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CFA

Capstone Financial Advisors Portfolio holdings

AUM $1.86B
1-Year Est. Return 15.98%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
+15.98%
3 Year Est. Return
+45.53%
5 Year Est. Return
+42.57%
10 Year Est. Return
+156.59%
AUM
$322M
AUM Growth
+$157M
Cap. Flow
+$47.9M
Cap. Flow %
14.88%
Top 10 Hldgs %
80.83%
Holding
103
New
17
Increased
32
Reduced
16
Closed
11

Top Buys

Rank Stock Value
1
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.3M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$10.4M
3
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$5.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.39M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.87M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$7.65M
2
GLD icon
SPDR Gold Trust
GLD
+$725K
3
BIIB icon
Biogen
BIIB
+$281K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$266K
5
IBM icon
IBM
IBM
+$247K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.49%
2 Technology 3.87%
3 Financials 3.24%
4 Industrials 1.63%
5 Healthcare 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
1
Vanguard Dividend Appreciation ETF
VIG
$110B
$57.8M 17.97%
712,571
+15,426
+2% +$1.22M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$123B
– –
0
– –
VTI icon
3
Vanguard Total Stock Market ETF
VTI
$657B
– –
0
– –
MDY icon
4
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$28.3M 8.78%
107,056
+1,646
+2% +$421K
EMLC icon
5
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$25.9M 8.06%
+612,863
New +$27.3M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
0
– –
ELD icon
7
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$14.1M 4.39%
339,435
-175,345
-34% -$7.65M
MCD icon
8
McDonald's
MCD
$190B
$12.6M 3.91%
134,206
-2,506
-2% -$235K
VEA icon
9
Vanguard FTSE Developed Markets ETF
VEA
$224B
$10.1M 3.15%
+267,589
New +$10.4M
AAPL icon
10
Apple
AAPL
$4.8T
$8.62M 2.68%
312,328
-164
-0.1% -$4.46K
AGG icon
11
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.4M 1.68%
+49,023
New +$5.39M
DJP icon
12
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$797M
$5.33M 1.66%
+178,167
New +$5.9M
GWW icon
13
W.W. Grainger
GWW
$64.7B
$4.88M 1.52%
19,138
– –
JPM icon
14
JPMorgan Chase
JPM
$901B
$3.95M 1.23%
63,072
-1,086
-2% -$65.4K
EFA icon
15
iShares MSCI EAFE ETF
EFA
$75.8B
– –
0
– –
CME icon
16
CME Group
CME
$88.6B
$2.63M 0.82%
29,612
– –
DNKN
17
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$1.88M 0.58%
44,001
– –
FLOT icon
18
iShares Floating Rate Bond ETF
FLOT
$10.1B
$1.86M 0.58%
+36,884
New +$1.87M
BRK.A icon
19
Berkshire Hathaway Class A
BRK.A
$1.06T
$1.81M 0.56%
800
– –
SPY icon
20
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$1.62M 0.5%
7,861
+1,705
+28% +$343K
JNJ icon
21
Johnson & Johnson
JNJ
$599B
$1.5M 0.47%
14,389
+425
+3% +$44.8K
IWN icon
22
iShares Russell 2000 Value ETF
IWN
$14.3B
$1.29M 0.4%
+12,669
New +$1.24M
QCOM icon
23
Qualcomm
QCOM
$180B
$1.25M 0.39%
16,785
-35
-0.2% -$2.56K
AMLP icon
24
Alerian MLP ETF
AMLP
$12.8B
$1.14M 0.35%
+12,964
New +$1.18M
IBM icon
25
IBM
IBM
$200B
$1.07M 0.33%
6,957
-1,553
-18% -$247K
1
2 3 4 5

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Capstone Financial Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Financial Advisors held 103 positions worth $322M, up 96% from $164M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Capstone Financial Advisors deployed $47.9M of net new capital in Q4 2014, opening 17 new positions and adding to 32 existing holdings. Its largest new stake was VanEck JP Morgan EM Local Currency Bond ETF: 612,863 shares worth $25.9M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.5% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $7.65M trimmed.

  • Capstone Financial Advisors's largest Q4 2014 buy was VanEck JP Morgan EM Local Currency Bond ETF: 612,863 shares worth $25.9M.
  • Capstone Financial Advisors added most to Vanguard Dividend Appreciation ETF in Q4 2014, an estimated $1.22M increase.
  • Capstone Financial Advisors's biggest Q4 2014 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $7.65M.
  • Capstone Financial Advisors fully exited SPDR Gold Trust in Q4 2014, selling an estimated $725K.
  • Capstone Financial Advisors's ten largest holdings make up 81% of its $322M portfolio in Q4 2014.
  • Capstone Financial Advisors opened 17 new positions and closed 11 in Q4 2014.
  • Capstone Financial Advisors's portfolio value rose 96% quarter-over-quarter to $322M.

Based on Capstone Financial Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.