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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$281M
AUM Growth
+$55.8M
Cap. Flow
-$57.7M
Cap. Flow %
-20.51%
Top 10 Hldgs %
82.83%
Holding
79
New
8
Increased
18
Reduced
26
Closed
14

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$18.4M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$11.9M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.75M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.11M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$940K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$40.8M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$35.8M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.95M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.32M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.26M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.54%
2 Financials 3.52%
3 Technology 3.49%
4 Industrials 1.9%
5 Healthcare 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTG
76
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-200,000
Closed -$5K
ANR
77
DELISTED
Alpha Natural Resources Inc
ANR
– –
-60,000
Closed -$2K
WRES
78
DELISTED
WARREN RESOURCES INC
WRES
– –
-20,000
Closed -$10K
1 2 3
4

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FWTB
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Capstone Financial Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Capstone Financial Advisors held 79 positions worth $281M, up 25% from $226M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Capstone Financial Advisors withdrew a net $57.7M in Q4 2015, closing 14 positions and reducing 26 holdings. Its most notable exit was iShares Russell 1000 Growth ETF, an estimated $40.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Capstone Financial Advisors opened a new position in NYLI Hedge Multi-Strategy Tracker ETF worth $505K.

  • Capstone Financial Advisors's largest Q4 2015 buy was NYLI Hedge Multi-Strategy Tracker ETF: 17,727 shares worth $505K.
  • Capstone Financial Advisors added most to Alerian MLP ETF in Q4 2015, an estimated $18.4M increase.
  • Capstone Financial Advisors's biggest Q4 2015 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $2.26M.
  • Capstone Financial Advisors fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $40.8M.
  • Capstone Financial Advisors's ten largest holdings make up 83% of its $281M portfolio in Q4 2015.
  • Capstone Financial Advisors opened 8 new positions and closed 14 in Q4 2015.
  • Capstone Financial Advisors's portfolio value rose 25% quarter-over-quarter to $281M.

Based on Capstone Financial Advisors's 13F filing for Q4 2015, filed 10 Feb 2016.