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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B Turnover 18.18%
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$164M
AUM Growth
+$20.5M
Cap. Flow
+$141K
Cap. Flow %
0.09%
Top 10 Hldgs %
84.23%
Holding
91
New
13
Increased
37
Reduced
11
Closed
13
Avg Time Held
0.5 years
Top 10 Avg Time Held
0.6 years
Top 20 Avg Time Held
0.6 years

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$786K
2
COST icon
Costco
COST
+$373K
3
GILD icon
Gilead Sciences
GILD
+$325K
4
MRK icon
Merck
MRK
+$306K
5
BIIB icon
Biogen
BIIB
+$280K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$791K
2
MCD icon
McDonald's
MCD
+$784K
3
BAGL
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
+$677K
4
UL icon
Unilever
UL
+$516K
5
BA icon
Boeing
BA
+$243K

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.07%
2 Consumer Discretionary 10.56%
3 Technology 7.28%
4 Financials 5.69%
5 Industrials 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VIG icon
1
Vanguard Dividend Appreciation ETF
VIG
$112B
$53.6M 32.65%
697,145
-10,201
-1% -$791K
2013 Q4
3 quarters
MDY icon
2
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.3B
$26.3M 16%
105,410
+175
+0.2% +$44.9K
2013 Q4
3 quarters
ELD icon
3
WisdomTree Emerging Markets Local Debt Fund
ELD
$137M
$23M 13.97%
514,780
+80
+0% +$3.74K
2013 Q4
3 quarters
MCD icon
4
McDonald's
MCD
$169B
$13M 7.89%
136,712
-8,224
-6% -$784K
2013 Q4
3 quarters
AAPL icon
5
Apple
AAPL
$5.01T
$7.87M 4.79%
312,492
+5,024
+2% +$123K
2013 Q4
3 quarters
GWW icon
6
W.W. Grainger
GWW
$62.7B
$4.82M 2.93%
19,138
– –
2013 Q4
3 quarters
JPM icon
7
JPMorgan Chase
JPM
$890B
$3.87M 2.35%
64,158
+99
+0.2% +$5.79K
2013 Q4
3 quarters
CME icon
8
CME Group
CME
$103B
$2.37M 1.44%
29,612
+1
+0% +$75
2013 Q4
3 quarters
DNKN
9
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$1.97M 1.2%
44,001
– –
2013 Q4
3 quarters
BRK.A icon
10
Berkshire Hathaway Class A
BRK.A
$1.13T
$1.66M 1.01%
800
– –
2013 Q4
3 quarters
IBM icon
11
IBM
IBM
$215B
$1.54M 0.94%
8,510
-319
-4% -$58.1K
2013 Q4
3 quarters
JNJ icon
12
Johnson & Johnson
JNJ
$612B
$1.49M 0.91%
13,964
+7,579
+119% +$786K
2013 Q4
3 quarters
QCOM icon
13
Qualcomm
QCOM
$184B
$1.26M 0.77%
16,820
– –
2013 Q4
3 quarters
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$813B
$1.21M 0.74%
6,156
+456
+8% +$90.1K
2013 Q4
3 quarters
T icon
15
AT&T
T
$158B
$954K 0.58%
35,850
+2,750
+8% +$73.2K
2013 Q4
3 quarters
UN icon
16
DELISTED
Unilever NV New York Registry Shares
UN
$826K 0.5%
20,825
+482
+2% +$20.1K
2013 Q4
3 quarters
INTC icon
17
Intel
INTC
$519B
$820K 0.5%
23,545
-635
-3% -$21.5K
2013 Q4
3 quarters
VNQ icon
18
Vanguard Real Estate ETF
VNQ
$36.2B
$805K 0.49%
11,208
+1,297
+13% +$97.9K
2013 Q4
3 quarters
GOOG icon
19
Alphabet (Google) Class C
GOOG
$4.2T
$775K 0.47%
26,573
+7,862
+42% +$227K
2013 Q4
3 quarters
SBUX icon
20
Starbucks
SBUX
$106B
$751K 0.46%
19,912
-380
-2% -$14.7K
2013 Q4
3 quarters
XOM icon
21
ExxonMobil
XOM
$728B
$728K 0.44%
7,744
-905
-10% -$90.1K
2013 Q4
3 quarters
GLD icon
22
SPDR Gold Trust
GLD
$139B
$725K 0.44%
6,238
+90
+1% +$11.1K
2013 Q4
3 quarters
CTRX
23
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$717K 0.44%
17,020
+150
+0.9% +$6.82K
2013 Q4
3 quarters
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.13T
$682K 0.42%
4,935
+73
+2% +$9.72K
2013 Q4
3 quarters
WBA icon
25
DELISTED
Walgreens Boots Alliance
WBA
$641K 0.39%
10,816
+1,737
+19% +$114K
2013 Q4
3 quarters
1
2 3 4

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Capstone Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Financial Advisors held 91 positions worth $164M, up 14% from $144M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Capstone Financial Advisors's Q3 2014 filing shows 13 new, 37 increased, 11 reduced and 13 closed positions. Its largest new stake was Costco: 3,083 shares worth $477K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $791K.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, up from 62% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Capstone Financial Advisors's largest Q3 2014 buy was Costco: 3,083 shares worth $477K.
  • Capstone Financial Advisors added most to Johnson & Johnson in Q3 2014, an estimated $786K increase.
  • Capstone Financial Advisors's biggest Q3 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $791K.
  • Capstone Financial Advisors fully exited EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE) in Q3 2014, selling an estimated $677K.
  • Capstone Financial Advisors's ten largest holdings make up 84% of its $164M portfolio in Q3 2014.
  • Capstone Financial Advisors opened 13 new positions and closed 13 in Q3 2014.
  • Capstone Financial Advisors's portfolio value rose 14% quarter-over-quarter to $164M.

Based on Capstone Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.