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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B Turnover 18.18%
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-7.34%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$226M
AUM Growth
-$30.7M
Cap. Flow
-$13.1M
Cap. Flow %
-5.79%
Top 10 Hldgs %
81.28%
Holding
106
New
8
Increased
18
Reduced
33
Closed
34
Avg Time Held
1.2 years
Top 10 Avg Time Held
1.1 years
Top 20 Avg Time Held
1 year

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$4.95M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.3M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.98M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$1.65M
5
GWW icon
W.W. Grainger
GWW
+$1.62M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.93M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.87M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.84M
4
MCD icon
McDonald's
MCD
+$3.69M
5
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$1.27M

Sector Composition

Rank Sector Weight
1 Miscellaneous 78.27%
2 Consumer Discretionary 6.32%
3 Technology 4.57%
4 Financials 4.24%
5 Industrials 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DEO icon
51
Diageo
DEO
$52.9B
$240K 0.11%
2,227
– –
2014 Q3
4 quarters
MRK icon
52
Merck
MRK
$360B
$235K 0.1%
4,978
-90
-2% -$4.78K
2014 Q3
4 quarters
AMGN icon
53
Amgen
AMGN
$234B
$232K 0.1%
1,676
-31
-2% -$4.89K
2014 Q3
4 quarters
WFC icon
54
Wells Fargo
WFC
$252B
$226K 0.1%
4,399
-203
-4% -$11.2K
2013 Q4
7 quarters
CVX icon
55
Chevron
CVX
$441B
$223K 0.1%
2,829
+350
+14% +$29.5K
2013 Q4
7 quarters
GILD icon
56
Gilead Sciences
GILD
$194B
$217K 0.1%
2,210
-563
-20% -$62.5K
2014 Q3
4 quarters
ADM icon
57
Archer Daniels Midland
ADM
$39.8B
$211K 0.09%
5,094
-103
-2% -$4.7K
2013 Q4
7 quarters
QQQ icon
58
Invesco QQQ Trust
QQQ
$475B
$205K 0.09%
2,013
+2
+0.1% +$215
2014 Q4
3 quarters
NAV
59
DELISTED
Navistar International
NAV
$183K 0.08%
+14,425
New +$253K
2015 Q3
0 quarters
MT icon
60
ArcelorMittal
MT
$47.4B
$77K 0.03%
+6,560
New +$122K
2015 Q3
0 quarters
VALE icon
61
Vale
VALE
$55.6B
$63K 0.03%
15,000
– –
2014 Q3
4 quarters
GSAT icon
62
Globalstar
GSAT
$10.7B
$60K 0.03%
2,533
– –
2014 Q2
5 quarters
BTU icon
63
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$57K 0.03%
2,750
+2,083
+312% +$47K
2015 Q2
1 quarter
PBR icon
64
Petrobras
PBR
$168B
$44K 0.02%
10,000
– –
2014 Q4
3 quarters
TEU
65
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$35K 0.02%
60,000
-15,000
-20% -$11.2K
2013 Q4
7 quarters
HERO icon
66
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$15K 0.01%
250,000
+130,000
+108% +$17.4K
2014 Q1
6 quarters
DRYS
67
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
2014 Q2
5 quarters
WRES
68
DELISTED
WARREN RESOURCES INC
WRES
$10K ﹤0.01%
+20,000
New +$9.17K
2015 Q3
0 quarters
PVA
69
DELISTED
PENN VIRGINIA CORP
PVA
$8K ﹤0.01%
+15,000
New +$22.9K
2015 Q3
0 quarters
VTG icon
70
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$5K ﹤0.01%
200,000
+100,000
+100% +$14.2K
2014 Q4
3 quarters
ANR
71
DELISTED
Alpha Natural Resources Inc
ANR
$2K ﹤0.01%
60,000
– –
2014 Q3
4 quarters
AJG icon
72
Arthur J. Gallagher & Co
AJG
$65.3B
– –
-5,000
Closed -$237K –
C icon
73
Citigroup
C
$208B
– –
-4,853
Closed -$268K –
CBRL icon
74
Cracker Barrel
CBRL
$1.54B
– –
-3,000
Closed -$447K –
CLF icon
75
Cleveland-Cliffs
CLF
$6.91B
– –
-15,000
Closed -$65K –
1 2
3
4 5

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Capstone Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Financial Advisors held 106 positions worth $226M, down 12% from $256M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Capstone Financial Advisors withdrew a net $13.1M in Q3 2015, closing 34 positions and reducing 33 holdings. Its most notable exit was CATAMARAN CORP COM STK (CDA), an estimated $1.27M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 78% of assets, up from 76% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Capstone Financial Advisors opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $2.92M.

  • Capstone Financial Advisors's largest Q3 2015 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 27,493 shares worth $2.92M.
  • Capstone Financial Advisors added most to Alerian MLP ETF in Q3 2015, an estimated $4.95M increase.
  • Capstone Financial Advisors's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.93M.
  • Capstone Financial Advisors fully exited CATAMARAN CORP COM STK (CDA) in Q3 2015, selling an estimated $1.27M.
  • Capstone Financial Advisors's ten largest holdings make up 81% of its $226M portfolio in Q3 2015.
  • Capstone Financial Advisors opened 8 new positions and closed 34 in Q3 2015.
  • Capstone Financial Advisors's portfolio value fell 12% quarter-over-quarter to $226M.

Based on Capstone Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.