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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-7.34%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$226M
AUM Growth
-$30.7M
Cap. Flow
-$13.1M
Cap. Flow %
-5.79%
Top 10 Hldgs %
81.28%
Holding
106
New
8
Increased
18
Reduced
33
Closed
34

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$4.95M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.3M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.98M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$1.65M
5
GWW icon
W.W. Grainger
GWW
+$1.62M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.93M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.87M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.84M
4
MCD icon
McDonald's
MCD
+$3.69M
5
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 6.32%
2 Technology 4.57%
3 Financials 4.24%
4 Industrials 2.52%
5 Healthcare 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTAS icon
76
Cintas
CTAS
$82.5B
– –
-12,000
Closed -$254K
D icon
77
Dominion Energy
D
$59.1B
– –
-4,103
Closed -$274K
DD icon
78
DuPont de Nemours
DD
$18.6B
– –
-2,290
Closed -$297K
EAT icon
79
Brinker International
EAT
$10.6B
– –
-5,000
Closed -$288K
EPD icon
80
Enterprise Products Partners
EPD
$83.6B
– –
-21,225
Closed -$634K
EXC icon
81
Exelon
EXC
$45.8B
– –
-13,562
Closed -$304K
F icon
82
Ford
F
$55.2B
– –
-21,942
Closed -$330K
GE icon
83
GE Aerospace
GE
$369B
– –
-4,519
Closed -$575K
HD icon
84
Home Depot
HD
$336B
– –
-2,074
Closed -$231K
IDA icon
85
Idacorp
IDA
$8.01B
– –
-5,334
Closed -$299K
IJH icon
86
iShares Core S&P Mid-Cap ETF
IJH
$126B
– –
-29,435
Closed -$883K
ITW icon
87
Illinois Tool Works
ITW
$81.2B
– –
-2,809
Closed -$258K
LEG icon
88
Leggett & Platt
LEG
$1.28B
– –
-4,223
Closed -$206K
MA icon
89
Mastercard
MA
$523B
– –
-2,391
Closed -$223K
NTRS icon
90
Northern Trust
NTRS
$34.2B
– –
-2,886
Closed -$221K
NWL icon
91
Newell Brands
NWL
$2.56B
– –
-5,315
Closed -$218K
ORI icon
92
Old Republic International
ORI
$10.3B
– –
-10,000
Closed -$156K
PEP icon
93
PepsiCo
PEP
$194B
– –
-2,349
Closed -$219K
PFE icon
94
Pfizer
PFE
$161B
– –
-19,908
Closed -$633K
PPT
95
Franklin Premier Income Trust
PPT
$331M
– –
-17,800
Closed -$91K
TOPS icon
96
TOP Ships
TOPS
$4.32M
– –
0
– -$10K
XIN
97
DELISTED
Xinyuan Real Estate
XIN
– –
-2,400
Closed -$77K
AGN
98
DELISTED
Allergan plc
AGN
– –
-810
Closed -$246K
RT
99
DELISTED
Ruby Tuesday Georgia
RT
– –
-20,556
Closed -$129K
DD
100
DELISTED
Du Pont De Nemours E I
DD
– –
-4,975
Closed -$302K
1 2 3
4
5

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SIC
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FWTB
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RHJA
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RSCM
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Capstone Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Financial Advisors held 106 positions worth $226M, down 12% from $256M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Capstone Financial Advisors withdrew a net $13.1M in Q3 2015, closing 34 positions and reducing 33 holdings. Its most notable exit was CATAMARAN CORP COM STK (CDA), an estimated $1.27M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 6.3% of assets, down from 7.3% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Financial Advisors opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $2.92M.

  • Capstone Financial Advisors's largest Q3 2015 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 27,493 shares worth $2.92M.
  • Capstone Financial Advisors added most to Alerian MLP ETF in Q3 2015, an estimated $4.95M increase.
  • Capstone Financial Advisors's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.93M.
  • Capstone Financial Advisors fully exited CATAMARAN CORP COM STK (CDA) in Q3 2015, selling an estimated $1.27M.
  • Capstone Financial Advisors's ten largest holdings make up 81% of its $226M portfolio in Q3 2015.
  • Capstone Financial Advisors opened 8 new positions and closed 34 in Q3 2015.
  • Capstone Financial Advisors's portfolio value fell 12% quarter-over-quarter to $226M.

Based on Capstone Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.