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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$87.3M
AUM Growth
-$46.1M
Cap. Flow
-$50.4M
Cap. Flow %
-57.75%
Top 10 Hldgs %
35.04%
Holding
114
New
12
Increased
2
Reduced
85
Closed
15

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.53M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.5M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$1.48M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.09M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$752K

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.49M
2
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.15M
3
MBB icon
iShares MBS ETF
MBB
+$2.99M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.56M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Healthcare 5.42%
3 Consumer Staples 4.49%
4 Financials 4.24%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$933B
$777K 0.89%
8,841
-7,585
-46% -$669K
BA icon
27
Boeing
BA
$175B
$746K 0.85%
4,216
-2,864
-40% -$488K
KEY icon
28
KeyCorp
KEY
$24.2B
$727K 0.83%
40,901
-34,721
-46% -$635K
NOV icon
29
NOV
NOV
$6.88B
$726K 0.83%
18,116
-11,415
-39% -$445K
MDY icon
30
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$724K 0.83%
2,318
-1,489
-39% -$462K
JNJ icon
31
Johnson & Johnson
JNJ
$617B
$721K 0.83%
5,788
-3,820
-40% -$456K
KDP icon
32
Keurig Dr Pepper
KDP
$43B
$709K 0.81%
7,236
-4,308
-37% -$402K
MRK icon
33
Merck
MRK
$321B
$707K 0.81%
11,653
-6,369
-35% -$386K
IBM icon
34
IBM
IBM
$209B
$689K 0.79%
4,139
-3,421
-45% -$574K
EDIV icon
35
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$674K 0.77%
22,927
-11,964
-34% -$346K
GAP
36
The Gap Inc
GAP
$7.34B
$661K 0.76%
+27,203
New +$649K
EPR icon
37
EPR Properties
EPR
$4.9B
$660K 0.76%
8,960
-5,169
-37% -$382K
SLB icon
38
SLB Ltd
SLB
$72.6B
$659K 0.76%
8,444
-4,699
-36% -$384K
FFIV icon
39
F5
FFIV
$22.1B
$654K 0.75%
4,584
-3,216
-41% -$459K
PFE icon
40
Pfizer
PFE
$142B
$648K 0.74%
19,968
-9,861
-33% -$311K
EMR icon
41
Emerson Electric
EMR
$83.3B
$647K 0.74%
10,811
-6,630
-38% -$396K
HST icon
42
Host Hotels & Resorts
HST
$17.2B
$641K 0.73%
34,357
-19,215
-36% -$351K
LYB icon
43
LyondellBasell Industries
LYB
$19.5B
$630K 0.72%
+6,905
New +$630K
SON icon
44
Sonoco
SON
$5.62B
$627K 0.72%
11,846
-6,773
-36% -$364K
TPR icon
45
Tapestry
TPR
$30.8B
$626K 0.72%
15,149
-6,117
-29% -$231K
MNA icon
46
IQ ARB Merger Arbitrage ETF
MNA
$252M
$623K 0.71%
20,783
-13,305
-39% -$395K
VLO icon
47
Valero Energy
VLO
$92.6B
$623K 0.71%
9,404
-5,369
-36% -$359K
IYE icon
48
iShares US Energy ETF
IYE
$1.73B
$620K 0.71%
16,088
-9,914
-38% -$394K
USB icon
49
US Bancorp
USB
$98B
$620K 0.71%
12,047
-6,819
-36% -$364K
STT icon
50
State Street
STT
$50.2B
$618K 0.71%
7,762
-4,891
-39% -$388K
1
2
3 4 5

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Cetera Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Cetera Investment Management held 114 positions worth $87.3M, down 35% from $133M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cetera Investment Management withdrew a net $50.4M in Q1 2017, closing 15 positions and reducing 85 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $3.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 6.9% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in Vanguard Real Estate ETF worth $1.52M.

  • Cetera Investment Management's largest Q1 2017 buy was Vanguard Real Estate ETF: 18,399 shares worth $1.52M.
  • Cetera Investment Management added most to iShares 7-10 Year Treasury Bond ETF in Q1 2017, an estimated $752K increase.
  • Cetera Investment Management's biggest Q1 2017 reduction was iShares MSCI ACWI ETF, cutting an estimated $4.49M.
  • Cetera Investment Management fully exited Vanguard Morningstar Small-Cap ETF in Q1 2017, selling an estimated $3.15M.
  • Cetera Investment Management's ten largest holdings make up 35% of its $87.3M portfolio in Q1 2017.
  • Cetera Investment Management opened 12 new positions and closed 15 in Q1 2017.
  • Cetera Investment Management's portfolio value fell 35% quarter-over-quarter to $87.3M.

Based on Cetera Investment Management's 13F filing for Q1 2017, filed 15 May 2017.