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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+6.83%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$946M
AUM Growth
+$71.5M
Cap. Flow
+$11.5M
Cap. Flow %
1.21%
Top 10 Hldgs %
78.13%
Holding
116
New
11
Increased
46
Reduced
23
Closed
4

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$5.98M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$5.75M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.48M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.89M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.18M
2
TILT icon
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
+$4.28M
3
MCD icon
McDonald's
MCD
+$3.37M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.1M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.95M

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.45%
2 Consumer Discretionary 6.04%
3 Technology 3.04%
4 Financials 1.25%
5 Healthcare 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BY icon
101
Byline Bancorp
BY
$1.71B
$126K 0.01%
+11,201
New +$140K
JPS
102
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$115K 0.01%
+13,000
New +$116K
CX icon
103
Cemex
CX
$15.7B
$114K 0.01%
30,000
– –
X
104
DELISTED
US Steel
X
$97K 0.01%
13,228
+503
+4% +$3.81K
WBT
105
DELISTED
Welbilt, Inc.
WBT
$93K 0.01%
15,017
– –
FAX
106
abrdn Asia-Pacific Income Fund
FAX
$599M
$76K 0.01%
3,167
– –
RFP
107
DELISTED
Resolute Forest Products Inc.
RFP
$67K 0.01%
15,000
– –
XIN
108
DELISTED
Xinyuan Real Estate
XIN
$48K 0.01%
2,500
– –
STKS icon
109
The ONE Group
STKS
$51.3M
$40K ﹤0.01%
+20,000
New +$34.7K
BW icon
110
Babcock & Wilcox
BW
$1.11B
$35K ﹤0.01%
14,901
– –
SAN icon
111
Banco Santander
SAN
$213B
$28K ﹤0.01%
15,652
– –
CVEO icon
112
Civeo
CVEO
$351M
$14K ﹤0.01%
1,667
– –
CME icon
113
CALL
CME Group
CME
$98.8B
– –
-2,000
Closed -$326K
FDLO icon
114
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
– –
-6,306
Closed -$231K
GOGO icon
115
Gogo Inc
GOGO
$352M
– –
-39,254
Closed -$124K
NE
116
DELISTED
Noble Corporation
NE
– –
-40,000
Closed -$13K
1 2 3 4
5

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Capstone Financial Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Financial Advisors held 116 positions worth $946M, up 8.2% from $874M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Capstone Financial Advisors's Q3 2020 filing shows 11 new, 46 increased, 23 reduced and 4 closed positions. Its largest new stake was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 14,890 shares worth $362K. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, down from 88% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Capstone Financial Advisors's largest Q3 2020 buy was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 14,890 shares worth $362K.
  • Capstone Financial Advisors added most to Vanguard Total Bond Market in Q3 2020, an estimated $5.98M increase.
  • Capstone Financial Advisors's biggest Q3 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $5.18M.
  • Capstone Financial Advisors fully exited Fidelity Low Volatility Factor ETF in Q3 2020, selling an estimated $231K.
  • Capstone Financial Advisors's ten largest holdings make up 78% of its $946M portfolio in Q3 2020.
  • Capstone Financial Advisors opened 11 new positions and closed 4 in Q3 2020.
  • Capstone Financial Advisors's portfolio value rose 8.2% quarter-over-quarter to $946M.

Based on Capstone Financial Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.