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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$164M
AUM Growth
+$20.5M
Cap. Flow
+$141K
Cap. Flow %
0.09%
Top 10 Hldgs %
84.23%
Holding
91
New
13
Increased
37
Reduced
11
Closed
13

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$786K
2
COST icon
Costco
COST
+$373K
3
GILD icon
Gilead Sciences
GILD
+$325K
4
MRK icon
Merck
MRK
+$306K
5
BIIB icon
Biogen
BIIB
+$280K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$791K
2
MCD icon
McDonald's
MCD
+$784K
3
BAGL
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
+$677K
4
UL icon
Unilever
UL
+$516K
5
BA icon
Boeing
BA
+$243K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.56%
2 Technology 7.28%
3 Financials 5.69%
4 Industrials 3.26%
5 Communication Services 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTM
76
DELISTED
U.S. Geothermal Inc.
HTM
$6K ﹤0.01%
1,667
– –
FREE
77
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– –
NIHD
78
DELISTED
NII HOLDINGS INC CL B
NIHD
$3K ﹤0.01%
50,000
+35,000
+233% +$13.9K
AA icon
79
Alcoa
AA
$13.5B
– –
-5,181
Closed -$185K
BA icon
80
Boeing
BA
$167B
– –
-1,911
Closed -$243K
GFI icon
81
Gold Fields
GFI
$43.5B
– –
-10,782
Closed -$40K
MA icon
82
Mastercard
MA
$525B
– –
-3,195
Closed -$234K
MO icon
83
Altria Group
MO
$114B
– –
-4,979
Closed -$209K
PBR icon
84
Petrobras
PBR
$115B
– –
-13,855
Closed -$203K
UL icon
85
Unilever
UL
$140B
– –
-10,120
Closed -$516K
APC
86
DELISTED
Anadarko Petroleum
APC
– –
-2,130
Closed -$233K
VTG
87
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-15,000
Closed -$29K
BAGL
88
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
– –
-42,161
Closed -$677K
BODY
89
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-40,000
Closed -$35K
WRES
90
DELISTED
WARREN RESOURCES INC
WRES
– –
-10,000
Closed -$62K
TRIT
91
DELISTED
TRI-TECH HLDG INC ORD SHS (KY)
TRIT
– –
-25,000
Closed -$11K
1 2 3
4

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Capstone Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Financial Advisors held 91 positions worth $164M, up 14% from $144M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Capstone Financial Advisors's Q3 2014 filing shows 13 new, 37 increased, 11 reduced and 13 closed positions. Its largest new stake was Costco: 3,083 shares worth $477K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $791K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 11% of assets, down from 13% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q3 2014 buy was Costco: 3,083 shares worth $477K.
  • Capstone Financial Advisors added most to Johnson & Johnson in Q3 2014, an estimated $786K increase.
  • Capstone Financial Advisors's biggest Q3 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $791K.
  • Capstone Financial Advisors fully exited EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE) in Q3 2014, selling an estimated $677K.
  • Capstone Financial Advisors's ten largest holdings make up 84% of its $164M portfolio in Q3 2014.
  • Capstone Financial Advisors opened 13 new positions and closed 13 in Q3 2014.
  • Capstone Financial Advisors's portfolio value rose 14% quarter-over-quarter to $164M.

Based on Capstone Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.