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CFA

Capstone Financial Advisors Portfolio holdings

AUM $1.86B
1-Year Est. Return 15.98%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
+15.98%
3 Year Est. Return
+45.53%
5 Year Est. Return
+42.57%
10 Year Est. Return
+156.59%
AUM
$322M
AUM Growth
+$157M
Cap. Flow
+$47.9M
Cap. Flow %
14.88%
Top 10 Hldgs %
80.83%
Holding
103
New
17
Increased
32
Reduced
16
Closed
11

Top Buys

Rank Stock Value
1
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.3M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$10.4M
3
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$5.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.39M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.87M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$7.65M
2
GLD icon
SPDR Gold Trust
GLD
+$725K
3
BIIB icon
Biogen
BIIB
+$281K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$266K
5
IBM icon
IBM
IBM
+$247K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.49%
2 Technology 3.87%
3 Financials 3.24%
4 Industrials 1.63%
5 Healthcare 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
76
Cleveland-Cliffs
CLF
$6.81B
$107K 0.03%
15,000
+5,000
+50% +$43.5K
GSAT icon
77
Globalstar
GSAT
$10.2B
$105K 0.03%
2,533
+1,000
+65% +$38.4K
VALE icon
78
Vale
VALE
$62.9B
$102K 0.03%
12,500
+2,500
+25% +$23.4K
PBR icon
79
Petrobras
PBR
$121B
$73K 0.02%
+10,000
New +$108K
TEU
80
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$65K 0.02%
75,000
– –
HERO
81
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$60K 0.02%
59,667
+9,667
+19% +$14.1K
XIN
82
DELISTED
Xinyuan Real Estate
XIN
$59K 0.02%
2,500
– –
SPPR
83
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
– –
0
– –
ZGNX
84
DELISTED
Zogenix, Inc.
ZGNX
$40K 0.01%
3,625
+1,687
+87% +$16.7K
DRYS
85
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
ARO
86
DELISTED
Aeropostale Inc
ARO
$29K 0.01%
12,500
– –
DVR
87
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$20K 0.01%
290,000
+205,000
+241% +$96.7K
GURE
88
Gulf Resources
GURE
$5.23M
$17K 0.01%
300
– –
ANR
89
DELISTED
Alpha Natural Resources Inc
ANR
$17K 0.01%
10,000
– –
VTG
90
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$12K ﹤0.01%
+25,000
New +$20.8K
TOPS icon
91
TOP Ships
TOPS
$4.32M
– –
0
– –
AMZN icon
92
Amazon
AMZN
$2.5T
– –
-12,440
Closed -$201K
BIIB icon
93
Biogen
BIIB
$29.9B
– –
-850
Closed -$281K
CAT icon
94
Caterpillar
CAT
$409B
– –
-2,235
Closed -$221K
DVAX
95
DELISTED
Dynavax Technologies
DVAX
– –
-6,650
Closed -$95K
GLD icon
96
SPDR Gold Trust
GLD
$131B
– –
-6,238
Closed -$725K
CTHR
97
DELISTED
Charles & Colvard Ltd
CTHR
– –
-1,500
Closed -$32K
RDS.A
98
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,497
Closed -$266K
HTM
99
DELISTED
U.S. Geothermal Inc.
HTM
– –
-1,667
Closed -$6K
FREE
100
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– -$3K
1 2 3
4
5

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Capstone Financial Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Financial Advisors held 103 positions worth $322M, up 96% from $164M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Capstone Financial Advisors deployed $47.9M of net new capital in Q4 2014, opening 17 new positions and adding to 32 existing holdings. Its largest new stake was VanEck JP Morgan EM Local Currency Bond ETF: 612,863 shares worth $25.9M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.5% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $7.65M trimmed.

  • Capstone Financial Advisors's largest Q4 2014 buy was VanEck JP Morgan EM Local Currency Bond ETF: 612,863 shares worth $25.9M.
  • Capstone Financial Advisors added most to Vanguard Dividend Appreciation ETF in Q4 2014, an estimated $1.22M increase.
  • Capstone Financial Advisors's biggest Q4 2014 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $7.65M.
  • Capstone Financial Advisors fully exited SPDR Gold Trust in Q4 2014, selling an estimated $725K.
  • Capstone Financial Advisors's ten largest holdings make up 81% of its $322M portfolio in Q4 2014.
  • Capstone Financial Advisors opened 17 new positions and closed 11 in Q4 2014.
  • Capstone Financial Advisors's portfolio value rose 96% quarter-over-quarter to $322M.

Based on Capstone Financial Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.