Cliff Asness’s Nuveen Calif Div Muni NVX Stock Holding History

Cliff Asness’s Portfolio NVX Stock Details NVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-38,244	Closed	-$549K	–	2434
2014 Q4	$549K	Buy	+38,244	New	+$538K	﹤0.01%	1920
2014 Q2	–	Sell	-29,354	Closed	-$401K	–	2644
2014 Q1	$401K	Buy	29,354 +6,752	+30%	+$90.3K	﹤0.01%	2147
2013 Q4	$285K	Buy	22,602 +7,400	+49%	+$94.4K	﹤0.01%	2321
2013 Q3	$200K	Buy	+15,202	New	+$196K	﹤0.01%	2345

Other funds holding NVX

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cliff Asness's NVX Position: Q1 2015 in Review

Cliff Asness sold out of Nuveen Calif Div Muni (NVX) in Q1 2015, closing a stake of 38,244 shares — an estimated $549K sold.

Cliff Asness first reported a position in NVX in Q3 2013 and held it in 4 quarters. The position peaked at $549K in Q4 2014. 22 funds tracked by Wall St. Rank hold NVX as of Q1 2015.

Cliff Asness reported no remaining Nuveen Calif Div Muni position as of Q1 2015 after selling out during the quarter.
Cliff Asness sold 38,244 Nuveen Calif Div Muni shares in Q1 2015, an estimated $549K.
Cliff Asness first reported a position in Nuveen Calif Div Muni in Q3 2013 and held it in 4 quarters.
Cliff Asness's Nuveen Calif Div Muni position peaked at $549K in Q4 2014.
22 funds tracked by Wall St. Rank held Nuveen Calif Div Muni as of Q1 2015.

Based on AQR Capital Management's 13F filing for Q1 2015, filed 15 May 2015.