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CFA

Capstone Financial Advisors Portfolio holdings

AUM $1.86B
1-Year Est. Return 15.98%
This Fund
S&P 500
This Quarter Est. Return
+3.33%
1 Year Est. Return
+15.98%
3 Year Est. Return
+45.53%
5 Year Est. Return
+42.57%
10 Year Est. Return
+156.59%
AUM
$188M
AUM Growth
+$3.28M
Cap. Flow
-$234K
Cap. Flow %
-0.12%
Top 10 Hldgs %
84.23%
Holding
78
New
6
Increased
18
Reduced
23
Closed
3

Top Buys

Rank Stock Value
1
GNC
GNC Holdings, Inc.
GNC
+$329K
2
PEP icon
PepsiCo
PEP
+$241K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$227K
4
UPS icon
United Parcel Service
UPS
+$209K
5
TWLO icon
Twilio
TWLO
+$200K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$403K
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$401K
3
XOM icon
ExxonMobil
XOM
+$265K
4
CVX icon
Chevron
CVX
+$213K
5
BAC icon
Bank of America
BAC
+$140K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.16%
2 Technology 5.17%
3 Financials 4.74%
4 Industrials 3.55%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
51
Pfizer
PFE
$140B
$253K 0.13%
7,864
+1,447
+23% +$48.4K
PEP icon
52
PepsiCo
PEP
$186B
$244K 0.13%
+2,241
New +$241K
QQQ icon
53
Invesco QQQ Trust
QQQ
$455B
$240K 0.13%
2,019
+1
+0% +$115
TSLA icon
54
Tesla
TSLA
$1.24T
$235K 0.12%
17,295
– –
GOOG icon
55
Alphabet (Google) Class C
GOOG
$3.9T
$229K 0.12%
5,900
– –
ADM icon
56
Archer Daniels Midland
ADM
$41.4B
$222K 0.12%
5,253
+159
+3% +$6.88K
GOOGL icon
57
Alphabet (Google) Class A
GOOGL
$3.91T
$221K 0.12%
5,500
-400
-7% -$15.6K
MT icon
58
ArcelorMittal
MT
$50.4B
$217K 0.12%
12,000
– –
UPS icon
59
United Parcel Service
UPS
$97.6B
$209K 0.11%
+1,910
New +$209K
NAV
60
DELISTED
Navistar International
NAV
$202K 0.11%
+8,825
New +$134K
NDLS icon
61
Noodles & Co
NDLS
$90.5M
$119K 0.06%
3,125
– –
VALE icon
62
Vale
VALE
$62.9B
$110K 0.06%
20,000
– –
PBR icon
63
Petrobras
PBR
$121B
$93K 0.05%
10,000
– –
RFP
64
DELISTED
Resolute Forest Products Inc.
RFP
$71K 0.04%
15,000
– –
CHK
65
DELISTED
Chesapeake Energy Corporation
CHK
$63K 0.03%
50
– –
GSAT icon
66
Globalstar
GSAT
$10.2B
$52K 0.03%
2,867
– –
GGB icon
67
Gerdau
GGB
$9.44B
$50K 0.03%
23,184
– –
MBAI
68
Check-Cap
MBAI
$8.5M
$49K 0.03%
102
+39
+62% +$16.8K
SAN icon
69
Banco Santander
SAN
$194B
$44K 0.02%
10,435
-1,053
-9% -$4.3K
GURE
70
Gulf Resources
GURE
$5.23M
$32K 0.02%
300
– –
SB icon
71
Safe Bulkers
SB
$781M
$28K 0.01%
20,000
– –
NM
72
DELISTED
Navios Maritime Holdings Inc.
NM
$24K 0.01%
2,000
– –
SDRL
73
DELISTED
Seadrill Limited Common Stock
SDRL
$24K 0.01%
+37
New +$26.6K
CVEO icon
74
Civeo
CVEO
$379M
$11K 0.01%
833
– –
REXX
75
DELISTED
Rex Energy Corporation
REXX
$6K ﹤0.01%
1,000
– –
1 2
3
4

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Capstone Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Financial Advisors held 78 positions worth $188M, up 1.8% from $185M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Capstone Financial Advisors's Q3 2016 filing shows 6 new, 18 increased, 23 reduced and 3 closed positions. Its largest new stake was GNC Holdings, Inc.: 15,000 shares worth $306K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $403K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.2% of assets, down from 9.3% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q3 2016 buy was GNC Holdings, Inc.: 15,000 shares worth $306K.
  • Capstone Financial Advisors added most to iShares Russell 2000 Value ETF in Q3 2016, an estimated $227K increase.
  • Capstone Financial Advisors's biggest Q3 2016 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $403K.
  • Capstone Financial Advisors fully exited Chevron in Q3 2016, selling an estimated $213K.
  • Capstone Financial Advisors's ten largest holdings make up 84% of its $188M portfolio in Q3 2016.
  • Capstone Financial Advisors opened 6 new positions and closed 3 in Q3 2016.
  • Capstone Financial Advisors's portfolio value rose 1.8% quarter-over-quarter to $188M.

Based on Capstone Financial Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.