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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$281M
AUM Growth
+$55.8M
Cap. Flow
-$57.7M
Cap. Flow %
-20.51%
Top 10 Hldgs %
82.83%
Holding
79
New
8
Increased
18
Reduced
26
Closed
14

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$18.4M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$11.9M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.75M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.11M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$940K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$40.8M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$35.8M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.95M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.32M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.26M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.54%
2 Financials 3.52%
3 Technology 3.49%
4 Industrials 1.9%
5 Healthcare 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
1
Vanguard Dividend Appreciation ETF
VIG
$114B
$48.5M 17.22%
623,248
-12,221
-2% -$954K
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$125B
– –
-1,637,240
Closed -$40.8M
VTI icon
3
Vanguard Morningstar Total Stock Market ETF
VTI
$685B
– –
-339,924
Closed -$35.8M
MDY icon
4
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$24.1M 8.58%
95,055
-1,532
-2% -$399K
VWO icon
5
Vanguard FTSE Emerging Markets ETF
VWO
$126B
– –
-260,105
Closed -$8.95M
AMLP icon
6
Alerian MLP ETF
AMLP
$13.2B
$22.1M 7.84%
366,411
+294,617
+410% +$18.4M
EMB icon
7
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$14.6M 5.17%
137,643
+110,150
+401% +$11.9M
MCD icon
8
McDonald's
MCD
$190B
$11.1M 3.96%
94,372
-4,758
-5% -$532K
AAPL icon
9
Apple
AAPL
$4.52T
$7.03M 2.5%
266,968
-5,360
-2% -$153K
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$139B
$5.54M 1.97%
51,295
+34,438
+204% +$3.75M
GWW icon
11
W.W. Grainger
GWW
$61.3B
$5.3M 1.88%
26,173
– –
JPM icon
12
JPMorgan Chase
JPM
$948B
$4.02M 1.43%
60,930
-999
-2% -$65K
IWN icon
13
iShares Russell 2000 Value ETF
IWN
$14.6B
$3.95M 1.4%
42,937
+32,706
+320% +$3.11M
EFA icon
14
iShares MSCI EAFE ETF
EFA
$80.4B
– –
-55,064
Closed -$3.32M
VEA icon
15
Vanguard FTSE Developed Markets ETF
VEA
$240B
$2.81M 1%
76,433
-60,336
-44% -$2.26M
CME icon
16
CME Group
CME
$99.7B
$2.64M 0.94%
29,143
– –
DNKN
17
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$1.85M 0.66%
43,496
– –
BRK.A icon
18
Berkshire Hathaway Class A
BRK.A
$1.08T
$1.58M 0.56%
8
– –
JNJ icon
19
Johnson & Johnson
JNJ
$658B
$1.37M 0.49%
13,309
-333
-2% -$33.5K
FLOT icon
20
iShares Floating Rate Bond ETF
FLOT
$10.6B
$1.35M 0.48%
26,809
+18,638
+228% +$940K
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$1.24M 0.44%
6,060
-340
-5% -$69.8K
SBUX icon
22
Starbucks
SBUX
$121B
$1.04M 0.37%
17,369
-212
-1% -$12.9K
WBA
23
DELISTED
Walgreens Boots Alliance
WBA
$949K 0.34%
11,147
-199
-2% -$16.9K
SCHB icon
24
Schwab US Broad Market ETF
SCHB
$44.6B
$914K 0.32%
111,774
+366
+0.3% +$3.02K
T icon
25
AT&T
T
$177B
$912K 0.32%
35,102
-5,837
-14% -$148K
1
2 3 4

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Capstone Financial Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Capstone Financial Advisors held 79 positions worth $281M, up 25% from $226M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Capstone Financial Advisors withdrew a net $57.7M in Q4 2015, closing 14 positions and reducing 26 holdings. Its most notable exit was iShares Russell 1000 Growth ETF, an estimated $40.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Capstone Financial Advisors opened a new position in NYLI Hedge Multi-Strategy Tracker ETF worth $505K.

  • Capstone Financial Advisors's largest Q4 2015 buy was NYLI Hedge Multi-Strategy Tracker ETF: 17,727 shares worth $505K.
  • Capstone Financial Advisors added most to Alerian MLP ETF in Q4 2015, an estimated $18.4M increase.
  • Capstone Financial Advisors's biggest Q4 2015 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $2.26M.
  • Capstone Financial Advisors fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $40.8M.
  • Capstone Financial Advisors's ten largest holdings make up 83% of its $281M portfolio in Q4 2015.
  • Capstone Financial Advisors opened 8 new positions and closed 14 in Q4 2015.
  • Capstone Financial Advisors's portfolio value rose 25% quarter-over-quarter to $281M.

Based on Capstone Financial Advisors's 13F filing for Q4 2015, filed 10 Feb 2016.