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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B Turnover 18.18%
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-4.5%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.27B
AUM Growth
-$63.1M
Cap. Flow
-$1.86M
Cap. Flow %
-0.15%
Top 10 Hldgs %
75.82%
Holding
157
New
10
Increased
57
Reduced
49
Closed
11
Avg Time Held
3.7 years
Top 10 Avg Time Held
4.4 years
Top 20 Avg Time Held
4.4 years

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$3.68M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.76M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.07M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$961K
5
AAPL icon
Apple
AAPL
+$959K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.48M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.33M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$2.36M
4
DFAC icon
U.S. Core Equity 2 Portfolio ETF Class Shares
DFAC
+$1.34M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$879K

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.52%
2 Consumer Discretionary 5.36%
3 Technology 3.36%
4 Financials 1.51%
5 Healthcare 0.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
$180M 14.22%
848,666
+4,342
+0.5% +$961K
2016 Q1
30 quarters
IWB icon
2
iShares Russell 1000 ETF
IWB
$48.9B
$171M 13.46%
726,208
-13,587
-2% -$3.33M
2020 Q1
14 quarters
DFAC icon
3
U.S. Core Equity 2 Portfolio ETF Class Shares
DFAC
$48.8B
$138M 10.89%
5,269,735
-49,008
-0.9% -$1.34M
2021 Q2
9 quarters
BND icon
4
Vanguard Total Bond Market
BND
$163B
$91.5M 7.22%
1,311,769
+51,482
+4% +$3.68M
2017 Q1
26 quarters
NFRA icon
5
Northern Trust STOXX Global Broad Infrastructure ETF
NFRA
$2.99B
$82.9M 6.54%
1,711,800
-767
-0% -$39.3K
2021 Q2
9 quarters
VXUS icon
6
Vanguard Total International Stock ETF
VXUS
$160B
$74.4M 5.87%
1,390,890
+19,151
+1% +$1.07M
2017 Q2
25 quarters
DFAX icon
7
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.1B
$63.2M 4.99%
2,806,934
+20,793
+0.7% +$486K
2021 Q3
8 quarters
IXUS icon
8
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$62.7M 4.95%
1,045,711
-7,029
-0.7% -$438K
2018 Q4
19 quarters
MCD icon
9
McDonald's
MCD
$172B
$58.2M 4.59%
220,810
+1,791
+0.8% +$511K
2013 Q4
39 quarters
BNDX icon
10
Vanguard Total International Bond ETF
BNDX
$83.8B
$39.1M 3.08%
816,647
+36,258
+5% +$1.76M
2017 Q2
25 quarters
TLTD icon
11
Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF
TLTD
$655M
$31.2M 2.46%
499,072
+156
+0% +$10.1K
2018 Q4
19 quarters
AAPL icon
12
Apple
AAPL
$5.05T
$28.7M 2.26%
167,542
+5,227
+3% +$959K
2013 Q4
39 quarters
IWF icon
13
iShares Russell 1000 Growth ETF
IWF
$125B
$28.5M 2.25%
428,336
– –
2016 Q1
30 quarters
TILT icon
14
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
$2.19B
$27.7M 2.19%
170,143
-1,498
-0.9% -$254K
2018 Q4
19 quarters
REET icon
15
iShares Global REIT ETF
REET
$4.68B
$27.1M 2.14%
1,281,027
-34,756
-3% -$796K
2018 Q4
19 quarters
ITOT icon
16
iShares Core S&P Total US Stock Market ETF
ITOT
$96.3B
$16.7M 1.32%
177,721
-8,943
-5% -$879K
2018 Q4
19 quarters
AGG icon
17
iShares Core US Aggregate Bond ETF
AGG
$138B
$12.8M 1.01%
136,187
-36,178
-21% -$3.48M
2021 Q4
7 quarters
IAGG icon
18
iShares Core International Aggregate Bond Fund
IAGG
$12.6B
$9.64M 0.76%
197,697
-47,995
-20% -$2.36M
2021 Q4
7 quarters
VIG icon
19
Vanguard Dividend Appreciation ETF
VIG
$113B
$8.15M 0.64%
52,481
-1,151
-2% -$187K
2013 Q4
39 quarters
JPM icon
20
JPMorgan Chase
JPM
$885B
$8M 0.63%
55,176
+191
+0.3% +$28.6K
2013 Q4
39 quarters
MDY icon
21
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.3B
$7.45M 0.59%
16,318
-137
-0.8% -$65.7K
2013 Q4
39 quarters
IWM icon
22
iShares Russell 2000 ETF
IWM
$76.5B
$4.7M 0.37%
26,584
-518
-2% -$97.2K
2020 Q2
13 quarters
AMZN icon
23
Amazon
AMZN
$2.71T
$4.57M 0.36%
35,981
+3,890
+12% +$521K
2015 Q3
32 quarters
MSFT icon
24
Microsoft
MSFT
$3.97T
$4.5M 0.35%
14,239
+988
+7% +$326K
2013 Q4
39 quarters
CME icon
25
CME Group
CME
$103B
$4.48M 0.35%
22,396
-47
-0.2% -$9.34K
2013 Q4
39 quarters
1
2 3 4 5

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Capstone Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Financial Advisors held 157 positions worth $1.27B, down 4.7% from $1.33B the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Capstone Financial Advisors's Q3 2023 filing shows 10 new, 57 increased, 49 reduced and 11 closed positions. Its largest new stake was DoubleLine Income Solutions Fund: 34,224 shares worth $401K. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $3.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Capstone Financial Advisors's largest Q3 2023 buy was DoubleLine Income Solutions Fund: 34,224 shares worth $401K.
  • Capstone Financial Advisors added most to Vanguard Total Bond Market in Q3 2023, an estimated $3.68M increase.
  • Capstone Financial Advisors's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $3.48M.
  • Capstone Financial Advisors fully exited Blackstone Mortgage Trust in Q3 2023, selling an estimated $385K.
  • Capstone Financial Advisors's ten largest holdings make up 76% of its $1.27B portfolio in Q3 2023.
  • Capstone Financial Advisors opened 10 new positions and closed 11 in Q3 2023.
  • Capstone Financial Advisors's portfolio value fell 4.7% quarter-over-quarter to $1.27B.

Based on Capstone Financial Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.