Charles Schwab’s New Mountain Finance NMFC Stock Holding History

Charles Schwab’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-72,200	Closed	-$1.05M	–	3123
2014 Q1	$1.05M	Buy	72,200 +6,700	+10%	+$99.4K	﹤0.01%	2267
2013 Q4	$986K	Buy	65,500 +12,300	+23%	+$179K	﹤0.01%	2278
2013 Q3	$768K	Buy	53,200 +8,500	+19%	+$124K	﹤0.01%	2346
2013 Q2	$636K	Buy	+44,700	New	+$661K	﹤0.01%	2402

Other funds holding NMFC

SBK

Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Charles Schwab's NMFC Position: Q2 2014 in Review

Charles Schwab sold out of New Mountain Finance (NMFC) in Q2 2014, closing a stake of 72,200 shares — an estimated $1.05M sold.

Charles Schwab first reported a position in NMFC in Q2 2013 and held it in 4 quarters. The position peaked at $1.05M in Q1 2014. 106 funds tracked by Wall St. Rank hold NMFC as of Q2 2014.

Charles Schwab reported no remaining New Mountain Finance position as of Q2 2014 after selling out during the quarter.
Charles Schwab sold 72,200 New Mountain Finance shares in Q2 2014, an estimated $1.05M.
Charles Schwab first reported a position in New Mountain Finance in Q2 2013 and held it in 4 quarters.
Charles Schwab's New Mountain Finance position peaked at $1.05M in Q1 2014.
106 funds tracked by Wall St. Rank held New Mountain Finance as of Q2 2014.

Based on Charles Schwab's 13F filing for Q2 2014, filed 30 Jul 2014.