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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+6.3%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.38B
AUM Growth
+$106M
Cap. Flow
+$29.3M
Cap. Flow %
2.12%
Top 10 Hldgs %
73.53%
Holding
153
New
11
Increased
56
Reduced
46
Closed
11

Top Buys

Rank Stock Value
1
IGF icon
iShares Global Infrastructure ETF
IGF
+$39.8M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.7M
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$6M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$5M
5
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.44M

Top Sells

Rank Stock Value
1
NFRA icon
Northern Trust STOXX Global Broad Infrastructure ETF
NFRA
+$37.2M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$7.67M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$2.95M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.1M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$892K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.49%
2 Technology 3.32%
3 Financials 1.53%
4 Healthcare 0.99%
5 Consumer Staples 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
126
BlackRock Corporate High Yield Fund
HYT
$1.35B
$123K 0.01%
10,000
– –
FAX
127
abrdn Asia-Pacific Income Fund
FAX
$599M
$111K 0.01%
4,833
+1,666
+53% +$40.7K
VINP icon
128
Vinci Compass Investments Ltd
VINP
$633M
$107K 0.01%
10,000
– –
ET icon
129
Energy Transfer Partners
ET
$72.4B
$82K 0.01%
10,000
– –
LDI icon
130
loanDepot
LDI
$312M
$72K 0.01%
15,000
+5,000
+50% +$29.3K
TAST
131
DELISTED
Carrols Restaurant Group, Inc.
TAST
$59K ﹤0.01%
20,000
+10,000
+100% +$33.5K
SAN icon
132
Banco Santander
SAN
$213B
$54K ﹤0.01%
16,304
– –
XIN
133
DELISTED
Xinyuan Real Estate
XIN
$47K ﹤0.01%
7,500
+6,000
+400% +$61.7K
FOA icon
134
Finance of America Companies
FOA
$181M
$40K ﹤0.01%
1,000
– –
POL
135
DELISTED
Polished.com Inc.
POL
$36K ﹤0.01%
300
– –
PSTH.WS
136
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$26K ﹤0.01%
20,000
– –
UPH
137
DELISTED
UpHealth, Inc.
UPH
$22K ﹤0.01%
+1,000
New +$23.1K
AFI
138
DELISTED
Armstrong Flooring, Inc.
AFI
$20K ﹤0.01%
10,000
– –
TISI icon
139
Team
TISI
$110M
$19K ﹤0.01%
+1,750
New +$34.9K
POL.WS
140
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$18K ﹤0.01%
15,000
– –
RGS icon
141
Regis Corp
RGS
$66.8M
$17K ﹤0.01%
+500
New +$27.2K
HCDIW
142
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$12K ﹤0.01%
+30,000
New +$9.57K
BABA icon
143
Alibaba
BABA
$286B
– –
-2,062
Closed -$305K
EVN
144
Eaton Vance Municipal Income Trust
EVN
$431M
– –
-22,108
Closed -$306K
MA icon
145
Mastercard
MA
$525B
– –
-924
Closed -$321K
PFF icon
146
iShares Preferred and Income Securities ETF
PFF
$13.1B
– –
-6,533
Closed -$254K
SCHA icon
147
Schwab U.S Small- Cap ETF
SCHA
$22.9B
– –
-10,356
Closed -$259K
T icon
148
AT&T
T
$177B
– –
-30,260
Closed -$617K
TGT icon
149
Target
TGT
$74.3B
– –
-1,000
Closed -$229K
TOLZ icon
150
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$175M
– –
-7,552
Closed -$341K
3 4 5
6
7

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Capstone Financial Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Financial Advisors held 153 positions worth $1.38B, up 8.3% from $1.28B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Capstone Financial Advisors's Q4 2021 filing shows 11 new, 56 increased, 46 reduced and 11 closed positions. Its largest new stake was iShares Global Infrastructure ETF: 846,700 shares worth $40.3M. The largest sale was Northern Trust STOXX Global Broad Infrastructure ETF, an estimated $37.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 4.2% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q4 2021 buy was iShares Global Infrastructure ETF: 846,700 shares worth $40.3M.
  • Capstone Financial Advisors added most to Dimensional US Core Equity 2 ETF in Q4 2021, an estimated $6M increase.
  • Capstone Financial Advisors's biggest Q4 2021 reduction was Northern Trust STOXX Global Broad Infrastructure ETF, cutting an estimated $37.2M.
  • Capstone Financial Advisors fully exited AT&T in Q4 2021, selling an estimated $617K.
  • Capstone Financial Advisors's ten largest holdings make up 74% of its $1.38B portfolio in Q4 2021.
  • Capstone Financial Advisors opened 11 new positions and closed 11 in Q4 2021.
  • Capstone Financial Advisors's portfolio value rose 8.3% quarter-over-quarter to $1.38B.

Based on Capstone Financial Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.