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CFA
Capstone Financial Advisors Portfolio holdings
AUM
$2.05B
Turnover
18.18%
1-Year Est. Return
19.29%
This Fund
S&P 500
This Quarter
Est. Return
+3.49%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$281M
AUM Growth
+$55.8M
(+25%)
Cap. Flow
-$57.7M
Cap. Flow
% of AUM
-20.51%
Top 10 Holdings %
Top 10 Hldgs %
82.83%
Holding
79
New
8
Increased
18
Reduced
26
Closed
14
Avg Time Held
1.4
years
Top 10 Avg Time Held
1.2
years
Top 20 Avg Time Held
1.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alerian MLP ETF
AMLP
|
+$18.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$11.9M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.75M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$3.11M |
| 5 |
iShares Floating Rate Bond ETF
FLOT
|
+$940K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Growth ETF
IWF
|
+$40.8M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$35.8M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$8.95M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$3.32M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$2.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 82.23% |
| 2 | Consumer Discretionary | 5.54% |
| 3 | Financials | 3.52% |
| 4 | Technology | 3.5% |
| 5 | Industrials | 1.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard Dividend Appreciation ETF
VIG
$113B
| $48.5M | 17.22% |
623,248
-12,221
| -2% | -$954K |
2013 Q4
8 quarters
|
|
|
2
iShares Russell 1000 Growth ETF
IWF
$127B
| – | – |
-1,637,240
| Closed | -$40.8M | – |
|
|
3
Vanguard Morningstar Total Stock Market ETF
VTI
$697B
| – | – |
-339,924
| Closed | -$35.8M | – |
|
4
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.5B
| $24.1M | 8.58% |
95,055
-1,532
| -2% | -$399K |
2013 Q4
8 quarters
|
|
|
5
Vanguard FTSE Emerging Markets ETF
VWO
$124B
| – | – |
-260,105
| Closed | -$8.95M | – |
|
|
6
Alerian MLP ETF
AMLP
$12.5B
| $22.1M | 7.84% |
366,411
+294,617
| +410% | +$18.4M |
2014 Q4
4 quarters
|
|
|
7
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.1B
| $14.6M | 5.17% |
137,643
+110,150
| +401% | +$11.9M |
2015 Q3
1 quarter
|
|
8
McDonald's
MCD
$172B
| $11.1M | 3.96% |
94,372
-4,758
| -5% | -$532K |
2013 Q4
8 quarters
|
|
9
Apple
AAPL
$5T
| $7.03M | 2.5% |
266,968
-5,360
| -2% | -$153K |
2013 Q4
8 quarters
|
|
|
10
iShares Core US Aggregate Bond ETF
AGG
$138B
| $5.54M | 1.97% |
51,295
+34,438
| +204% | +$3.75M |
2014 Q4
4 quarters
|
|
11
W.W. Grainger
GWW
$62.4B
| $5.3M | 1.88% |
26,173
| – | – |
2013 Q4
8 quarters
|
|
12
JPMorgan Chase
JPM
$890B
| $4.02M | 1.43% |
60,930
-999
| -2% | -$65K |
2013 Q4
8 quarters
|
|
|
13
iShares Russell 2000 Value ETF
IWN
$13.8B
| $3.95M | 1.4% |
42,937
+32,706
| +320% | +$3.11M |
2015 Q3
1 quarter
|
|
|
14
iShares MSCI EAFE ETF
EFA
$76.9B
| – | – |
-55,064
| Closed | -$3.32M | – |
|
|
15
Vanguard FTSE Developed Markets ETF
VEA
$228B
| $2.81M | 1% |
76,433
-60,336
| -44% | -$2.26M |
2014 Q4
4 quarters
|
|
16
CME Group
CME
$104B
| $2.64M | 0.94% |
29,143
| – | – |
2013 Q4
8 quarters
|
|
|
DNKN
17
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $1.85M | 0.66% |
43,496
| – | – |
2013 Q4
8 quarters
|
|
18
Berkshire Hathaway Class A
BRK.A
$1.13T
| $1.58M | 0.56% |
8
| – | – |
2015 Q3
1 quarter
|
|
19
Johnson & Johnson
JNJ
$610B
| $1.37M | 0.49% |
13,309
-333
| -2% | -$33.5K |
2013 Q4
8 quarters
|
|
|
20
iShares Floating Rate Bond ETF
FLOT
$11.3B
| $1.35M | 0.48% |
26,809
+18,638
| +228% | +$940K |
2014 Q4
4 quarters
|
|
21
State Street SPDR S&P 500 ETF Trust
SPY
$816B
| $1.24M | 0.44% |
6,060
-340
| -5% | -$69.8K |
2013 Q4
8 quarters
|
|
22
Starbucks
SBUX
$110B
| $1.04M | 0.37% |
17,369
-212
| -1% | -$12.9K |
2013 Q4
8 quarters
|
|
23
DELISTED
Walgreens Boots Alliance
WBA
| $949K | 0.34% |
11,147
-199
| -2% | -$16.9K |
2013 Q4
8 quarters
|
|
24
Schwab US Broad Market ETF
SCHB
$44.9B
| $914K | 0.32% |
111,774
+366
| +0.3% | +$3.02K |
2014 Q1
7 quarters
|
|
25
AT&T
T
$160B
| $912K | 0.32% |
35,102
-5,837
| -14% | -$148K |
2013 Q4
8 quarters
|
|
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Capstone Financial Advisors's Q4 2015 Portfolio in Review
As of Q4 2015, Capstone Financial Advisors held 79 positions worth $281M, up 25% from $226M the previous quarter. Its ten largest holdings account for 83% of the portfolio.
Capstone Financial Advisors withdrew a net $57.7M in Q4 2015, closing 14 positions and reducing 26 holdings. Its most notable exit was iShares Russell 1000 Growth ETF, an estimated $40.8M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, up from 78% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Capstone Financial Advisors opened a new position in NYLIM Hedge Multi-Strategy Tracker ETF worth $505K.
- Capstone Financial Advisors's largest Q4 2015 buy was NYLIM Hedge Multi-Strategy Tracker ETF: 17,727 shares worth $505K.
- Capstone Financial Advisors added most to Alerian MLP ETF in Q4 2015, an estimated $18.4M increase.
- Capstone Financial Advisors's biggest Q4 2015 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $2.26M.
- Capstone Financial Advisors fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $40.8M.
- Capstone Financial Advisors's ten largest holdings make up 83% of its $281M portfolio in Q4 2015.
- Capstone Financial Advisors opened 8 new positions and closed 14 in Q4 2015.
- Capstone Financial Advisors's portfolio value rose 25% quarter-over-quarter to $281M.
Based on Capstone Financial Advisors's 13F filing for Q4 2015, filed 10 Feb 2016.