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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.45B
AUM Growth
+$212M
Cap. Flow
+$128M
Cap. Flow %
5.23%
Top 10 Hldgs %
19.97%
Holding
274
New
17
Increased
162
Reduced
55
Closed
28

Top Buys

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$10.4M
2
FNF icon
Fidelity National Financial
FNF
+$10.4M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.32M
4
PAYX icon
Paychex
PAYX
+$6.83M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.03M

Top Sells

Rank Stock Value
1
RYAM icon
Rayonier Advanced Materials
RYAM
+$17.4M
2
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.06M
3
CHRW icon
C.H. Robinson
CHRW
+$5.12M
4
GBDC icon
Golub Capital BDC
GBDC
+$3.82M
5
SNBR
Sleep Number
SNBR
+$3.72M

Sector Composition

Rank Sector Weight
1 Financials 19.31%
2 Industrials 14.5%
3 Healthcare 9.03%
4 Technology 7.87%
5 Consumer Discretionary 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
126
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$3.94M 0.16%
34,004
-3,456
-9% -$410K
TSLX icon
127
Sixth Street Specialty
TSLX
$1.68B
$3.87M 0.16%
230,239
+92,522
+67% +$1.57M
HTS
128
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.58M 0.15%
194,282
– –
SCM icon
129
Stellus Capital Investment Corp
SCM
$225M
$3.46M 0.14%
293,946
+7,784
+3% +$104K
BANX
130
ArrowMark Financial
BANX
$198M
$3.26M 0.13%
167,381
+433
+0.3% +$9.68K
SHM icon
131
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$3.23M 0.13%
66,541
-2,470
-4% -$120K
RBA icon
132
RB Global
RBA
$20.9B
$3.21M 0.13%
119,382
-1,090
-0.9% -$27K
MFIN icon
133
Medallion Financial
MFIN
$244M
$3.19M 0.13%
318,304
+762
+0.2% +$8.31K
PDCO
134
DELISTED
Patterson Companies, Inc.
PDCO
$3.08M 0.13%
64,056
+1,395
+2% +$62.8K
XLE icon
135
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$2.86M 0.12%
72,192
+3,876
+6% +$161K
LSTR icon
136
Landstar System
LSTR
$6B
$2.85M 0.12%
39,343
-33,990
-46% -$2.53M
CODI icon
137
Compass Diversified
CODI
$795M
$2.78M 0.11%
171,200
-15,909
-9% -$275K
BSCM
138
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$2.55M 0.1%
122,576
+5,501
+5% +$114K
BSCL
139
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.54M 0.1%
121,835
+5,483
+5% +$115K
FSK icon
140
FS KKR Capital
FSK
$3.21B
$2.52M 0.1%
63,553
+29,568
+87% +$1.22M
GNMA icon
141
iShares GNMA Bond ETF
GNMA
$423M
$2.51M 0.1%
49,638
+2,303
+5% +$116K
MAIN icon
142
Main Street Capital
MAIN
$5.18B
$2.47M 0.1%
84,546
+553
+0.7% +$17.1K
BSCH
143
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.47M 0.1%
108,795
+5,293
+5% +$121K
BSCI
144
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$2.46M 0.1%
116,414
+5,687
+5% +$120K
BSCK
145
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.46M 0.1%
116,485
+5,383
+5% +$114K
BSCJ
146
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.45M 0.1%
117,145
+5,696
+5% +$120K
CMBS icon
147
iShares CMBS ETF
CMBS
$473M
$2.42M 0.1%
47,237
+2,072
+5% +$107K
IBCB
148
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$2.42M 0.1%
24,258
+1,059
+5% +$106K
WOOF
149
DELISTED
VCA Inc.
WOOF
$2.4M 0.1%
49,291
-1,828
-4% -$82.2K
VCLT icon
150
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$2.36M 0.1%
25,520
-1,871
-7% -$170K
4 5
6
7 8

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BFG
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GT
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BFS
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EWM
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EC
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HI
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TCM
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Confluence Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Confluence Investment Management held 274 positions worth $2.45B, up 9.4% from $2.24B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $128M of net new capital in Q4 2014, opening 17 new positions and adding to 162 existing holdings. Its largest new stake was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $7.06M trimmed.

  • Confluence Investment Management's largest Q4 2014 buy was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.
  • Confluence Investment Management added most to Linear Technology Corp in Q4 2014, an estimated $10.4M increase.
  • Confluence Investment Management's biggest Q4 2014 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $7.06M.
  • Confluence Investment Management fully exited Rayonier Advanced Materials in Q4 2014, selling an estimated $17.4M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.45B portfolio in Q4 2014.
  • Confluence Investment Management opened 17 new positions and closed 28 in Q4 2014.
  • Confluence Investment Management's portfolio value rose 9.4% quarter-over-quarter to $2.45B.

Based on Confluence Investment Management's 13F filing for Q4 2014, filed 29 Jan 2015.