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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B Turnover 18.18%
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$711M
AUM Growth
+$56.8M
Cap. Flow
+$29.4M
Cap. Flow %
4.14%
Top 10 Hldgs %
86.17%
Holding
114
New
12
Increased
38
Reduced
25
Closed
8
Avg Time Held Equity + Options
2.7 years
Top 10 Avg Time Held Equity + Options
3.1 years
Top 20 Avg Time Held Equity + Options
3.2 years
Avg Time Held Equity only
2.7 years
Top 10 Avg Time Held Equity only
3.1 years
Top 20 Avg Time Held Equity only
3.2 years

Top Buys

Rank Stock Value
1
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$7.56M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.07M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.91M
4
BND icon
Vanguard Total Bond Market
BND
+$6.43M
5
TOLZ icon
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
+$4.61M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.37M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$665K
3
AMLP icon
Alerian MLP ETF
AMLP
+$450K
4
TILT icon
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
+$424K
5
CMG icon
Chipotle Mexican Grill
CMG
+$403K

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.73%
2 Consumer Discretionary 5.71%
3 Technology 2.72%
4 Financials 2.41%
5 Healthcare 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$695B
$180M 25.4%
1,103,127
+45,102
+4% +$7.07M
2016 Q1
15 quarters
BND icon
2
Vanguard Total Bond Market
BND
$163B
$92.8M 13.06%
1,106,787
+76,538
+7% +$6.43M
2017 Q1
11 quarters
BNDX icon
3
Vanguard Total International Bond ETF
BNDX
$83.6B
$77.8M 10.94%
1,374,439
+119,059
+9% +$6.91M
2017 Q2
10 quarters
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$161B
$70.1M 9.86%
1,258,329
+140,623
+13% +$7.56M
2017 Q2
10 quarters
TOLZ icon
5
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$164M
$50M 7.03%
1,065,199
+101,476
+11% +$4.61M
2017 Q4
8 quarters
VIG icon
6
Vanguard Dividend Appreciation ETF
VIG
$113B
$44.9M 6.31%
360,029
-19,559
-5% -$2.37M
2013 Q4
24 quarters
MCD icon
7
McDonald's
MCD
$172B
$30.1M 4.23%
152,292
-989
-0.6% -$196K
2013 Q4
24 quarters
ITOT icon
8
iShares Core S&P Total US Stock Market ETF
ITOT
$96.8B
$24.4M 3.44%
336,003
+643
+0.2% +$44.7K
2018 Q4
4 quarters
MDY icon
9
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.4B
$22M 3.1%
58,703
-1,839
-3% -$665K
2013 Q4
24 quarters
IWF icon
10
iShares Russell 1000 Growth ETF
IWF
$126B
$19.8M 2.79%
450,788
-496
-0.1% -$20.7K
2016 Q1
15 quarters
AAPL icon
11
Apple
AAPL
$5.03T
$14.3M 2.01%
194,664
-3,312
-2% -$213K
2013 Q4
24 quarters
IXUS icon
12
iShares Core MSCI Total International Stock ETF
IXUS
$57.9B
$7.92M 1.11%
127,989
+761
+0.6% +$45.6K
2018 Q4
4 quarters
JPM icon
13
JPMorgan Chase
JPM
$888B
$7.2M 1.01%
51,616
+93
+0.2% +$11.9K
2013 Q4
24 quarters
REET icon
14
iShares Global REIT ETF
REET
$4.68B
$6.05M 0.85%
219,126
+10,174
+5% +$285K
2018 Q4
4 quarters
DNKN
15
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$5.62M 0.79%
74,332
+3,222
+5% +$243K
2013 Q4
24 quarters
CME icon
16
CME Group
CME
$104B
$4.56M 0.64%
22,716
-19
-0.1% -$3.9K
2013 Q4
24 quarters
TILT icon
17
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
$2.2B
$3.78M 0.53%
29,744
-3,491
-11% -$424K
2018 Q4
4 quarters
GWW icon
18
W.W. Grainger
GWW
$62.1B
$3.1M 0.44%
9,169
– –
2013 Q4
24 quarters
AMZN icon
19
Amazon
AMZN
$2.73T
$2.39M 0.34%
25,860
-300
-1% -$26.6K
2015 Q3
17 quarters
EFA icon
20
iShares MSCI EAFE ETF
EFA
$76.7B
$2.22M 0.31%
32,000
– –
2016 Q1
15 quarters
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$813B
$2.07M 0.29%
6,439
+943
+17% +$290K
2013 Q4
24 quarters
FITB icon
22
Fifth Third Bancorp
FITB
$45.8B
$1.96M 0.28%
63,725
-6,579
-9% -$193K
2019 Q1
3 quarters
TLTD icon
23
Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF
TLTD
$658M
$1.72M 0.24%
26,492
– –
2018 Q4
4 quarters
JNJ icon
24
Johnson & Johnson
JNJ
$617B
$1.48M 0.21%
10,151
+135
+1% +$18.3K
2013 Q4
24 quarters
QCOM icon
25
Qualcomm
QCOM
$187B
$1.43M 0.2%
16,231
+99
+0.6% +$8.28K
2013 Q4
24 quarters
1
2 3 4 5

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Capstone Financial Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Financial Advisors held 114 positions worth $711M, up 8.7% from $654M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Capstone Financial Advisors deployed $29.4M of net new capital in Q4 2019, opening 12 new positions and adding to 38 existing holdings. Its largest new stake was Invesco QQQ Trust: 1,768 shares worth $376K.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 86% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $2.37M trimmed.

  • Capstone Financial Advisors's largest Q4 2019 buy was Invesco QQQ Trust: 1,768 shares worth $376K.
  • Capstone Financial Advisors added most to Vanguard Total International Stock ETF in Q4 2019, an estimated $7.56M increase.
  • Capstone Financial Advisors's biggest Q4 2019 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $2.37M.
  • Capstone Financial Advisors fully exited Chipotle Mexican Grill in Q4 2019, selling an estimated $403K.
  • Capstone Financial Advisors's ten largest holdings make up 86% of its $711M portfolio in Q4 2019.
  • Capstone Financial Advisors opened 12 new positions and closed 8 in Q4 2019.
  • Capstone Financial Advisors's portfolio value rose 8.7% quarter-over-quarter to $711M.

Based on Capstone Financial Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.