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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-7.34%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$226M
AUM Growth
-$30.7M
Cap. Flow
-$13.1M
Cap. Flow %
-5.79%
Top 10 Hldgs %
81.28%
Holding
106
New
8
Increased
18
Reduced
33
Closed
34

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$4.95M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.3M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.98M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$1.65M
5
GWW icon
W.W. Grainger
GWW
+$1.62M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.93M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.87M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.84M
4
MCD icon
McDonald's
MCD
+$3.69M
5
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 6.32%
2 Technology 4.57%
3 Financials 4.24%
4 Industrials 2.52%
5 Healthcare 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
1
Vanguard Dividend Appreciation ETF
VIG
$114B
$46.9M 20.77%
635,469
-102,332
-14% -$7.93M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$125B
$38.1M 16.87%
1,637,240
-156,136
-9% -$3.84M
VTI icon
3
Vanguard Morningstar Total Stock Market ETF
VTI
$685B
$33.6M 14.87%
339,924
+14,497
+4% +$1.52M
MDY icon
4
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$24M 10.66%
96,587
-14,612
-13% -$3.87M
MCD icon
5
McDonald's
MCD
$190B
$9.77M 4.33%
99,130
-37,863
-28% -$3.69M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$8.61M 3.81%
260,105
+118,452
+84% +$4.3M
AAPL icon
7
Apple
AAPL
$4.52T
$7.51M 3.33%
272,328
-41,244
-13% -$1.21M
GWW icon
8
W.W. Grainger
GWW
$61.3B
$5.63M 2.49%
26,173
+7,215
+38% +$1.62M
VEA icon
9
Vanguard FTSE Developed Markets ETF
VEA
$240B
$4.87M 2.16%
136,769
-5,776
-4% -$222K
AMLP icon
10
Alerian MLP ETF
AMLP
$13.2B
$4.48M 1.99%
71,794
+68,119
+1,854% +$4.95M
JPM icon
11
JPMorgan Chase
JPM
$948B
$3.78M 1.67%
61,929
-10
-0% -$655
EFA icon
12
iShares MSCI EAFE ETF
EFA
$80.4B
$3.16M 1.4%
55,064
-5,253
-9% -$324K
EMB icon
13
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.92M 1.3%
+27,493
New +$2.98M
CME icon
14
CME Group
CME
$99.7B
$2.7M 1.2%
29,143
-5,094
-15% -$484K
DNKN
15
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2.13M 0.94%
43,496
– –
AGG icon
16
iShares Core US Aggregate Bond ETF
AGG
$139B
$1.85M 0.82%
16,857
+13,548
+409% +$1.48M
DJP icon
17
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$841M
$1.73M 0.77%
70,814
+28,830
+69% +$739K
BRK.A icon
18
Berkshire Hathaway Class A
BRK.A
$1.08T
$1.56M 0.69%
+8
New +$1.65M
JNJ icon
19
Johnson & Johnson
JNJ
$658B
$1.27M 0.56%
13,642
-3,011
-18% -$291K
SPY icon
20
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$1.23M 0.54%
6,400
-4,428
-41% -$898K
T icon
21
AT&T
T
$177B
$1.01M 0.45%
40,939
+5,799
+17% +$148K
SBUX icon
22
Starbucks
SBUX
$121B
$999K 0.44%
17,581
-425
-2% -$23.8K
EEM icon
23
iShares MSCI Emerging Markets ETF
EEM
$31.3B
$958K 0.42%
29,230
+18,048
+161% +$638K
WBA
24
DELISTED
Walgreens Boots Alliance
WBA
$943K 0.42%
11,346
-2,443
-18% -$221K
IWN icon
25
iShares Russell 2000 Value ETF
IWN
$14.6B
$922K 0.41%
+10,231
New +$982K
1
2 3 4 5

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Capstone Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Financial Advisors held 106 positions worth $226M, down 12% from $256M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Capstone Financial Advisors withdrew a net $13.1M in Q3 2015, closing 34 positions and reducing 33 holdings. Its most notable exit was CATAMARAN CORP COM STK (CDA), an estimated $1.27M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 6.3% of assets, down from 7.3% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Financial Advisors opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $2.92M.

  • Capstone Financial Advisors's largest Q3 2015 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 27,493 shares worth $2.92M.
  • Capstone Financial Advisors added most to Alerian MLP ETF in Q3 2015, an estimated $4.95M increase.
  • Capstone Financial Advisors's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.93M.
  • Capstone Financial Advisors fully exited CATAMARAN CORP COM STK (CDA) in Q3 2015, selling an estimated $1.27M.
  • Capstone Financial Advisors's ten largest holdings make up 81% of its $226M portfolio in Q3 2015.
  • Capstone Financial Advisors opened 8 new positions and closed 34 in Q3 2015.
  • Capstone Financial Advisors's portfolio value fell 12% quarter-over-quarter to $226M.

Based on Capstone Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.