Caption Management’s ARK Innovation ETF ARKK Stock Holding History

Caption Management’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.37M	Sell	35,000 -4,100	-10%	-$304K	0.01%	778
2025 Q4	$3.01M	Sell	39,100 -35,500	-48%	-$2.94M	0.02%	689
2025 Q3	$6.44M	Buy	+74,600	New	+$5.7M	0.05%	401
2023 Q1	–	Sell	-25,000	Closed	-$781K	–	1076
2022 Q4	$781K	Buy	+25,000	New	+$894K	0.01%	825
2022 Q3	–	Sell	-385,000	Closed	-$15.4M	–	1477
2022 Q2	$15.4M	Sell	385,000 -163,300	-30%	-$7.77M	0.21%	107
2022 Q1	$36.3M	Buy	548,300 +485,800	+777%	+$34.3M	0.44%	33
2021 Q4	$5.91M	Buy	+62,500	New	+$6.82M	0.07%	401

Other funds holding ARKK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

State of Wisconsin Investment Board Madison, Wisconsin $43.7B AUM 27.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Caption Management's ARKK Position: Q1 2026 in Review

Caption Management opened a new position in ARK Innovation ETF (ARKK) in Q1 2026: 98,000 shares worth $6.62M. The stake represents 0.04% of the portfolio and ranks #446 among its holdings. This is a return to the name: Caption Management previously reported a position in ARKK as recently as Q2 2025.

Caption Management first reported a position in ARKK in Q1 2021 and has held it in 5 quarters since. The position peaked at $10.9M in Q2 2025. 586 funds tracked by Wall St. Rank hold ARKK as of Q1 2026.

Caption Management held 98,000 shares of ARK Innovation ETF worth $6.62M as of Q1 2026.
ARK Innovation ETF was a new Caption Management position in Q1 2026.
ARK Innovation ETF made up 0.04% of Caption Management's portfolio in Q1 2026, its #446 holding.
Caption Management first reported a position in ARK Innovation ETF in Q1 2021 and has held it in 5 quarters since.
Caption Management's ARK Innovation ETF position peaked at $10.9M in Q2 2025.
586 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q1 2026.

Based on Caption Management's 13F filing for Q1 2026, filed 15 May 2026.