Caption Management’s ARK Innovation ETF ARKK Stock Holding History

Caption Management’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$7.3M	Sell	90,300 -231,600	-72%	-$17.7M	0.03%	480
2026 Q1	$21.8M	Sell	321,900 -1,334,500	-81%	-$99M	0.13%	170
2025 Q4	$127M	Buy	1,656,400 +1,061,400	+178%	+$87.9M	0.87%	15
2025 Q3	$51.3M	Buy	595,000 +545,000	+1,090%	+$41.7M	0.4%	44
2025 Q2	$3.51M	Buy	+50,000	New	+$2.76M	0.04%	518
2022 Q3	–	Sell	-175,000	Closed	-$6.98M	–	1478
2022 Q2	$6.98M	Sell	175,000 -453,800	-72%	-$21.6M	0.1%	267
2022 Q1	$41.7M	Buy	628,800 +543,400	+636%	+$38.3M	0.5%	27
2021 Q4	$8.08M	Sell	85,400 -331,600	-80%	-$36.2M	0.09%	309
2021 Q3	$46.1M	Buy	+417,000	New	+$50.2M	0.53%	18

Other funds holding ARKK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

State of Wisconsin Investment Board Madison, Wisconsin $49.6B AUM 39.59% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Caption Management's ARKK Position: Q2 2026 in Review

Caption Management reduced its ARK Innovation ETF (ARKK) stake by 93% in Q2 2026, selling an estimated $7M and leaving 6,500 shares worth $525K. The position accounts for ﹤0.01% of the portfolio, ranked #1312.

Caption Management first reported a position in ARKK in Q1 2021 and has held it in 6 quarters since. The position peaked at $10.9M in Q2 2025. 636 funds tracked by Wall St. Rank hold ARKK as of Q2 2026.

Caption Management held 6,500 shares of ARK Innovation ETF worth $525K as of Q2 2026.
Caption Management sold 91,500 ARK Innovation ETF shares in Q2 2026, an estimated $7M.
ARK Innovation ETF made up ﹤0.01% of Caption Management's portfolio in Q2 2026, its #1312 holding.
Caption Management first reported a position in ARK Innovation ETF in Q1 2021 and has held it in 6 quarters since.
Caption Management's ARK Innovation ETF position peaked at $10.9M in Q2 2025.
636 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q2 2026.

Based on Caption Management's 13F filing for Q2 2026, filed 14 Aug 2026.