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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-6.48%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.08B
AUM Growth
-$90.7M
Cap. Flow
-$12M
Cap. Flow %
-1.11%
Top 10 Hldgs %
74.3%
Holding
151
New
10
Increased
62
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
NFRA icon
Northern Trust STOXX Global Broad Infrastructure ETF
NFRA
+$61M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$22.6M
3
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$21.8M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$8.56M
5
BND icon
Vanguard Total Bond Market
BND
+$6.13M

Top Sells

Rank Stock Value
1
IGF icon
iShares Global Infrastructure ETF
IGF
+$60.5M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$19.6M
3
DFAI
Dimensional International Core Equity Market ETF
DFAI
+$19.5M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.6M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$8.85M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.09%
2 Technology 3.21%
3 Financials 1.45%
4 Healthcare 1.1%
5 Consumer Staples 0.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDI icon
126
loanDepot
LDI
$312M
$33K ﹤0.01%
25,000
– –
TAST
127
DELISTED
Carrols Restaurant Group, Inc.
TAST
$33K ﹤0.01%
20,000
– –
AVYA
128
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$32K ﹤0.01%
+20,000
New +$31.7K
UPH
129
DELISTED
UpHealth, Inc.
UPH
$27K ﹤0.01%
5,000
– –
COMP icon
130
Compass
COMP
$9.06B
$23K ﹤0.01%
10,000
– –
FUV
131
DELISTED
Arcimoto, Inc. Common Stock
FUV
$21K ﹤0.01%
750
– –
WPRT
132
Westport Fuel Systems
WPRT
$35M
$19K ﹤0.01%
2,151
– –
ATIP
133
DELISTED
ATI Physical Therapy, Inc.
ATIP
$15K ﹤0.01%
300
– –
RGS icon
134
Regis Corp
RGS
$66.8M
$10K ﹤0.01%
500
– –
ALR
135
DELISTED
AlerisLife Inc
ALR
$9K ﹤0.01%
10,000
– –
POL
136
DELISTED
Polished.com Inc.
POL
$8K ﹤0.01%
300
– –
HCDIW
137
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$6K ﹤0.01%
30,000
– –
POL.WS
138
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$6K ﹤0.01%
50,000
– –
VINO
139
DELISTED
Gaucho Group Holdings, Inc. Common Stock
VINO
$4K ﹤0.01%
17
– –
UPH.WS
140
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$1K ﹤0.01%
20,000
– –
AGGY icon
141
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$912M
– –
-6,414
Closed -$287K
AMAT icon
142
Applied Materials
AMAT
$381B
– –
-2,291
Closed -$208K
BNDW icon
143
Vanguard Total World Bond ETF
BNDW
$1.9B
– –
-12,143
Closed -$852K
CMF icon
144
iShares California Muni Bond ETF
CMF
$4.65B
– –
-24,945
Closed -$1.41M
CSCO icon
145
Cisco
CSCO
$438B
– –
-4,910
Closed -$209K
DFAU icon
146
Dimensional US Core Equity Market ETF
DFAU
$12.8B
– –
-740,477
Closed -$19.6M
DIA icon
147
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
– –
-702
Closed -$216K
GSG icon
148
iShares S&P GSCI Commodity-Indexed Trust
GSG
$950M
– –
-9,600
Closed -$222K
IGF icon
149
iShares Global Infrastructure ETF
IGF
$10.6B
– –
-1,293,947
Closed -$60.5M
HYT.RT
150
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
$0 ﹤0.01%
+10,000
New +$57
3 4 5
6
7

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Capstone Financial Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Financial Advisors held 151 positions worth $1.08B, down 7.7% from $1.17B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Capstone Financial Advisors's Q3 2022 filing shows 10 new, 62 increased, 31 reduced and 10 closed positions. Its largest new stake was Mastercard: 1,624 shares worth $462K. The largest sale was iShares Global Infrastructure ETF, an estimated $60.5M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.1% of assets, up from 4.7% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q3 2022 buy was Mastercard: 1,624 shares worth $462K.
  • Capstone Financial Advisors added most to Northern Trust STOXX Global Broad Infrastructure ETF in Q3 2022, an estimated $61M increase.
  • Capstone Financial Advisors's biggest Q3 2022 reduction was Dimensional International Core Equity Market ETF, cutting an estimated $19.5M.
  • Capstone Financial Advisors fully exited iShares Global Infrastructure ETF in Q3 2022, selling an estimated $60.5M.
  • Capstone Financial Advisors's ten largest holdings make up 74% of its $1.08B portfolio in Q3 2022.
  • Capstone Financial Advisors opened 10 new positions and closed 10 in Q3 2022.
  • Capstone Financial Advisors's portfolio value fell 7.7% quarter-over-quarter to $1.08B.

Based on Capstone Financial Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.