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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-2.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.75B
AUM Growth
+$100M
Cap. Flow
+$178M
Cap. Flow %
6.48%
Top 10 Hldgs %
19.37%
Holding
247
New
7
Increased
167
Reduced
60
Closed
6

Top Buys

Rank Stock Value
1
SYK icon
Stryker
SYK
+$22.2M
2
CB
CHUBB CORPORATION
CB
+$7.49M
3
SO icon
Southern Company
SO
+$7.23M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.7M
5
AIG icon
American International
AIG
+$6.37M

Top Sells

Rank Stock Value
1
WAT icon
Waters Corp
WAT
+$16.7M
2
SIAL
SIGMA - ALDRICH CORP
SIAL
+$6.79M
3
ACAS
American Capital Ltd
ACAS
+$3.69M
4
MBB icon
iShares MBS ETF
MBB
+$2.59M
5
BANX
ArrowMark Financial
BANX
+$1.7M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 14.31%
3 Healthcare 9.62%
4 Consumer Discretionary 6.77%
5 Consumer Staples 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
126
iShares Russell 2000 Value ETF
IWN
$14.5B
$4.19M 0.15%
41,090
+3,523
+9% +$363K
IJS icon
127
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
$3.96M 0.14%
67,274
+5,332
+9% +$317K
TSLX icon
128
Sixth Street Specialty
TSLX
$1.68B
$3.94M 0.14%
231,504
+450
+0.2% +$8.09K
PDCO
129
DELISTED
Patterson Companies, Inc.
PDCO
$3.87M 0.14%
79,572
+12,732
+19% +$607K
OFS icon
130
OFS Capital
OFS
$46.4M
$3.85M 0.14%
321,179
-21,371
-6% -$262K
LSTR icon
131
Landstar System
LSTR
$6B
$3.79M 0.14%
56,636
+4,307
+8% +$280K
JNK icon
132
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
$3.76M 0.14%
32,603
-8,739
-21% -$1.03M
HYG icon
133
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$3.75M 0.14%
42,196
-10,284
-20% -$930K
ACAS
134
DELISTED
American Capital Ltd
ACAS
$3.65M 0.13%
268,996
-253,935
-49% -$3.69M
TFI icon
135
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.12B
$3.62M 0.13%
76,221
+9,632
+14% +$460K
NLY icon
136
Annaly Capital Management
NLY
$17.2B
$3.38M 0.12%
92,002
+73
+0.1% +$2.95K
FSK icon
137
FS KKR Capital
FSK
$3.11B
$3.38M 0.12%
85,854
+192
+0.2% +$7.93K
BCIC
138
BCP Investment Corp
BCIC
$91.3M
$3.3M 0.12%
55,128
-5,490
-9% -$332K
HRZN icon
139
Horizon Technology Finance
HRZN
$308M
$3.29M 0.12%
259,529
-15,516
-6% -$214K
HTS
140
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.17M 0.12%
194,447
+165
+0.1% +$2.96K
SCM icon
141
Stellus Capital Investment Corp
SCM
$225M
$3.06M 0.11%
268,761
-30,213
-10% -$368K
BSCH
142
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.83M 0.1%
124,193
+5,662
+5% +$129K
BSCI
143
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$2.82M 0.1%
132,729
+5,993
+5% +$128K
BSCK
144
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.8M 0.1%
131,864
+6,044
+5% +$129K
BSCJ
145
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.79M 0.1%
132,654
+6,102
+5% +$129K
MBB icon
146
iShares MBS ETF
MBB
$38.8B
$2.79M 0.1%
25,701
-23,623
-48% -$2.59M
BSCL
147
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.77M 0.1%
132,870
+6,176
+5% +$130K
BSCM
148
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$2.75M 0.1%
133,346
+6,256
+5% +$131K
GNMA icon
149
iShares GNMA Bond ETF
GNMA
$421M
$2.73M 0.1%
54,693
+2,653
+5% +$133K
MAIN icon
150
Main Street Capital
MAIN
$5.18B
$2.72M 0.1%
85,221
+250
+0.3% +$7.8K
4 5
6
7 8

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Confluence Investment Management's Q2 2015 Portfolio in Review

As of Q2 2015, Confluence Investment Management held 247 positions worth $2.75B, up 3.8% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Confluence Investment Management deployed $178M of net new capital in Q2 2015, opening 7 new positions and adding to 167 existing holdings. Its largest new stake was CHUBB CORPORATION: 75,890 shares worth $7.22M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was American Capital Ltd, an estimated $3.69M trimmed.

  • Confluence Investment Management's largest Q2 2015 buy was CHUBB CORPORATION: 75,890 shares worth $7.22M.
  • Confluence Investment Management added most to Stryker in Q2 2015, an estimated $22.2M increase.
  • Confluence Investment Management's biggest Q2 2015 reduction was American Capital Ltd, cutting an estimated $3.69M.
  • Confluence Investment Management fully exited Waters Corp in Q2 2015, selling an estimated $16.7M.
  • Confluence Investment Management's ten largest holdings make up 19% of its $2.75B portfolio in Q2 2015.
  • Confluence Investment Management opened 7 new positions and closed 6 in Q2 2015.
  • Confluence Investment Management's portfolio value rose 3.8% quarter-over-quarter to $2.75B.

Based on Confluence Investment Management's 13F filing for Q2 2015, filed 17 Jul 2015.