Cetera Investment Management’s NYLIM Merger Arbitrage ETF MNA Stock Holding History

Cetera Investment Management’s Portfolio MNA Stock Details MNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-15,841	Closed	-$487K	–	49
2017 Q2	$487K	Sell	15,841 -4,942	-24%	-$150K	0.62%	52
2017 Q1	$623K	Sell	20,783 -13,305	-39%	-$395K	0.71%	46
2016 Q4	$999K	Sell	34,088 -5,802	-15%	-$169K	0.75%	46
2016 Q3	$1.17M	Sell	39,890 -4,014	-9%	-$115K	0.75%	44
2016 Q2	$1.25M	Sell	43,904 -7,844	-15%	-$224K	0.74%	45
2016 Q1	$1.5M	Sell	51,748 -2,979	-5%	-$84.4K	0.78%	36
2015 Q4	$1.53M	Buy	+54,727	New	+$1.52M	0.62%	57

Other funds holding MNA

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

SCM

Stonehearth Capital Management Danvers, Massachusetts $293M AUM 32.48% 1-Year Est. Return

BOS

Bank of Stockton Stockton, California $356M AUM 42.85% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $18.3B AUM 36.97% 1-Year Est. Return

Cetera Investment Management's MNA Position: Q3 2017 in Review

Cetera Investment Management sold out of NYLIM Merger Arbitrage ETF (MNA) in Q3 2017, closing a stake of 15,841 shares — an estimated $487K sold.

Cetera Investment Management first reported a position in MNA in Q4 2015 and held it in 7 quarters. The position peaked at $1.53M in Q4 2015. 54 funds tracked by Wall St. Rank hold MNA as of Q3 2017.

Cetera Investment Management reported no remaining NYLIM Merger Arbitrage ETF position as of Q3 2017 after selling out during the quarter.
Cetera Investment Management sold 15,841 NYLIM Merger Arbitrage ETF shares in Q3 2017, an estimated $487K.
Cetera Investment Management first reported a position in NYLIM Merger Arbitrage ETF in Q4 2015 and held it in 7 quarters.
Cetera Investment Management's NYLIM Merger Arbitrage ETF position peaked at $1.53M in Q4 2015.
54 funds tracked by Wall St. Rank held NYLIM Merger Arbitrage ETF as of Q3 2017.

Based on Cetera Investment Management's 13F filing for Q3 2017.