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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$711M
AUM Growth
+$56.8M
Cap. Flow
+$28.2M
Cap. Flow %
3.97%
Top 10 Hldgs %
86.17%
Holding
114
New
12
Increased
38
Reduced
25
Closed
8

Top Buys

Rank Stock Value
1
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$7.56M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.07M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.91M
4
BND icon
Vanguard Total Bond Market
BND
+$6.43M
5
TOLZ icon
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
+$4.61M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.37M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$665K
3
AMLP icon
Alerian MLP ETF
AMLP
+$450K
4
TILT icon
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
+$424K
5
CMG icon
Chipotle Mexican Grill
CMG
+$403K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.71%
2 Technology 2.72%
3 Financials 2.41%
4 Healthcare 0.63%
5 Consumer Staples 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFP
101
DELISTED
Resolute Forest Products Inc.
RFP
$42K 0.01%
10,000
– –
SAN icon
102
Banco Santander
SAN
$213B
$41K 0.01%
10,435
– –
CHK
103
DELISTED
Chesapeake Energy Corporation
CHK
$41K 0.01%
250
+150
+150% +$30.1K
CVEO icon
104
Civeo
CVEO
$346M
$26K ﹤0.01%
+1,667
New +$20.9K
NE
105
DELISTED
Noble Corporation
NE
$24K ﹤0.01%
20,000
– –
JCP
106
DELISTED
J.C. Penney Company, Inc.
JCP
$22K ﹤0.01%
20,000
– –
AWF
107
AllianceBernstein Global High Income Fund
AWF
$872M
– –
-11,122
Closed -$133K
CMG icon
108
Chipotle Mexican Grill
CMG
$47.4B
– –
-23,950
Closed -$403K
EMB icon
109
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-2,730
Closed -$309K
FDX icon
110
FedEx
FDX
$79B
– –
-1,704
Closed -$248K
GGB icon
111
Gerdau
GGB
$8.55B
– –
-23,940
Closed -$60K
XLK icon
112
PUT
State Street Technology Select Sector SPDR ETF
XLK
$119B
– –
-30,000
Closed -$1.21M
HTZ
113
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-11,011
Closed -$152K
CELG
114
DELISTED
Celgene Corp
CELG
– –
-2,674
Closed -$266K
1 2 3 4
5

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Capstone Financial Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Financial Advisors held 114 positions worth $711M, up 8.7% from $654M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Capstone Financial Advisors deployed $28.2M of net new capital in Q4 2019, opening 12 new positions and adding to 38 existing holdings. Its largest new stake was Invesco QQQ Trust: 1,768 shares worth $376K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.7% of assets, down from 6.7% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $2.37M trimmed.

  • Capstone Financial Advisors's largest Q4 2019 buy was Invesco QQQ Trust: 1,768 shares worth $376K.
  • Capstone Financial Advisors added most to Vanguard Total International Stock ETF in Q4 2019, an estimated $7.56M increase.
  • Capstone Financial Advisors's biggest Q4 2019 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $2.37M.
  • Capstone Financial Advisors fully exited Chipotle Mexican Grill in Q4 2019, selling an estimated $403K.
  • Capstone Financial Advisors's ten largest holdings make up 86% of its $711M portfolio in Q4 2019.
  • Capstone Financial Advisors opened 12 new positions and closed 8 in Q4 2019.
  • Capstone Financial Advisors's portfolio value rose 8.7% quarter-over-quarter to $711M.

Based on Capstone Financial Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.