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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.83B
AUM Growth
+$196M
Cap. Flow
+$121M
Cap. Flow %
3.16%
Top 10 Hldgs %
20.72%
Holding
240
New
10
Increased
140
Reduced
61
Closed
17

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$33.3M
2
AGN
Allergan plc
AGN
+$27.9M
3
FAST icon
Fastenal
FAST
+$15.3M
4
LOW icon
Lowe's Companies
LOW
+$13M
5
PGR icon
Progressive
PGR
+$12.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$22.1M
2
CVX icon
Chevron
CVX
+$18.4M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$17M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$9.36M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Industrials 11.93%
3 Healthcare 10.91%
4 Technology 9.14%
5 Consumer Staples 9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBTM
151
JBT Marel
JBTM
$6.9B
$2.84M 0.07%
40,200
-526
-1% -$35.2K
NTUS
152
DELISTED
Natus Medical Inc
NTUS
$2.82M 0.07%
71,809
+2,134
+3% +$85.1K
GSBD icon
153
Goldman Sachs BDC
GSBD
$1.01B
$2.8M 0.07%
128,679
-89,814
-41% -$1.88M
TYPE
154
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$2.75M 0.07%
124,386
+38,156
+44% +$830K
XLV icon
155
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$2.72M 0.07%
37,725
-27,929
-43% -$2.06M
XLP icon
156
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$2.66M 0.07%
50,007
-44,652
-47% -$2.43M
XLI icon
157
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$2.64M 0.07%
45,266
-43,030
-49% -$2.5M
RAVN
158
DELISTED
Raven Industries Inc
RAVN
$2.63M 0.07%
114,352
+7,831
+7% +$169K
ABDC
159
DELISTED
Alcentra Capital Corp
ABDC
$2.48M 0.06%
190,912
+918
+0.5% +$11.5K
LNCE
160
DELISTED
Snyders-Lance, Inc.
LNCE
$2.44M 0.06%
72,721
+3,201
+5% +$111K
IBMH
161
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$2.43M 0.06%
94,788
+20,082
+27% +$518K
TECH icon
162
Bio-Techne
TECH
$11.2B
$2.37M 0.06%
86,700
-260
-0.3% -$7.14K
BKCC
163
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.37M 0.06%
285,840
-5,408
-2% -$45.4K
BMRC icon
164
Bank of Marin Bancorp
BMRC
$478M
$2.33M 0.06%
93,686
+5,186
+6% +$129K
FELE icon
165
Franklin Electric
FELE
$4.86B
$2.33M 0.06%
57,181
-361
-0.6% -$13.7K
GOOD
166
Gladstone Commercial Corp
GOOD
$608M
$2.32M 0.06%
124,772
+6,805
+6% +$122K
OB
167
DELISTED
Onebeacon Insurance Group Ltd
OB
$2.31M 0.06%
161,409
+15,787
+11% +$223K
PBPB
168
DELISTED
Potbelly
PBPB
$2.27M 0.06%
182,836
+12,010
+7% +$155K
AVNS
169
DELISTED
Avanos Medical
AVNS
$2.26M 0.06%
65,137
+4,186
+7% +$147K
MLI icon
170
Mueller Industries
MLI
$15.1B
$2.25M 0.06%
277,092
+10,724
+4% +$90.2K
FWRD icon
171
Forward Air
FWRD
$484M
$2.11M 0.06%
48,808
+3,435
+8% +$156K
THR
172
DELISTED
Thermon Group Holdings
THR
$2.08M 0.05%
105,154
+7,150
+7% +$139K
PFLT icon
173
PennantPark Floating Rate Capital
PFLT
$715M
$2.04M 0.05%
154,266
+1,428
+0.9% +$18.4K
HAE icon
174
Haemonetics
HAE
$3.88B
$2.04M 0.05%
56,190
+230
+0.4% +$7.89K
EXPO icon
175
Exponent
EXPO
$3.29B
$1.99M 0.05%
77,832
+10,644
+16% +$278K
5 6
7
8 9

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Confluence Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Confluence Investment Management held 240 positions worth $3.83B, up 5.4% from $3.64B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $121M of net new capital in Q3 2016, opening 10 new positions and adding to 140 existing holdings. Its largest new stake was Allergan plc: 114,238 shares worth $26.3M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Chevron, an estimated $18.4M trimmed.

  • Confluence Investment Management's largest Q3 2016 buy was Allergan plc: 114,238 shares worth $26.3M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2016, an estimated $33.3M increase.
  • Confluence Investment Management's biggest Q3 2016 reduction was Chevron, cutting an estimated $18.4M.
  • Confluence Investment Management fully exited Wells Fargo in Q3 2016, selling an estimated $22.1M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $3.83B portfolio in Q3 2016.
  • Confluence Investment Management opened 10 new positions and closed 17 in Q3 2016.
  • Confluence Investment Management's portfolio value rose 5.4% quarter-over-quarter to $3.83B.

Based on Confluence Investment Management's 13F filing for Q3 2016, filed 4 Nov 2016.