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CFA

Capstone Financial Advisors Portfolio holdings

AUM $1.86B
1-Year Est. Return 15.98%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
+15.98%
3 Year Est. Return
+45.53%
5 Year Est. Return
+42.57%
10 Year Est. Return
+156.59%
AUM
$322M
AUM Growth
+$157M
Cap. Flow
+$47.9M
Cap. Flow %
14.88%
Top 10 Hldgs %
80.83%
Holding
103
New
17
Increased
32
Reduced
16
Closed
11

Top Buys

Rank Stock Value
1
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.3M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$10.4M
3
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$5.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.39M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.87M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$7.65M
2
GLD icon
SPDR Gold Trust
GLD
+$725K
3
BIIB icon
Biogen
BIIB
+$281K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$266K
5
IBM icon
IBM
IBM
+$247K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.49%
2 Technology 3.87%
3 Financials 3.24%
4 Industrials 1.63%
5 Healthcare 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNDY
101
DELISTED
ROUNDYS INC COM STK
RNDY
– –
-15,820
Closed -$47K
ALCS
102
DELISTED
Alco Stores Inc
ALCS
– –
-10,000
Closed -$20K
NIHD
103
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-50,000
Closed -$3K
1 2 3 4
5

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Capstone Financial Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Financial Advisors held 103 positions worth $322M, up 96% from $164M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Capstone Financial Advisors deployed $47.9M of net new capital in Q4 2014, opening 17 new positions and adding to 32 existing holdings. Its largest new stake was VanEck JP Morgan EM Local Currency Bond ETF: 612,863 shares worth $25.9M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.5% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $7.65M trimmed.

  • Capstone Financial Advisors's largest Q4 2014 buy was VanEck JP Morgan EM Local Currency Bond ETF: 612,863 shares worth $25.9M.
  • Capstone Financial Advisors added most to Vanguard Dividend Appreciation ETF in Q4 2014, an estimated $1.22M increase.
  • Capstone Financial Advisors's biggest Q4 2014 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $7.65M.
  • Capstone Financial Advisors fully exited SPDR Gold Trust in Q4 2014, selling an estimated $725K.
  • Capstone Financial Advisors's ten largest holdings make up 81% of its $322M portfolio in Q4 2014.
  • Capstone Financial Advisors opened 17 new positions and closed 11 in Q4 2014.
  • Capstone Financial Advisors's portfolio value rose 96% quarter-over-quarter to $322M.

Based on Capstone Financial Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.