We are live on ! Find out more
CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.28B
AUM Growth
+$10.1M
Cap. Flow
+$20.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
77.53%
Holding
154
New
16
Increased
53
Reduced
26
Closed
12

Top Buys

Rank Stock Value
1
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$52.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.7M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$22.4M
4
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$8.64M
5
BND icon
Vanguard Total Bond Market
BND
+$4.38M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$81.7M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$14.9M
3
MCD icon
McDonald's
MCD
+$4.41M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.58M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.78M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.22%
2 Technology 2.95%
3 Financials 1.62%
4 Healthcare 0.98%
5 Consumer Staples 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
76
Colgate-Palmolive
CL
$72.8B
$428K 0.03%
5,659
– –
BMY icon
77
Bristol-Myers Squibb
BMY
$139B
$425K 0.03%
7,181
+85
+1% +$5.6K
ESGV icon
78
Vanguard ESG US Stock ETF
ESGV
$13.6B
$425K 0.03%
5,303
+15
+0.3% +$1.24K
VEU icon
79
Vanguard FTSE All-World ex-US ETF
VEU
$71B
$423K 0.03%
6,939
+56
+0.8% +$3.52K
QQQX icon
80
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$411K 0.03%
14,467
– –
ALK icon
81
Alaska Air
ALK
$4.84B
$409K 0.03%
6,985
– –
GWW icon
82
W.W. Grainger
GWW
$61.3B
$394K 0.03%
1,002
– –
GOOG icon
83
Alphabet (Google) Class C
GOOG
$4.2T
$389K 0.03%
2,920
+700
+32% +$96.5K
IVV icon
84
iShares Core S&P 500 ETF
IVV
$894B
$389K 0.03%
904
+196
+28% +$86.9K
TMO icon
85
Thermo Fisher Scientific
TMO
$232B
$375K 0.03%
657
– –
PYPL icon
86
PayPal
PYPL
$53.3B
$366K 0.03%
1,407
– –
TXN icon
87
Texas Instruments
TXN
$237B
$344K 0.03%
+1,788
New +$341K
TOLZ icon
88
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$175M
$341K 0.03%
7,552
+63
+0.8% +$2.94K
DIS icon
89
Walt Disney
DIS
$192B
$337K 0.03%
1,990
– –
ABBV icon
90
AbbVie
ABBV
$470B
$322K 0.03%
2,990
-28
-0.9% -$3.2K
ADM icon
91
Archer Daniels Midland
ADM
$38.2B
$321K 0.03%
5,343
+2
+0% +$120
MA icon
92
Mastercard
MA
$525B
$321K 0.03%
924
+1
+0.1% +$364
EVN
93
Eaton Vance Municipal Income Trust
EVN
$431M
$306K 0.02%
22,108
– –
BABA icon
94
Alibaba
BABA
$286B
$305K 0.02%
2,062
-5
-0.2% -$910
BXMT icon
95
Blackstone Mortgage Trust
BXMT
$2.36B
$303K 0.02%
10,000
-15,000
-60% -$476K
UNH icon
96
UnitedHealth
UNH
$356B
$303K 0.02%
774
-330
-30% -$137K
CVX icon
97
Chevron
CVX
$392B
$297K 0.02%
2,928
+1
+0% +$100
NDLS icon
98
Noodles & Co
NDLS
$92.5M
$295K 0.02%
3,125
– –
SHOP icon
99
Shopify
SHOP
$198B
$289K 0.02%
2,130
– –
AMAT icon
100
Applied Materials
AMAT
$381B
$287K 0.02%
+2,231
New +$303K
2 3
4
5 6

Similar funds

ABTD
Arvest Bank Trust Division Dewey, Oklahoma $2.05B AUM 30.62% 1-Year Est. Return
DWT
Dorsey & Whitney Trust Sioux Falls, South Dakota $2.05B AUM 30.99% 1-Year Est. Return
RMC
Ribbit Management Company Palo Alto, California $2.05B AUM 4.29% 1-Year Est. Return
SIC
Sigma Investment Counselors Northville, Michigan $2.05B AUM 18.42% 1-Year Est. Return
FWTB
First Western Trust Bank Denver, Colorado $2.05B AUM 0.32% 1-Year Est. Return
RHJA
Rice Hall James & Associates San Diego, California $2.05B AUM 43.16% 1-Year Est. Return
RSCM
Rock Springs Capital Management Baltimore, Maryland $2.05B AUM 161.37% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.06B AUM 215.32% 1-Year Est. Return

Capstone Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Financial Advisors held 154 positions worth $1.28B, up 0.8% from $1.27B the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Capstone Financial Advisors's Q3 2021 filing shows 16 new, 53 increased, 26 reduced and 12 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,972,444 shares worth $51M. The largest sale was iShares Russell 1000 ETF, an estimated $81.7M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.2% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,972,444 shares worth $51M.
  • Capstone Financial Advisors added most to Vanguard Morningstar Total Stock Market ETF in Q3 2021, an estimated $37.7M increase.
  • Capstone Financial Advisors's biggest Q3 2021 reduction was iShares Russell 1000 ETF, cutting an estimated $81.7M.
  • Capstone Financial Advisors fully exited Moderna in Q3 2021, selling an estimated $655K.
  • Capstone Financial Advisors's ten largest holdings make up 78% of its $1.28B portfolio in Q3 2021.
  • Capstone Financial Advisors opened 16 new positions and closed 12 in Q3 2021.
  • Capstone Financial Advisors's portfolio value rose 0.8% quarter-over-quarter to $1.28B.

Based on Capstone Financial Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.