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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-4.5%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.27B
AUM Growth
-$63.1M
Cap. Flow
-$1.86M
Cap. Flow %
-0.15%
Top 10 Hldgs %
75.82%
Holding
157
New
10
Increased
57
Reduced
49
Closed
11

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$3.68M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.76M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.07M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$961K
5
AAPL icon
Apple
AAPL
+$959K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.48M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.33M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$2.36M
4
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$1.34M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$879K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.36%
2 Technology 3.36%
3 Financials 1.51%
4 Healthcare 0.73%
5 Consumer Staples 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTR icon
126
Palantir
PLTR
$415B
$171K 0.01%
10,700
-1,500
-12% -$23.9K
ET icon
127
Energy Transfer Partners
ET
$72.4B
$156K 0.01%
11,110
– –
LUMN icon
128
Lumen
LUMN
$6.08B
$135K 0.01%
95,046
– –
TV icon
129
Televisa
TV
$1.45B
$122K 0.01%
40,000
+10,000
+33% +$44K
VINP icon
130
Vinci Compass Investments Ltd
VINP
$633M
$102K 0.01%
10,000
– –
PFN
131
PIMCO Income Strategy Fund II
PFN
$689M
$68.5K 0.01%
+10,400
New +$72.3K
NDLS icon
132
Noodles & Co
NDLS
$92.5M
$61.5K ﹤0.01%
3,125
– –
FAX
133
abrdn Asia-Pacific Income Fund
FAX
$599M
$46.5K ﹤0.01%
3,167
– –
LDI icon
134
loanDepot
LDI
$312M
$43K ﹤0.01%
25,000
– –
GURE
135
Gulf Resources
GURE
$6.15M
$37.4K ﹤0.01%
2,000
+1,000
+100% +$21.6K
VMEO
136
DELISTED
Vimeo
VMEO
$35.4K ﹤0.01%
10,000
– –
ZVIA icon
137
Zevia
ZVIA
$102M
$33.3K ﹤0.01%
+15,000
New +$44.1K
FOA icon
138
Finance of America Companies
FOA
$181M
$32K ﹤0.01%
2,500
– –
COMP icon
139
Compass
COMP
$9.06B
$29K ﹤0.01%
10,000
– –
SLQT icon
140
SelectQuote
SLQT
$96.8M
$17.6K ﹤0.01%
15,000
– –
CNVS icon
141
Cineverse
CNVS
$58.7M
$11.7K ﹤0.01%
10,000
– –
POL
142
DELISTED
Polished.com Inc.
POL
$8.07K ﹤0.01%
2,000
+1,400
+233% +$18.1K
RGS icon
143
Regis Corp
RGS
$66.8M
$7.03K ﹤0.01%
500
– –
UPH
144
DELISTED
UpHealth, Inc.
UPH
$5.88K ﹤0.01%
14,000
+4,000
+40% +$5.84K
UPH.WS
145
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$198 ﹤0.01%
20,000
– –
HCDIW
146
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$174 ﹤0.01%
30,000
– –
ASRT
147
DELISTED
Assertio
ASRT
– –
-785
Closed -$63.8K
BXMT icon
148
Blackstone Mortgage Trust
BXMT
$2.36B
– –
-18,500
Closed -$385K
DOV icon
149
Dover
DOV
$27.2B
– –
-1,418
Closed -$209K
DPG
150
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
– –
-13,647
Closed -$133K
3 4 5
6
7

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Capstone Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Financial Advisors held 157 positions worth $1.27B, down 4.7% from $1.33B the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Capstone Financial Advisors's Q3 2023 filing shows 10 new, 57 increased, 49 reduced and 11 closed positions. Its largest new stake was DoubleLine Income Solutions Fund: 34,224 shares worth $401K. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $3.48M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.4% of assets, down from 5.7% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q3 2023 buy was DoubleLine Income Solutions Fund: 34,224 shares worth $401K.
  • Capstone Financial Advisors added most to Vanguard Total Bond Market in Q3 2023, an estimated $3.68M increase.
  • Capstone Financial Advisors's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $3.48M.
  • Capstone Financial Advisors fully exited Blackstone Mortgage Trust in Q3 2023, selling an estimated $385K.
  • Capstone Financial Advisors's ten largest holdings make up 76% of its $1.27B portfolio in Q3 2023.
  • Capstone Financial Advisors opened 10 new positions and closed 11 in Q3 2023.
  • Capstone Financial Advisors's portfolio value fell 4.7% quarter-over-quarter to $1.27B.

Based on Capstone Financial Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.