We are live on ! Find out more
CFA

Capstone Financial Advisors Portfolio holdings

AUM $1.86B
1-Year Est. Return 15.98%
This Fund
S&P 500
This Quarter Est. Return
-9.58%
1 Year Est. Return
+15.98%
3 Year Est. Return
+45.53%
5 Year Est. Return
+42.57%
10 Year Est. Return
+156.59%
AUM
$498M
AUM Growth
+$95.6M
Cap. Flow
+$145M
Cap. Flow %
29.12%
Top 10 Hldgs %
76.34%
Holding
108
New
22
Increased
27
Reduced
16
Closed
18

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$25.9M
2
TILT icon
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
+$22.4M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$16.7M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.2M
5
BND icon
Vanguard Total Bond Market
BND
+$14.2M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$6.49M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
3
PLD icon
Prologis
PLD
+$662K
4
JPM icon
JPMorgan Chase
JPM
+$518K
5
CME icon
CME Group
CME
+$446K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 6.61%
2 Financials 2.81%
3 Technology 2.24%
4 Industrials 0.63%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDLS icon
76
Noodles & Co
NDLS
$84M
$175K 0.04%
3,125
– –
AWF
77
AllianceBernstein Global High Income Fund
AWF
$868M
$105K 0.02%
+10,000
New +$110K
JPS
78
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$99K 0.02%
+11,966
New +$99.1K
ATCO
79
DELISTED
Atlas Corp.
ATCO
$78K 0.02%
10,000
– –
FAX
80
abrdn Asia-Pacific Income Fund
FAX
$597M
$74K 0.01%
+3,167
New +$75.9K
CX icon
81
Cemex
CX
$17.6B
$72K 0.01%
+15,000
New +$80K
GGB icon
82
Gerdau
GGB
$9.48B
$71K 0.01%
23,940
– –
CHK
83
DELISTED
Chesapeake Energy Corporation
CHK
$42K 0.01%
100
+50
+100% +$34.4K
MIN
84
Aberdeen Intermediate Income Fund
MIN
$272M
$37K 0.01%
+10,000
New +$36.9K
GFI icon
85
Gold Fields
GFI
$29.4B
$35K 0.01%
10,000
– –
BW icon
86
Babcock & Wilcox
BW
$1.4B
$29K 0.01%
7,500
+2,500
+50% +$22.2K
NE
87
DELISTED
Noble Corporation
NE
$26K 0.01%
+10,000
New +$47.5K
RAD
88
DELISTED
Rite Aid Corporation
RAD
$25K 0.01%
1,750
+500
+40% +$10.5K
JCP
89
DELISTED
J.C. Penney Company, Inc.
JCP
$21K ﹤0.01%
20,000
– –
SSI
90
DELISTED
Stage Stores Inc
SSI
$14K ﹤0.01%
18,403
– –
ANY icon
91
Sphere 3D
ANY
$14.9M
– –
-27
Closed -$6K
EQAL icon
92
Invesco Russell 1000 Equal Weight ETF
EQAL
$816M
– –
-6,769
Closed -$225K
FDX icon
93
FedEx
FDX
$73.5B
– –
-907
Closed -$218K
GOOG icon
94
Alphabet (Google) Class C
GOOG
$3.99T
– –
-4,300
Closed -$257K
GOOGL icon
95
Alphabet (Google) Class A
GOOGL
$3.99T
– –
-4,200
Closed -$253K
HD icon
96
Home Depot
HD
$335B
– –
-1,439
Closed -$298K
IDA icon
97
Idacorp
IDA
$8.2B
– –
-2,334
Closed -$232K
IVE icon
98
iShares S&P 500 Value ETF
IVE
$49.1B
– –
-2,283
Closed -$264K
IVV icon
99
iShares Core S&P 500 ETF
IVV
$869B
– –
-958
Closed -$280K
IWM icon
100
iShares Russell 2000 ETF
IWM
$80.3B
– –
-1,192
Closed -$201K
1 2 3
4
5

Similar funds

OFG
Oxford Financial Group Carmel, Indiana $1.86B AUM 19.25% 1-Year Est. Return
SG
StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return
JSAM
J. Safra Asset Management New York $1.86B AUM 22.95% 1-Year Est. Return
GRA
Goehring & Rozencwajg Associates New York $1.86B AUM 130.26% 1-Year Est. Return
CP
CenterBook Partners Greenwich, Connecticut $1.86B AUM 24.52% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

Capstone Financial Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Financial Advisors held 108 positions worth $498M, up 24% from $402M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Capstone Financial Advisors deployed $145M of net new capital in Q4 2018, opening 22 new positions and adding to 27 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 422,168 shares worth $24M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 6.6% of assets, down from 8.3% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $6.49M trimmed.

  • Capstone Financial Advisors's largest Q4 2018 buy was iShares Core S&P Total US Stock Market ETF: 422,168 shares worth $24M.
  • Capstone Financial Advisors added most to Vanguard Total International Bond ETF in Q4 2018, an estimated $16.7M increase.
  • Capstone Financial Advisors's biggest Q4 2018 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $6.49M.
  • Capstone Financial Advisors fully exited Prologis in Q4 2018, selling an estimated $662K.
  • Capstone Financial Advisors's ten largest holdings make up 76% of its $498M portfolio in Q4 2018.
  • Capstone Financial Advisors opened 22 new positions and closed 18 in Q4 2018.
  • Capstone Financial Advisors's portfolio value rose 24% quarter-over-quarter to $498M.

Based on Capstone Financial Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.