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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+10.31%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.05B
AUM Growth
+$108M
Cap. Flow
+$14.6M
Cap. Flow %
1.39%
Top 10 Hldgs %
79.08%
Holding
131
New
19
Increased
53
Reduced
30
Closed
13

Top Buys

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$8.79M
2
BND icon
Vanguard Total Bond Market
BND
+$6.42M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.29M
4
TOLZ icon
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
+$2.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.52M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.76M
2
DNKN
Dunkin' Brands Group, Inc.
DNKN
+$5.09M
3
UN
Unilever NV New York Registry Shares
UN
+$1.28M
4
TILT icon
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
+$1.12M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$818K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.81%
2 Technology 3.05%
3 Financials 1.34%
4 Healthcare 1.03%
5 Consumer Staples 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
101
NextEra Energy
NEE
$176B
$217K 0.02%
2,816
-88
-3% -$6.58K
DIA icon
102
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$215K 0.02%
+702
New +$204K
VSGX icon
103
Vanguard ESG International Stock ETF
VSGX
$6.86B
$215K 0.02%
+3,624
New +$201K
BST icon
104
BlackRock Science and Technology Trust
BST
$1.7B
$213K 0.02%
+4,048
New +$190K
IDXX icon
105
Idexx Laboratories
IDXX
$43.3B
$204K 0.02%
+408
New +$183K
NDLS icon
106
Noodles & Co
NDLS
$92.5M
$198K 0.02%
3,125
– –
WBT
107
DELISTED
Welbilt, Inc.
WBT
$198K 0.02%
15,017
– –
BY icon
108
Byline Bancorp
BY
$1.72B
$173K 0.02%
11,201
– –
DPG
109
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$159K 0.02%
+13,000
New +$147K
BXMX
110
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$148K 0.01%
+11,500
New +$138K
JPS
111
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$138K 0.01%
14,195
+1,195
+9% +$11K
HYT icon
112
BlackRock Corporate High Yield Fund
HYT
$1.35B
$114K 0.01%
+10,000
New +$112K
ARCO icon
113
Arcos Dorados Holdings
ARCO
$1.71B
$95K 0.01%
19,201
-17,029
-47% -$77.8K
SAN icon
114
Banco Santander
SAN
$213B
$95K 0.01%
31,304
+15,652
+100% +$39.6K
BDJ icon
115
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$85K 0.01%
+10,000
New +$78.4K
FAX
116
abrdn Asia-Pacific Income Fund
FAX
$599M
$85K 0.01%
3,167
– –
XIN
117
DELISTED
Xinyuan Real Estate
XIN
$55K 0.01%
2,500
– –
BW icon
118
Babcock & Wilcox
BW
$1.17B
$52K ﹤0.01%
14,901
– –
CVEO icon
119
Civeo
CVEO
$346M
– –
-1,667
Closed -$14K
CX icon
120
Cemex
CX
$15.9B
– –
-30,000
Closed -$114K
DUK icon
121
Duke Energy
DUK
$94.8B
– –
-3,486
Closed -$309K
HD icon
122
Home Depot
HD
$337B
– –
-1,130
Closed -$314K
NVDA icon
123
NVIDIA
NVDA
$5.16T
– –
-19,160
Closed -$259K
PTON icon
124
Peloton Interactive
PTON
$2.36B
– –
-6,282
Closed -$623K
STKS icon
125
The ONE Group
STKS
$52.4M
– –
-20,000
Closed -$40K
2 3 4
5
6

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Capstone Financial Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Financial Advisors held 131 positions worth $1.05B, up 11% from $946M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Capstone Financial Advisors's Q4 2020 filing shows 19 new, 53 increased, 30 reduced and 13 closed positions. Its largest new stake was Unilever: 21,735 shares worth $1.48M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $5.76M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.8% of assets, down from 6% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q4 2020 buy was Unilever: 21,735 shares worth $1.48M.
  • Capstone Financial Advisors added most to iShares Russell 1000 ETF in Q4 2020, an estimated $8.79M increase.
  • Capstone Financial Advisors's biggest Q4 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $5.76M.
  • Capstone Financial Advisors fully exited Dunkin' Brands Group, Inc. in Q4 2020, selling an estimated $5.09M.
  • Capstone Financial Advisors's ten largest holdings make up 79% of its $1.05B portfolio in Q4 2020.
  • Capstone Financial Advisors opened 19 new positions and closed 13 in Q4 2020.
  • Capstone Financial Advisors's portfolio value rose 11% quarter-over-quarter to $1.05B.

Based on Capstone Financial Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.