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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.18B
AUM Growth
+$97.9M
Cap. Flow
+$16.2M
Cap. Flow %
1.37%
Top 10 Hldgs %
74.61%
Holding
151
New
10
Increased
49
Reduced
48
Closed
11

Top Buys

Rank Stock Value
1
REET icon
iShares Global REIT ETF
REET
+$6.64M
2
BND icon
Vanguard Total Bond Market
BND
+$5.54M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.05M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.23M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$2.77M

Top Sells

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.19M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.63M
3
IWB icon
iShares Russell 1000 ETF
IWB
+$2.6M
4
TLTD icon
Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF
TLTD
+$1.18M
5
TILT icon
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
+$955K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.96%
2 Technology 2.7%
3 Financials 1.49%
4 Healthcare 1.09%
5 Consumer Staples 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDI icon
126
loanDepot
LDI
$312M
$41.3K ﹤0.01%
25,000
– –
CX icon
127
Cemex
CX
$15.9B
$40.5K ﹤0.01%
10,000
– –
DHF
128
BNY Mellon High Yield Strategies Fund
DHF
$173M
$36.7K ﹤0.01%
17,000
– –
USX
129
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$36.2K ﹤0.01%
20,000
– –
FOA icon
130
Finance of America Companies
FOA
$181M
$31.8K ﹤0.01%
2,500
– –
TAST
131
DELISTED
Carrols Restaurant Group, Inc.
TAST
$27.2K ﹤0.01%
20,000
– –
COMP icon
132
Compass
COMP
$9.06B
$23.3K ﹤0.01%
10,000
– –
WPRT
133
Westport Fuel Systems
WPRT
$35M
$16.7K ﹤0.01%
2,151
– –
ATIP
134
DELISTED
ATI Physical Therapy, Inc.
ATIP
$15.3K ﹤0.01%
1,000
+700
+233% +$23.6K
RGS icon
135
Regis Corp
RGS
$66.8M
$12.2K ﹤0.01%
500
– –
POL
136
DELISTED
Polished.com Inc.
POL
$8.67K ﹤0.01%
300
– –
ALR
137
DELISTED
AlerisLife Inc
ALR
$5.5K ﹤0.01%
10,000
– –
POL.WS
138
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$4K ﹤0.01%
50,000
– –
HCDIW
139
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$870 ﹤0.01%
30,000
– –
UPH.WS
140
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$260 ﹤0.01%
20,000
– –
CRM icon
141
Salesforce
CRM
$168B
– –
-1,465
Closed -$211K
HYT icon
142
BlackRock Corporate High Yield Fund
HYT
$1.35B
– –
-10,000
Closed -$86K
LOW icon
143
Lowe's Companies
LOW
$120B
– –
-1,130
Closed -$212K
NVS icon
144
Novartis
NVS
$304B
– –
-3,479
Closed -$264K
SO icon
145
Southern Company
SO
$103B
– –
-3,607
Closed -$245K
TMO icon
146
Thermo Fisher Scientific
TMO
$232B
– –
-464
Closed -$235K
VINO
147
DELISTED
Gaucho Group Holdings, Inc. Common Stock
VINO
– –
-17
Closed -$4K
FUV
148
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-750
Closed -$21K
AVYA
149
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-20,000
Closed -$32K
UPH
150
DELISTED
UpHealth, Inc.
UPH
– –
-5,000
Closed -$27K
3 4 5
6
7

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Capstone Financial Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Financial Advisors held 151 positions worth $1.18B, up 9% from $1.08B the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Capstone Financial Advisors's Q4 2022 filing shows 10 new, 49 increased, 48 reduced and 11 closed positions. Its largest new stake was Dimensional US Core Equity Market ETF: 32,870 shares worth $888K. The largest sale was Vanguard Total International Bond ETF, an estimated $5.19M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5% of assets, down from 5.1% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q4 2022 buy was Dimensional US Core Equity Market ETF: 32,870 shares worth $888K.
  • Capstone Financial Advisors added most to iShares Global REIT ETF in Q4 2022, an estimated $6.64M increase.
  • Capstone Financial Advisors's biggest Q4 2022 reduction was Vanguard Total International Bond ETF, cutting an estimated $5.19M.
  • Capstone Financial Advisors fully exited Novartis in Q4 2022, selling an estimated $264K.
  • Capstone Financial Advisors's ten largest holdings make up 75% of its $1.18B portfolio in Q4 2022.
  • Capstone Financial Advisors opened 10 new positions and closed 11 in Q4 2022.
  • Capstone Financial Advisors's portfolio value rose 9% quarter-over-quarter to $1.18B.

Based on Capstone Financial Advisors's 13F filing for Q4 2022, filed 15 Feb 2023.