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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B Turnover 18.18%
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$164M
AUM Growth
+$20.5M
Cap. Flow
+$141K
Cap. Flow %
0.09%
Top 10 Hldgs %
84.23%
Holding
91
New
13
Increased
37
Reduced
11
Closed
13
Avg Time Held
0.5 years
Top 10 Avg Time Held
0.6 years
Top 20 Avg Time Held
0.6 years

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$786K
2
COST icon
Costco
COST
+$373K
3
GILD icon
Gilead Sciences
GILD
+$325K
4
MRK icon
Merck
MRK
+$306K
5
BIIB icon
Biogen
BIIB
+$280K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$791K
2
MCD icon
McDonald's
MCD
+$784K
3
BAGL
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
+$677K
4
UL icon
Unilever
UL
+$516K
5
BA icon
Boeing
BA
+$243K

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.07%
2 Consumer Discretionary 10.56%
3 Technology 7.28%
4 Financials 5.69%
5 Industrials 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HTM
76
DELISTED
U.S. Geothermal Inc.
HTM
$6K ﹤0.01%
1,667
– –
2014 Q1
2 quarters
FREE icon
77
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– –
2013 Q4
3 quarters
NIHD
78
DELISTED
NII HOLDINGS INC CL B
NIHD
$3K ﹤0.01%
50,000
+35,000
+233% +$13.9K
2014 Q2
1 quarter
AA icon
79
Alcoa
AA
$10.9B
– –
-5,181
Closed -$185K –
BA icon
80
Boeing
BA
$150B
– –
-1,911
Closed -$243K –
GFI icon
81
Gold Fields
GFI
$33.5B
– –
-10,782
Closed -$40K –
MA icon
82
Mastercard
MA
$541B
– –
-3,195
Closed -$234K –
MO icon
83
Altria Group
MO
$125B
– –
-4,979
Closed -$209K –
PBR icon
84
Petrobras
PBR
$168B
– –
-13,855
Closed -$203K –
UL icon
85
Unilever
UL
$142B
– –
-10,120
Closed -$516K –
APC icon
86
DELISTED
Anadarko Petroleum
APC
– –
-2,130
Closed -$233K –
VTG icon
87
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-15,000
Closed -$29K –
BAGL
88
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
– –
-42,161
Closed -$677K –
BODY
89
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-40,000
Closed -$35K –
WRES
90
DELISTED
WARREN RESOURCES INC
WRES
– –
-10,000
Closed -$62K –
TRIT
91
DELISTED
TRI-TECH HLDG INC ORD SHS (KY)
TRIT
– –
-25,000
Closed -$11K –
1 2 3
4

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Capstone Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Financial Advisors held 91 positions worth $164M, up 14% from $144M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Capstone Financial Advisors's Q3 2014 filing shows 13 new, 37 increased, 11 reduced and 13 closed positions. Its largest new stake was Costco: 3,083 shares worth $477K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $791K.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, up from 62% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Capstone Financial Advisors's largest Q3 2014 buy was Costco: 3,083 shares worth $477K.
  • Capstone Financial Advisors added most to Johnson & Johnson in Q3 2014, an estimated $786K increase.
  • Capstone Financial Advisors's biggest Q3 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $791K.
  • Capstone Financial Advisors fully exited EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE) in Q3 2014, selling an estimated $677K.
  • Capstone Financial Advisors's ten largest holdings make up 84% of its $164M portfolio in Q3 2014.
  • Capstone Financial Advisors opened 13 new positions and closed 13 in Q3 2014.
  • Capstone Financial Advisors's portfolio value rose 14% quarter-over-quarter to $164M.

Based on Capstone Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.