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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$281M
AUM Growth
+$55.8M
Cap. Flow
-$57.7M
Cap. Flow %
-20.51%
Top 10 Hldgs %
82.83%
Holding
79
New
8
Increased
18
Reduced
26
Closed
14

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$18.4M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$11.9M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.75M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.11M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$940K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$40.8M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$35.8M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.95M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.32M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.26M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.54%
2 Financials 3.52%
3 Technology 3.49%
4 Industrials 1.9%
5 Healthcare 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VT icon
51
Vanguard Total World Stock ETF
VT
$81.1B
$254K 0.09%
+4,409
New +$259K
CMG icon
52
Chipotle Mexican Grill
CMG
$47.4B
$249K 0.09%
25,900
+1,100
+4% +$13.5K
DEO icon
53
Diageo
DEO
$52.8B
$243K 0.09%
2,227
– –
NDLS icon
54
Noodles & Co
NDLS
$90.7M
$242K 0.09%
3,125
– –
MRK icon
55
Merck
MRK
$381B
$235K 0.08%
4,664
-314
-6% -$15.8K
WFC icon
56
Wells Fargo
WFC
$257B
$228K 0.08%
4,199
-200
-5% -$10.9K
QQQ icon
57
Invesco QQQ Trust
QQQ
$484B
$225K 0.08%
2,014
+1
+0% +$112
GILD icon
58
Gilead Sciences
GILD
$185B
$224K 0.08%
2,214
+4
+0.2% +$416
GOOG icon
59
Alphabet (Google) Class C
GOOG
$4.13T
$224K 0.08%
5,900
-4,020
-41% -$144K
EEM icon
60
iShares MSCI Emerging Markets ETF
EEM
$31.2B
– –
-29,230
Closed -$1M
NTRS icon
61
Northern Trust
NTRS
$34.2B
$208K 0.07%
+2,886
New +$207K
NAV
62
DELISTED
Navistar International
NAV
$117K 0.04%
13,225
-1,200
-8% -$14.8K
MT icon
63
ArcelorMittal
MT
$57.1B
$84K 0.03%
8,747
+2,187
+33% +$25.5K
GSAT icon
64
Globalstar
GSAT
$10.6B
$55K 0.02%
2,533
– –
PBR icon
65
Petrobras
PBR
$115B
$47K 0.02%
11,000
+1,000
+10% +$4.87K
TEU
66
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$24K 0.01%
150,000
+90,000
+150% +$43.2K
MBAI
67
Check-Cap
MBAI
$9.92M
$19K 0.01%
+6
New +$25.2K
DRYS
68
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
PVA
69
DELISTED
PENN VIRGINIA CORP
PVA
$9K ﹤0.01%
30,000
+15,000
+100% +$8.78K
SB icon
70
Safe Bulkers
SB
$855M
$8K ﹤0.01%
+10,000
New +$20.9K
ADM icon
71
Archer Daniels Midland
ADM
$38.5B
– –
-5,094
Closed -$211K
DJP icon
72
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$843M
– –
-70,814
Closed -$1.73M
VALE icon
73
Vale
VALE
$65.1B
– –
-15,000
Closed -$63K
HERO
74
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-250,000
Closed -$15K
BTU
75
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-2,750
Closed -$57K
1 2
3
4

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Capstone Financial Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Capstone Financial Advisors held 79 positions worth $281M, up 25% from $226M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Capstone Financial Advisors withdrew a net $57.7M in Q4 2015, closing 14 positions and reducing 26 holdings. Its most notable exit was iShares Russell 1000 Growth ETF, an estimated $40.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Capstone Financial Advisors opened a new position in NYLI Hedge Multi-Strategy Tracker ETF worth $505K.

  • Capstone Financial Advisors's largest Q4 2015 buy was NYLI Hedge Multi-Strategy Tracker ETF: 17,727 shares worth $505K.
  • Capstone Financial Advisors added most to Alerian MLP ETF in Q4 2015, an estimated $18.4M increase.
  • Capstone Financial Advisors's biggest Q4 2015 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $2.26M.
  • Capstone Financial Advisors fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $40.8M.
  • Capstone Financial Advisors's ten largest holdings make up 83% of its $281M portfolio in Q4 2015.
  • Capstone Financial Advisors opened 8 new positions and closed 14 in Q4 2015.
  • Capstone Financial Advisors's portfolio value rose 25% quarter-over-quarter to $281M.

Based on Capstone Financial Advisors's 13F filing for Q4 2015, filed 10 Feb 2016.