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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$5.22B
AUM Growth
+$300M
Cap. Flow
+$198M
Cap. Flow %
3.8%
Top 10 Hldgs %
21.84%
Holding
255
New
17
Increased
135
Reduced
69
Closed
16

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$93M
2
DBRG icon
DigitalBridge
DBRG
+$79.3M
3
BKI
Black Knight, Inc. Common Stock
BKI
+$28.9M
4
NTUS
Natus Medical Inc
NTUS
+$20.6M
5
MLM icon
Martin Marietta Materials
MLM
+$16.4M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$80.7M
2
KSS icon
Kohl's
KSS
+$46.2M
3
IBCC
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
+$14.2M
4
GWW icon
W.W. Grainger
GWW
+$9.67M
5
GGG icon
Graco
GGG
+$9.45M

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Industrials 11.72%
3 Healthcare 11.69%
4 Consumer Staples 8.92%
5 Technology 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FELE icon
151
Franklin Electric
FELE
$4.63B
$3.55M 0.07%
79,119
-2,026
-2% -$82.3K
RMAX icon
152
RE/MAX Holdings
RMAX
$193M
$3.54M 0.07%
55,623
-153,757
-73% -$9.21M
PFX icon
153
PhenixFIN
PFX
$83.1M
$3.51M 0.07%
29,361
– –
LNCE
154
DELISTED
Snyders-Lance, Inc.
LNCE
$3.49M 0.07%
91,552
+245
+0.3% +$8.84K
GSBD icon
155
Goldman Sachs BDC
GSBD
$969M
$3.44M 0.07%
150,528
-164
-0.1% -$3.66K
MFIC icon
156
MidCap Financial Investment
MFIC
$787M
$3.37M 0.06%
183,701
– –
REZ icon
157
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$3.35M 0.06%
52,676
-61,079
-54% -$3.95M
GOOGL icon
158
Alphabet (Google) Class A
GOOGL
$4.36T
$3.21M 0.06%
65,900
-1,760
-3% -$83.5K
IBMH
159
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$3.08M 0.06%
120,676
+3,576
+3% +$91.5K
RBC icon
160
RBC Bearings
RBC
$17.4B
$2.97M 0.06%
23,757
+561
+2% +$60.9K
VCLT icon
161
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$2.91M 0.06%
30,925
+1,945
+7% +$182K
JNK icon
162
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$2.83M 0.05%
25,235
+1,617
+7% +$180K
HYG icon
163
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$2.82M 0.05%
31,749
+1,696
+6% +$150K
JBTM
164
JBT Marel
JBTM
$7.21B
$2.78M 0.05%
27,540
-724
-3% -$66.8K
VREX icon
165
Varex Imaging
VREX
$472M
$2.66M 0.05%
78,491
+61,502
+362% +$1.92M
ABDC
166
DELISTED
Alcentra Capital Corp
ABDC
$2.65M 0.05%
247,583
+38,055
+18% +$435K
IWN icon
167
iShares Russell 2000 Value ETF
IWN
$14.3B
$2.51M 0.05%
20,258
-13,805
-41% -$1.63M
PFLT icon
168
PennantPark Floating Rate Capital
PFLT
$689M
$2.48M 0.05%
171,462
-6,258
-4% -$89.2K
VGK icon
169
Vanguard FTSE Europe ETF
VGK
$30.7B
$2.35M 0.05%
+40,272
New +$2.29M
XLE icon
170
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$2.15M 0.04%
62,834
-27,130
-30% -$883K
ICMB icon
171
Investcorp Credit Management BDC
ICMB
$11.1M
$2.07M 0.04%
222,598
-9,273
-4% -$91.7K
SPTI icon
172
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$1.93M 0.04%
+64,236
New +$1.93M
IWO icon
173
iShares Russell 2000 Growth ETF
IWO
$14.3B
$1.8M 0.03%
10,088
-7,457
-43% -$1.27M
XLP icon
174
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.72M 0.03%
31,778
-23,276
-42% -$1.28M
LRFC
175
DELISTED
Logan Ridge Finance Corp
LRFC
$1.56M 0.03%
27,319
-11
-0% -$710
5 6
7
8 9

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Confluence Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Confluence Investment Management held 255 positions worth $5.22B, up 6.1% from $4.92B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $198M of net new capital in Q3 2017, opening 17 new positions and adding to 135 existing holdings. Its largest new stake was DigitalBridge: 1,451,067 shares worth $72.9M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Graco, an estimated $9.45M trimmed.

  • Confluence Investment Management's largest Q3 2017 buy was DigitalBridge: 1,451,067 shares worth $72.9M.
  • Confluence Investment Management added most to DuPont de Nemours in Q3 2017, an estimated $93M increase.
  • Confluence Investment Management's biggest Q3 2017 reduction was Graco, cutting an estimated $9.45M.
  • Confluence Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $80.7M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $5.22B portfolio in Q3 2017.
  • Confluence Investment Management opened 17 new positions and closed 16 in Q3 2017.
  • Confluence Investment Management's portfolio value rose 6.1% quarter-over-quarter to $5.22B.

Based on Confluence Investment Management's 13F filing for Q3 2017, filed 13 Oct 2017.