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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+11.05%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.53B
AUM Growth
+$405M
Cap. Flow
-$327M
Cap. Flow %
-4.34%
Top 10 Hldgs %
22.04%
Holding
315
New
16
Increased
109
Reduced
174
Closed
9

Top Buys

Rank Stock Value
1
GTES icon
Gates Industrial Corporation Ltd.
GTES
+$6.98M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.51M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$5.57M
4
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$4.6M
5
BXSL icon
Blackstone Secured Lending
BXSL
+$3.77M

Top Sells

Rank Stock Value
1
CRL icon
Charles River Laboratories
CRL
+$51.8M
2
GGG icon
Graco
GGG
+$10.2M
3
HD icon
Home Depot
HD
+$10.1M
4
PAYX icon
Paychex
PAYX
+$9.75M
5
ACN icon
Accenture
ACN
+$9.21M

Sector Composition

Rank Sector Weight
1 Financials 18.46%
2 Technology 13.6%
3 Industrials 13.4%
4 Consumer Discretionary 9.55%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
151
SLR Investment Corp
SLRC
$715M
$4.75M 0.06%
257,588
-10,865
-4% -$208K
AOUT icon
152
American Outdoor Brands
AOUT
$157M
$4.74M 0.06%
237,906
+3,087
+1% +$69.4K
IBMO icon
153
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$4.69M 0.06%
174,386
+13,037
+8% +$350K
XLB icon
154
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$4.66M 0.06%
102,744
+7,398
+8% +$320K
SCM icon
155
Stellus Capital Investment Corp
SCM
$243M
$4.56M 0.06%
350,420
+1,975
+0.6% +$26.7K
PDBC icon
156
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$4.53M 0.06%
322,305
-19,936
-6% -$392K
XLI icon
157
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$4.48M 0.06%
42,348
+3,157
+8% +$328K
NP
158
DELISTED
Neenah, Inc. Common Stock
NP
$4.43M 0.06%
95,734
+1,235
+1% +$60.6K
NTUS
159
DELISTED
Natus Medical Inc
NTUS
$4.38M 0.06%
184,600
+3,837
+2% +$94.7K
XHB icon
160
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$4.34M 0.06%
50,555
+1,874
+4% +$150K
IBTD
161
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$4.26M 0.06%
167,254
+41,865
+33% +$1.07M
RVNU icon
162
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$4.25M 0.06%
145,368
+4,127
+3% +$120K
IBMN
163
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$4.23M 0.06%
151,865
+4,295
+3% +$120K
IBML
164
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$4.22M 0.06%
162,987
+4,579
+3% +$119K
OFS icon
165
OFS Capital
OFS
$51.9M
$4.16M 0.06%
381,358
-5,944
-2% -$65.3K
PRFT
166
DELISTED
Perficient Inc
PRFT
$4.08M 0.05%
31,590
-25,631
-45% -$3.37M
BXSL icon
167
Blackstone Secured Lending
BXSL
$5.72B
$3.95M 0.05%
+116,293
New +$3.77M
GSBD icon
168
Goldman Sachs BDC
GSBD
$1.1B
$3.8M 0.05%
198,149
+6,240
+3% +$118K
MUB icon
169
iShares National Muni Bond ETF
MUB
$45.5B
$3.18M 0.04%
27,368
+2,611
+11% +$303K
TFI icon
170
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$2.96M 0.04%
57,313
+1,675
+3% +$86.4K
OBDC icon
171
Blue Owl Capital
OBDC
$5.74B
$2.93M 0.04%
206,697
-1,410
-0.7% -$20.2K
IWD icon
172
iShares Russell 1000 Value ETF
IWD
$83.7B
$2.72M 0.04%
+16,201
New +$2.65M
CSWC icon
173
Capital Southwest
CSWC
$1.6B
$2.71M 0.04%
107,296
+398
+0.4% +$10.6K
IBTH icon
174
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.27B
$2.58M 0.03%
102,635
+39,721
+63% +$1M
PAHC icon
175
Phibro Animal Health
PAHC
$1.39B
$2.36M 0.03%
115,480
-28,989
-20% -$619K
5 6
7
8 9

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Confluence Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Confluence Investment Management held 315 positions worth $7.53B, up 5.7% from $7.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management withdrew a net $327M in Q4 2021, closing 9 positions and reducing 174 holdings. Its most notable exit was Charles River Laboratories, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Technology and Industrials.

Against the trend, Confluence Investment Management opened a new position in iShares Core S&P US Value ETF worth $6.7M.

  • Confluence Investment Management's largest Q4 2021 buy was iShares Core S&P US Value ETF: 87,821 shares worth $6.7M.
  • Confluence Investment Management added most to Gates Industrial Corporation Ltd. in Q4 2021, an estimated $6.98M increase.
  • Confluence Investment Management's biggest Q4 2021 reduction was Graco, cutting an estimated $10.2M.
  • Confluence Investment Management fully exited Charles River Laboratories in Q4 2021, selling an estimated $51.8M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $7.53B portfolio in Q4 2021.
  • Confluence Investment Management opened 16 new positions and closed 9 in Q4 2021.
  • Confluence Investment Management's portfolio value rose 5.7% quarter-over-quarter to $7.53B.

Based on Confluence Investment Management's 13F filing for Q4 2021, filed 4 Jan 2022.