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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-2.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.75B
AUM Growth
+$100M
Cap. Flow
+$178M
Cap. Flow %
6.48%
Top 10 Hldgs %
19.37%
Holding
247
New
7
Increased
167
Reduced
60
Closed
6

Top Buys

Rank Stock Value
1
SYK icon
Stryker
SYK
+$22.2M
2
CB
CHUBB CORPORATION
CB
+$7.49M
3
SO icon
Southern Company
SO
+$7.23M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.7M
5
AIG icon
American International
AIG
+$6.37M

Top Sells

Rank Stock Value
1
WAT icon
Waters Corp
WAT
+$16.7M
2
SIAL
SIGMA - ALDRICH CORP
SIAL
+$6.79M
3
ACAS
American Capital Ltd
ACAS
+$3.69M
4
MBB icon
iShares MBS ETF
MBB
+$2.59M
5
BANX
ArrowMark Financial
BANX
+$1.7M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 14.31%
3 Healthcare 9.62%
4 Consumer Discretionary 6.77%
5 Consumer Staples 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBPB
176
DELISTED
Potbelly
PBPB
$1.73M 0.06%
141,315
+38
+0% +$533
MTSC
177
DELISTED
MTS Systems Corp
MTSC
$1.69M 0.06%
24,558
+117
+0.5% +$8.26K
ABDC
178
DELISTED
Alcentra Capital Corp
ABDC
$1.67M 0.06%
131,790
+4,358
+3% +$60K
SPY icon
179
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$1.65M 0.06%
8,027
+300
+4% +$63.1K
FELE icon
180
Franklin Electric
FELE
$4.73B
$1.64M 0.06%
50,593
+2,822
+6% +$101K
SUNS
181
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.63M 0.06%
103,555
-12,298
-11% -$199K
VAR
182
DELISTED
Varian Medical Systems, Inc.
VAR
$1.61M 0.06%
21,812
+1,454
+7% +$114K
IBMI
183
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$1.6M 0.06%
63,203
+9,050
+17% +$228K
MUB icon
184
iShares National Muni Bond ETF
MUB
$45.2B
$1.59M 0.06%
14,708
+2,020
+16% +$220K
RAVN
185
DELISTED
Raven Industries Inc
RAVN
$1.57M 0.06%
77,275
+1,216
+2% +$24.6K
MHK icon
186
Mohawk Industries
MHK
$8.11B
$1.56M 0.06%
8,149
-270
-3% -$49.9K
GLAD icon
187
Gladstone Capital
GLAD
$430M
$1.53M 0.06%
97,023
– –
GOOD
188
Gladstone Commercial Corp
GOOD
$604M
$1.51M 0.06%
91,155
+1,560
+2% +$27.7K
AVNS
189
DELISTED
Avanos Medical
AVNS
$1.46M 0.05%
36,070
+15,036
+71% +$675K
WST icon
190
West Pharmaceutical
WST
$24.5B
$1.43M 0.05%
24,652
-464
-2% -$25.9K
CMO
191
DELISTED
Capstead Mortgage Corp.
CMO
$1.21M 0.04%
108,755
+54,255
+100% +$640K
BANX
192
ArrowMark Financial
BANX
$198M
$1.2M 0.04%
70,000
-97,464
-58% -$1.7M
PFLT icon
193
PennantPark Floating Rate Capital
PFLT
$709M
$1.15M 0.04%
82,778
-29,785
-26% -$421K
IBMH
194
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$1.11M 0.04%
43,904
+6,315
+17% +$160K
OXSQ icon
195
Oxford Square Capital
OXSQ
$160M
$1.09M 0.04%
162,086
+57,183
+55% +$394K
SFE
196
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.07M 0.04%
55,000
-18,767
-25% -$344K
IAU icon
197
iShares Gold Trust
IAU
$62.9B
$1.06M 0.04%
46,622
+1,715
+4% +$39.6K
BRK.A icon
198
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.02M 0.04%
5
– –
HCAP
199
DELISTED
Harvest Capital Credit Corporation
HCAP
$715K 0.03%
50,922
+3,425
+7% +$47.1K
ACSF
200
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$640K 0.02%
50,627
+330
+0.7% +$4.35K
6 7
8
9 10

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Confluence Investment Management's Q2 2015 Portfolio in Review

As of Q2 2015, Confluence Investment Management held 247 positions worth $2.75B, up 3.8% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Confluence Investment Management deployed $178M of net new capital in Q2 2015, opening 7 new positions and adding to 167 existing holdings. Its largest new stake was CHUBB CORPORATION: 75,890 shares worth $7.22M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was American Capital Ltd, an estimated $3.69M trimmed.

  • Confluence Investment Management's largest Q2 2015 buy was CHUBB CORPORATION: 75,890 shares worth $7.22M.
  • Confluence Investment Management added most to Stryker in Q2 2015, an estimated $22.2M increase.
  • Confluence Investment Management's biggest Q2 2015 reduction was American Capital Ltd, cutting an estimated $3.69M.
  • Confluence Investment Management fully exited Waters Corp in Q2 2015, selling an estimated $16.7M.
  • Confluence Investment Management's ten largest holdings make up 19% of its $2.75B portfolio in Q2 2015.
  • Confluence Investment Management opened 7 new positions and closed 6 in Q2 2015.
  • Confluence Investment Management's portfolio value rose 3.8% quarter-over-quarter to $2.75B.

Based on Confluence Investment Management's 13F filing for Q2 2015, filed 17 Jul 2015.