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CFA

Capstone Financial Advisors Portfolio holdings

AUM $1.86B
1-Year Est. Return 15.98%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+15.98%
3 Year Est. Return
+45.53%
5 Year Est. Return
+42.57%
10 Year Est. Return
+156.59%
AUM
$654M
AUM Growth
+$35.8M
Cap. Flow
+$49M
Cap. Flow %
7.5%
Top 10 Hldgs %
86%
Holding
108
New
18
Increased
29
Reduced
38
Closed
6

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.1M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$7.25M
3
BND icon
Vanguard Total Bond Market
BND
+$5.93M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.53M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$4.63M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.49M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$871K
3
TILT icon
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
+$684K
4
GWW icon
W.W. Grainger
GWW
+$532K
5
CME icon
CME Group
CME
+$402K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 6.66%
2 Financials 2.39%
3 Technology 2.38%
4 Industrials 0.6%
5 Healthcare 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
76
Colgate-Palmolive
CL
$74.2B
$241K 0.04%
+3,278
New +$238K
PEP icon
77
PepsiCo
PEP
$195B
$241K 0.04%
+1,756
New +$233K
META icon
78
Meta Platforms (Facebook)
META
$1.51T
$238K 0.04%
1,334
-778
-37% -$148K
CAT icon
79
Caterpillar
CAT
$387B
$236K 0.04%
1,865
-194
-9% -$24.6K
FDLO icon
80
Fidelity Low Volatility Factor ETF
FDLO
$1.43B
$232K 0.04%
+6,306
New +$230K
PG icon
81
Procter & Gamble
PG
$347B
$230K 0.04%
1,849
-228
-11% -$26.9K
IVV icon
82
iShares Core S&P 500 ETF
IVV
$871B
$228K 0.03%
763
-361
-32% -$107K
ADM icon
83
Archer Daniels Midland
ADM
$40.1B
$219K 0.03%
5,327
– –
GE icon
84
GE Aerospace
GE
$377B
$207K 0.03%
4,645
+45
+1% +$2.12K
WBT
85
DELISTED
Welbilt, Inc.
WBT
$206K 0.03%
12,203
– –
BXMT icon
86
Blackstone Mortgage Trust
BXMT
$2.81B
$204K 0.03%
+5,701
New +$203K
HTZ
87
DELISTED
Hertz Global Holdings, Inc.
HTZ
$152K 0.02%
+11,011
New +$155K
NDLS icon
88
Noodles & Co
NDLS
$88.2M
$142K 0.02%
3,125
– –
AWF
89
AllianceBernstein Global High Income Fund
AWF
$871M
$133K 0.02%
11,122
+122
+1% +$1.45K
CX icon
90
Cemex
CX
$17.3B
$118K 0.02%
30,000
+15,000
+100% +$55K
JPS
91
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$118K 0.02%
11,966
– –
FAX
92
abrdn Asia-Pacific Income Fund
FAX
$595M
$80K 0.01%
+3,167
New +$79.7K
BW icon
93
Babcock & Wilcox
BW
$1.31B
$71K 0.01%
14,901
+7,401
+99% +$28.3K
GGB icon
94
Gerdau
GGB
$9.72B
$60K 0.01%
23,940
– –
USX
95
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$48K 0.01%
+10,000
New +$45.5K
RFP
96
DELISTED
Resolute Forest Products Inc.
RFP
$47K 0.01%
+10,000
New +$54.5K
SAN icon
97
Banco Santander
SAN
$200B
$40K 0.01%
+10,435
New +$41.4K
MNK
98
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$36K 0.01%
+15,000
New +$76.6K
SSI
99
DELISTED
Stage Stores Inc
SSI
$35K 0.01%
18,403
– –
CHK
100
DELISTED
Chesapeake Energy Corporation
CHK
$28K ﹤0.01%
100
– –
1 2 3
4
5

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JSAM
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GRA
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WRBC
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EAM
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Capstone Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Financial Advisors held 108 positions worth $654M, up 5.8% from $618M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Capstone Financial Advisors deployed $49M of net new capital in Q3 2019, opening 18 new positions and adding to 29 existing holdings. Its largest new stake was iShares Russell 1000 Growth ETF: 451,284 shares worth $18M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 6.7% of assets, up from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $1.49M trimmed.

  • Capstone Financial Advisors's largest Q3 2019 buy was iShares Russell 1000 Growth ETF: 451,284 shares worth $18M.
  • Capstone Financial Advisors added most to Vanguard Total Stock Market ETF in Q3 2019, an estimated $7.25M increase.
  • Capstone Financial Advisors's biggest Q3 2019 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $1.49M.
  • Capstone Financial Advisors fully exited Wright Medical Group Inc in Q3 2019, selling an estimated $262K.
  • Capstone Financial Advisors's ten largest holdings make up 86% of its $654M portfolio in Q3 2019.
  • Capstone Financial Advisors opened 18 new positions and closed 6 in Q3 2019.
  • Capstone Financial Advisors's portfolio value rose 5.8% quarter-over-quarter to $654M.

Based on Capstone Financial Advisors's 13F filing for Q3 2019, filed 13 Nov 2019.