nathan's Famous
NATH
$404M
$1.48M 0.03%
22,225
+15,827
+247% +$1.17M
AGG icon
183
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.46M 0.03%
+13,707
New +$1.44M
RIO icon
184
Rio Tinto
RIO
$163B
$1.4M 0.03%
28,924
-3,003
-9% -$147K
SONY icon
185
Sony
SONY
$135B
$1.36M 0.03%
141,325
-11,415
-7% -$121K
IYF icon
186
iShares US Financials ETF
IYF
$4.61B
$1.32M 0.02%
24,746
-868
-3% -$49.7K
OCSL icon
187
Oaktree Specialty Lending
OCSL
$1.12B
$1.31M 0.02%
103,624
+21
+0% +$287
RDS.A
188
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.25M 0.02%
21,413
-5,536
-21% -$343K
PFX icon
189
PhenixFIN
PFX
$88.1M
$1.24M 0.02%
23,336
-1,000
-4% -$70.5K
REZ icon
190
iShares Residential and Multisector Real Estate ETF
REZ
$871M
$1.22M 0.02%
19,566
-436
-2% -$27.8K
ESLT icon
191
Elbit Systems
ESLT
$40.4B
$1.2M 0.02%
10,499
-948
-8% -$115K
BCIC
192
BCP Investment Corp
BCIC
$91M
$1.18M 0.02%
34,047
– –
BABA icon
193
Alibaba
BABA
$303B
$1.15M 0.02%
8,422
-2,841
-25% -$420K
XLB icon
194
State Street Materials Select Sector SPDR ETF
XLB
$8.59B
$1.14M 0.02%
45,064
-1,492
-3% -$39.8K
ABDC
195
DELISTED
Alcentra Capital Corp
ABDC
$1.12M 0.02%
172,787
– –
EC icon
196
Ecopetrol
EC
$35.5B
$1.09M 0.02%
68,465
-3,665
-5% -$78.6K
BP icon
197
BP
BP
$108B
$1.08M 0.02%
29,502
-3,499
-11% -$140K
UL icon
198
Unilever
UL
$137B
$1.06M 0.02%
18,053
-1,769
-9% -$107K
XLE icon
199
State Street Energy Select Sector SPDR ETF
XLE
$38B
$1.05M 0.02%
36,560
-1,124
-3% -$37.6K
CYBR
200
DELISTED
CyberArk
CYBR
$1.04M 0.02%
+14,069
New +$1.01M
6 7
8
9 10

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GT
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BFS
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TCM
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Confluence Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Confluence Investment Management held 335 positions worth $5.32B, down 9.4% from $5.87B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management deployed $176M of net new capital in Q4 2018, opening 25 new positions and adding to 116 existing holdings. Its largest new stake was Linde: 739,906 shares worth $115M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Allergan plc, an estimated $30.3M trimmed.

  • Confluence Investment Management's largest Q4 2018 buy was Linde: 739,906 shares worth $115M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2018, an estimated $31M increase.
  • Confluence Investment Management's biggest Q4 2018 reduction was Allergan plc, cutting an estimated $30.3M.
  • Confluence Investment Management fully exited Praxair Inc in Q4 2018, selling an estimated $122M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.32B portfolio in Q4 2018.
  • Confluence Investment Management opened 25 new positions and closed 31 in Q4 2018.
  • Confluence Investment Management's portfolio value fell 9.4% quarter-over-quarter to $5.32B.

Based on Confluence Investment Management's 13F filing for Q4 2018, filed 4 Jan 2019.