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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+10.31%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.05B
AUM Growth
+$108M
Cap. Flow
+$14.6M
Cap. Flow %
1.39%
Top 10 Hldgs %
79.08%
Holding
131
New
19
Increased
53
Reduced
30
Closed
13

Top Buys

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$8.79M
2
BND icon
Vanguard Total Bond Market
BND
+$6.42M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.29M
4
TOLZ icon
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
+$2.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.52M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.76M
2
DNKN
Dunkin' Brands Group, Inc.
DNKN
+$5.09M
3
UN
Unilever NV New York Registry Shares
UN
+$1.28M
4
TILT icon
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
+$1.12M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$818K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.81%
2 Technology 3.05%
3 Financials 1.34%
4 Healthcare 1.03%
5 Consumer Staples 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
51
Invesco QQQ Trust
QQQ
$486B
$512K 0.05%
1,631
+457
+39% +$134K
CAT icon
52
Caterpillar
CAT
$373B
$505K 0.05%
2,771
-2
-0.1% -$339
PEP icon
53
PepsiCo
PEP
$194B
$498K 0.05%
3,356
+1,132
+51% +$161K
BABA icon
54
Alibaba
BABA
$286B
$480K 0.05%
2,062
+1,056
+105% +$293K
VZ icon
55
Verizon
VZ
$209B
$480K 0.05%
8,163
+1,792
+28% +$106K
MYE icon
56
Myers Industries
MYE
$1.23B
$472K 0.04%
22,696
-5,724
-20% -$95.2K
RQI icon
57
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$466K 0.04%
37,600
+20,000
+114% +$233K
UNH icon
58
UnitedHealth
UNH
$356B
$458K 0.04%
1,307
+2
+0.2% +$670
F icon
59
Ford
F
$55.6B
$453K 0.04%
51,488
-600
-1% -$5.02K
VEU icon
60
Vanguard FTSE All-World ex-US ETF
VEU
$71B
$453K 0.04%
7,762
+4
+0.1% +$218
PG icon
61
Procter & Gamble
PG
$338B
$448K 0.04%
3,221
+12
+0.4% +$1.68K
LUMN icon
62
Lumen
LUMN
$6.08B
$444K 0.04%
45,580
+278
+0.6% +$2.74K
TMO icon
63
Thermo Fisher Scientific
TMO
$232B
$443K 0.04%
952
– –
DIS icon
64
Walt Disney
DIS
$192B
$441K 0.04%
2,434
-11
-0.4% -$1.58K
AMGN icon
65
Amgen
AMGN
$239B
$438K 0.04%
1,904
+253
+15% +$58.3K
BA icon
66
Boeing
BA
$167B
$414K 0.04%
1,934
+43
+2% +$8.27K
GWW icon
67
W.W. Grainger
GWW
$61.3B
$408K 0.04%
1,000
– –
QQQX icon
68
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$391K 0.04%
15,025
+135
+0.9% +$3.34K
ARKK icon
69
ARK Innovation ETF
ARKK
$6.6B
$377K 0.04%
+3,030
New +$328K
PYPL icon
70
PayPal
PYPL
$53.3B
$374K 0.04%
1,595
– –
ICE icon
71
Intercontinental Exchange
ICE
$90.8B
$369K 0.04%
3,203
+508
+19% +$52.7K
ETN icon
72
Eaton
ETN
$159B
$348K 0.03%
+2,900
New +$328K
WEC icon
73
WEC Energy
WEC
$34.8B
$342K 0.03%
3,713
– –
ADX icon
74
Adams Diversified Equity Fund
ADX
$3.24B
$339K 0.03%
19,584
+689
+4% +$11.6K
MRK icon
75
Merck
MRK
$386B
$326K 0.03%
4,179
+600
+17% +$45.9K
1 2
3
4 5

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Capstone Financial Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Financial Advisors held 131 positions worth $1.05B, up 11% from $946M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Capstone Financial Advisors's Q4 2020 filing shows 19 new, 53 increased, 30 reduced and 13 closed positions. Its largest new stake was Unilever: 21,735 shares worth $1.48M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $5.76M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.8% of assets, down from 6% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q4 2020 buy was Unilever: 21,735 shares worth $1.48M.
  • Capstone Financial Advisors added most to iShares Russell 1000 ETF in Q4 2020, an estimated $8.79M increase.
  • Capstone Financial Advisors's biggest Q4 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $5.76M.
  • Capstone Financial Advisors fully exited Dunkin' Brands Group, Inc. in Q4 2020, selling an estimated $5.09M.
  • Capstone Financial Advisors's ten largest holdings make up 79% of its $1.05B portfolio in Q4 2020.
  • Capstone Financial Advisors opened 19 new positions and closed 13 in Q4 2020.
  • Capstone Financial Advisors's portfolio value rose 11% quarter-over-quarter to $1.05B.

Based on Capstone Financial Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.