Carlson Capital’s SM Energy SM Stock Holding History

Carlson Capital’s Portfolio SM Stock Details SM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-400,000	Closed	-$2.45M	–	209
2020 Q4	$2.45M	Buy	+400,000	New	+$1.35M	0.09%	134
2020 Q1	–	Sell	-629,600	Closed	-$7.08M	–	287
2019 Q4	$7.08M	Buy	+629,600	New	+$5.67M	0.13%	159
2019 Q3	–	Sell	-341,833	Closed	-$4.28M	–	276
2019 Q2	$4.28M	Buy	+341,833	New	+$4.96M	0.06%	214
2018 Q4	–	Sell	-216,995	Closed	-$6.84M	–	305
2018 Q3	$6.84M	Buy	216,995 +58,700	+37%	+$1.69M	0.09%	215
2018 Q2	$4.07M	Buy	+158,295	New	+$3.7M	0.06%	218
2017 Q2	–	Sell	-275,000	Closed	-$6.61M	–	285
2017 Q1	$6.61M	Buy	+275,000	New	+$7.62M	0.08%	213
2016 Q4	–	Sell	-100,000	Closed	-$3.86M	–	327
2016 Q3	$3.86M	Hold	100,000	–	–	0.05%	219
2016 Q2	$2.7M	Buy	+100,000	New	+$2.8M	0.03%	250
2014 Q1	–	Sell	-351,826	Closed	-$29.2M	–	358
2013 Q4	$29.2M	Sell	351,826 -235,959	-40%	-$20.1M	0.33%	106
2013 Q3	$45.4M	Buy	+587,785	New	+$40.7M	0.61%	48

Other funds holding SM

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

MRCP

Maple Rock Capital Partners Toronto, Ontario, Canada $3.07B AUM 157.2% 1-Year Est. Return

JIM

JB Investments Management Phoenixville, Pennsylvania $763M AUM 110.58% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Carlson Capital's SM Position: Q1 2021 in Review

Carlson Capital sold out of SM Energy (SM) in Q1 2021, closing a stake of 400,000 shares — an estimated $2.45M sold.

Carlson Capital first reported a position in SM in Q3 2013 and held it in 10 quarters. The position peaked at $45.4M in Q3 2013. 182 funds tracked by Wall St. Rank hold SM as of Q1 2021.

Carlson Capital reported no remaining SM Energy position as of Q1 2021 after selling out during the quarter.
Carlson Capital sold 400,000 SM Energy shares in Q1 2021, an estimated $2.45M.
Carlson Capital first reported a position in SM Energy in Q3 2013 and held it in 10 quarters.
Carlson Capital's SM Energy position peaked at $45.4M in Q3 2013.
182 funds tracked by Wall St. Rank held SM Energy as of Q1 2021.

Based on Carlson Capital's 13F filing for Q1 2021, filed 13 May 2021.