Carson Wealth (CWM LLC)’s PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ Stock Holding History

Carson Wealth (CWM LLC)’s Portfolio TUZ Stock Details TUZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-9,929	Closed	-$506K	–	195
2014 Q4	$506K	Sell	9,929 -959	-9%	-$48.9K	0.06%	143
2014 Q3	$554K	Buy	10,888 +4,655	+75%	+$237K	0.08%	152
2014 Q2	$318K	Buy	+6,233	New	+$317K	0.06%	138
2014 Q1	–	Sell	-195	Closed	-$10K	–	559
2013 Q4	$10K	Buy	+195	New	+$9.93K	﹤0.01%	454

Other funds holding TUZ

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

LWA

Lowe Wealth Advisors Columbia, Maryland $274M AUM 14.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Carson Wealth (CWM LLC)'s TUZ Position: Q1 2015 in Review

Carson Wealth (CWM LLC) sold out of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) in Q1 2015, closing a stake of 9,929 shares — an estimated $506K sold.

Carson Wealth (CWM LLC) first reported a position in TUZ in Q4 2013 and held it in 4 quarters. The position peaked at $554K in Q3 2014. 29 funds tracked by Wall St. Rank hold TUZ as of Q1 2015.

Carson Wealth (CWM LLC) reported no remaining PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position as of Q1 2015 after selling out during the quarter.
Carson Wealth (CWM LLC) sold 9,929 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund shares in Q1 2015, an estimated $506K.
Carson Wealth (CWM LLC) first reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in Q4 2013 and held it in 4 quarters.
Carson Wealth (CWM LLC)'s PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position peaked at $554K in Q3 2014.
29 funds tracked by Wall St. Rank held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund as of Q1 2015.

Based on Carson Wealth (CWM LLC)'s 13F filing for Q1 2015, filed 30 Apr 2015.