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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-11.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.32B
AUM Growth
-$550M
Cap. Flow
+$176M
Cap. Flow %
3.32%
Top 10 Hldgs %
22.95%
Holding
335
New
25
Increased
116
Reduced
146
Closed
31

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$117M
2
TIF
Tiffany & Co.
TIF
+$50.4M
3
FTDR icon
Frontdoor
FTDR
+$42.7M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$31M
5
BR icon
Broadridge
BR
+$28.2M

Top Sells

Rank Stock Value
1
PX
Praxair Inc
PX
+$122M
2
AGN
Allergan plc
AGN
+$30.3M
3
AXP icon
American Express
AXP
+$27.1M
4
PGR icon
Progressive
PGR
+$23.2M
5
MTSC
MTS Systems Corp
MTSC
+$15.8M

Sector Composition

Rank Sector Weight
1 Financials 18.6%
2 Technology 12.07%
3 Healthcare 10.51%
4 Industrials 10.37%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYPE
151
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$3.98M 0.07%
256,167
-9,261
-3% -$165K
MTSC
152
DELISTED
MTS Systems Corp
MTSC
$3.93M 0.07%
97,819
-326,992
-77% -$15.8M
VGK icon
153
Vanguard FTSE Europe ETF
VGK
$31.1B
$3.91M 0.07%
80,333
-2,441
-3% -$126K
NP
154
DELISTED
Neenah, Inc. Common Stock
NP
$3.7M 0.07%
62,851
-23
-0% -$1.67K
IIIV icon
155
i3 Verticals
IIIV
$439M
$3.69M 0.07%
152,989
+2,550
+2% +$53.3K
VBTX
156
DELISTED
Veritex Holdings
VBTX
$3.69M 0.07%
172,368
+14
+0% +$342
PAHC icon
157
Phibro Animal Health
PAHC
$1.46B
$3.67M 0.07%
113,980
+47,051
+70% +$1.78M
CBM
158
DELISTED
Cambrex Corporation
CBM
$3.56M 0.07%
94,147
-1,216
-1% -$61.6K
MAIN icon
159
Main Street Capital
MAIN
$5.22B
$3.53M 0.07%
104,474
+18,373
+21% +$683K
ELF icon
160
e.l.f. Beauty
ELF
$5.09B
$3.52M 0.07%
406,792
-21,065
-5% -$238K
VREX icon
161
Varex Imaging
VREX
$522M
$3.47M 0.07%
146,703
+1,527
+1% +$38.8K
BSCP
162
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3.46M 0.07%
175,876
-805
-0.5% -$15.8K
LXFT
163
DELISTED
Luxoft Holding, Inc.
LXFT
$3.29M 0.06%
108,185
+1,445
+1% +$54K
MFIC icon
164
MidCap Financial Investment
MFIC
$781M
$3.11M 0.06%
250,645
-3
-0% -$46
TLH icon
165
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$3.01M 0.06%
22,577
+6,909
+44% +$887K
IWN icon
166
iShares Russell 2000 Value ETF
IWN
$14.6B
$3M 0.06%
27,941
+20,412
+271% +$2.46M
BIZD icon
167
VanEck BDC Income ETF
BIZD
$1.61B
$2.97M 0.06%
+211,795
New +$3.34M
PBPB
168
DELISTED
Potbelly
PBPB
$2.96M 0.06%
367,315
-7,209
-2% -$77.3K
IPHS
169
DELISTED
Innophos Holdings, Inc.
IPHS
$2.94M 0.06%
119,672
+7,248
+6% +$220K
IBDO
170
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$2.84M 0.05%
117,437
-1,231
-1% -$29.7K
IBDT icon
171
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$2.71M 0.05%
+108,832
New +$2.7M
VWO icon
172
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$2.69M 0.05%
70,579
-114,722
-62% -$4.44M
IVV icon
173
iShares Core S&P 500 ETF
IVV
$898B
$2.5M 0.05%
9,957
+8,231
+477% +$2.24M
ICLR icon
174
Icon
ICLR
$12.6B
$2.27M 0.04%
17,602
-356
-2% -$49.2K
CSWC icon
175
Capital Southwest
CSWC
$1.56B
$2.19M 0.04%
+113,942
New +$2.2M
5 6
7
8 9

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Confluence Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Confluence Investment Management held 335 positions worth $5.32B, down 9.4% from $5.87B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management deployed $176M of net new capital in Q4 2018, opening 25 new positions and adding to 116 existing holdings. Its largest new stake was Linde: 739,906 shares worth $115M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Allergan plc, an estimated $30.3M trimmed.

  • Confluence Investment Management's largest Q4 2018 buy was Linde: 739,906 shares worth $115M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2018, an estimated $31M increase.
  • Confluence Investment Management's biggest Q4 2018 reduction was Allergan plc, cutting an estimated $30.3M.
  • Confluence Investment Management fully exited Praxair Inc in Q4 2018, selling an estimated $122M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.32B portfolio in Q4 2018.
  • Confluence Investment Management opened 25 new positions and closed 31 in Q4 2018.
  • Confluence Investment Management's portfolio value fell 9.4% quarter-over-quarter to $5.32B.

Based on Confluence Investment Management's 13F filing for Q4 2018, filed 4 Jan 2019.