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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B Turnover 18.18%
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+3.02%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$219M
AUM Growth
+$30.8M
Cap. Flow
+$32.9M
Cap. Flow %
15.01%
Top 10 Hldgs %
82.42%
Holding
81
New
6
Increased
26
Reduced
21
Closed
6
Avg Time Held
1.8 years
Top 10 Avg Time Held
1.5 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.8M
3
MBFI
MB Financial Corp
MBFI
+$2.61M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$564K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$357K

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$516K
2
TWLO icon
Twilio
TWLO
+$257K
3
PFE icon
Pfizer
PFE
+$253K
4
PEP icon
PepsiCo
PEP
+$244K
5
IWN icon
iShares Russell 2000 Value ETF
IWN
+$171K

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.61%
2 Consumer Discretionary 8.28%
3 Financials 6.24%
4 Technology 4.49%
5 Industrials 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GOOG icon
51
Alphabet (Google) Class C
GOOG
$4.12T
$255K 0.12%
6,600
+700
+12% +$27.3K
2013 Q4
12 quarters
QQQ icon
52
Invesco QQQ Trust
QQQ
$475B
$251K 0.11%
2,121
+102
+5% +$12K
2014 Q4
8 quarters
AMGN icon
53
Amgen
AMGN
$234B
$250K 0.11%
1,711
-98
-5% -$14.7K
2014 Q3
9 quarters
CMG icon
54
Chipotle Mexican Grill
CMG
$37.9B
$249K 0.11%
33,050
– –
2013 Q4
12 quarters
GOOGL icon
55
Alphabet (Google) Class A
GOOGL
$4.17T
$242K 0.11%
6,100
+600
+11% +$24K
2016 Q1
3 quarters
EQAL icon
56
Invesco Russell 1000 Equal Weight ETF
EQAL
$809M
$240K 0.11%
+8,925
New +$235K
2016 Q4
0 quarters
ADM icon
57
Archer Daniels Midland
ADM
$39.9B
$233K 0.11%
5,094
-159
-3% -$7.04K
2016 Q2
2 quarters
DEO icon
58
Diageo
DEO
$52.8B
$231K 0.11%
2,227
– –
2014 Q3
9 quarters
UPS icon
59
United Parcel Service
UPS
$82.4B
$212K 0.1%
1,845
-65
-3% -$7.32K
2016 Q3
1 quarter
MT icon
60
ArcelorMittal
MT
$47.2B
$153K 0.07%
7,000
-5,000
-42% -$106K
2015 Q3
5 quarters
VALE icon
61
Vale
VALE
$55.5B
$152K 0.07%
20,000
– –
2016 Q1
3 quarters
RFP
62
DELISTED
Resolute Forest Products Inc.
RFP
$134K 0.06%
25,000
+10,000
+67% +$45.6K
2016 Q1
3 quarters
NDLS icon
63
Noodles & Co
NDLS
$82.6M
$103K 0.05%
3,125
– –
2014 Q2
10 quarters
PBR icon
64
Petrobras
PBR
$167B
$101K 0.05%
10,000
– –
2014 Q4
8 quarters
CHK icon
65
DELISTED
Chesapeake Energy Corporation
CHK
$70K 0.03%
50
– –
2016 Q1
3 quarters
GSAT icon
66
Globalstar
GSAT
$10.7B
$68K 0.03%
2,867
– –
2014 Q2
10 quarters
GGB icon
67
Gerdau
GGB
$9.87B
$60K 0.03%
23,940
+756
+3% +$2.06K
2016 Q2
2 quarters
MBAI icon
68
MBody AI Ltd. Ordinary Share
MBAI
$41.3M
$58K 0.03%
15
– –
2015 Q4
4 quarters
SSI
69
DELISTED
Stage Stores Inc
SSI
$44K 0.02%
+10,173
New +$50.4K
2016 Q4
0 quarters
SDRL icon
70
DELISTED
Seadrill Limited Common Stock
SDRL
$34K 0.02%
37
– –
2016 Q3
1 quarter
RT
71
DELISTED
Ruby Tuesday Georgia
RT
$32K 0.01%
+10,000
New +$30.5K
2016 Q4
0 quarters
GURE icon
72
Gulf Resources
GURE
$5.69M
$29K 0.01%
300
– –
2016 Q2
2 quarters
SB icon
73
Safe Bulkers
SB
$899M
$23K 0.01%
20,000
– –
2015 Q4
4 quarters
CVEO icon
74
Civeo
CVEO
$307M
$22K 0.01%
833
– –
2016 Q1
3 quarters
REXX
75
DELISTED
Rex Energy Corporation
REXX
$5K ﹤0.01%
1,000
– –
2016 Q1
3 quarters
1 2
3
4

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Capstone Financial Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Financial Advisors held 81 positions worth $219M, up 16% from $188M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Capstone Financial Advisors deployed $32.9M of net new capital in Q4 2016, opening 6 new positions and adding to 26 existing holdings. Its largest new stake was MB Financial Corp: 63,129 shares worth $2.98M.

By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, up from 72% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $171K trimmed.

  • Capstone Financial Advisors's largest Q4 2016 buy was MB Financial Corp: 63,129 shares worth $2.98M.
  • Capstone Financial Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2016, an estimated $16M increase.
  • Capstone Financial Advisors's biggest Q4 2016 reduction was iShares Russell 2000 Value ETF, cutting an estimated $171K.
  • Capstone Financial Advisors fully exited iShares Preferred and Income Securities ETF in Q4 2016, selling an estimated $516K.
  • Capstone Financial Advisors's ten largest holdings make up 82% of its $219M portfolio in Q4 2016.
  • Capstone Financial Advisors opened 6 new positions and closed 6 in Q4 2016.
  • Capstone Financial Advisors's portfolio value rose 16% quarter-over-quarter to $219M.

Based on Capstone Financial Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.