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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$164M
AUM Growth
+$20.5M
Cap. Flow
+$141K
Cap. Flow %
0.09%
Top 10 Hldgs %
84.23%
Holding
91
New
13
Increased
37
Reduced
11
Closed
13

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$786K
2
COST icon
Costco
COST
+$373K
3
GILD icon
Gilead Sciences
GILD
+$325K
4
MRK icon
Merck
MRK
+$306K
5
BIIB icon
Biogen
BIIB
+$280K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$791K
2
MCD icon
McDonald's
MCD
+$784K
3
BAGL
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
+$677K
4
UL icon
Unilever
UL
+$516K
5
BA icon
Boeing
BA
+$243K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.56%
2 Technology 7.28%
3 Financials 5.69%
4 Industrials 3.26%
5 Communication Services 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
51
Caterpillar
CAT
$373B
$221K 0.13%
2,235
+155
+7% +$16.4K
AMGN icon
52
Amgen
AMGN
$239B
$210K 0.13%
+1,492
New +$195K
GE icon
53
GE Aerospace
GE
$363B
$208K 0.13%
+1,693
New +$211K
VEU icon
54
Vanguard FTSE All-World ex-US ETF
VEU
$71B
$207K 0.13%
4,197
– –
F icon
55
Ford
F
$55.6B
$205K 0.12%
13,842
-1,868
-12% -$31.9K
V icon
56
Visa
V
$717B
$202K 0.12%
+3,784
New +$203K
AMZN icon
57
Amazon
AMZN
$2.82T
$201K 0.12%
12,440
-4,900
-28% -$81.5K
SQNM
58
DELISTED
SEQUENOM INC NEW
SQNM
$153K 0.09%
51,500
+500
+1% +$1.83K
VALE icon
59
Vale
VALE
$65.2B
$110K 0.07%
+10,000
New +$134K
HERO
60
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$110K 0.07%
50,000
+25,000
+100% +$83.9K
CLF icon
61
Cleveland-Cliffs
CLF
$6.57B
$104K 0.06%
10,000
-2,500
-20% -$38.2K
DVAX
62
DELISTED
Dynavax Technologies
DVAX
$95K 0.06%
6,650
+1,000
+18% +$14.4K
TEU
63
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$90K 0.05%
75,000
+15,000
+25% +$20.9K
GSAT icon
64
Globalstar
GSAT
$10.6B
$84K 0.05%
1,533
+700
+84% +$41.8K
DVR
65
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$82K 0.05%
85,000
+35,000
+70% +$34.9K
XIN
66
DELISTED
Xinyuan Real Estate
XIN
$74K 0.05%
2,500
+500
+25% +$18.4K
RT
67
DELISTED
Ruby Tuesday Georgia
RT
$62K 0.04%
10,473
– –
RNDY
68
DELISTED
ROUNDYS INC COM STK
RNDY
$47K 0.03%
+15,820
New +$64.5K
ARO
69
DELISTED
Aeropostale Inc
ARO
$41K 0.03%
12,500
– –
CTHR
70
DELISTED
Charles & Colvard Ltd
CTHR
$32K 0.02%
1,500
– –
DRYS
71
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
ANR
72
DELISTED
Alpha Natural Resources Inc
ANR
$25K 0.02%
+10,000
New +$34.5K
GURE
73
Gulf Resources
GURE
$6.15M
$21K 0.01%
300
– –
ALCS
74
DELISTED
Alco Stores Inc
ALCS
$20K 0.01%
+10,000
New +$67.2K
ZGNX
75
DELISTED
Zogenix, Inc.
ZGNX
$18K 0.01%
+1,938
New +$22.1K
1 2
3
4

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RSCM
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Capstone Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Financial Advisors held 91 positions worth $164M, up 14% from $144M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Capstone Financial Advisors's Q3 2014 filing shows 13 new, 37 increased, 11 reduced and 13 closed positions. Its largest new stake was Costco: 3,083 shares worth $477K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $791K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 11% of assets, down from 13% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q3 2014 buy was Costco: 3,083 shares worth $477K.
  • Capstone Financial Advisors added most to Johnson & Johnson in Q3 2014, an estimated $786K increase.
  • Capstone Financial Advisors's biggest Q3 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $791K.
  • Capstone Financial Advisors fully exited EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE) in Q3 2014, selling an estimated $677K.
  • Capstone Financial Advisors's ten largest holdings make up 84% of its $164M portfolio in Q3 2014.
  • Capstone Financial Advisors opened 13 new positions and closed 13 in Q3 2014.
  • Capstone Financial Advisors's portfolio value rose 14% quarter-over-quarter to $164M.

Based on Capstone Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.