We are live on ! Find out more
CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B Turnover 18.18%
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$164M
AUM Growth
+$20.5M
Cap. Flow
+$141K
Cap. Flow %
0.09%
Top 10 Hldgs %
84.23%
Holding
91
New
13
Increased
37
Reduced
11
Closed
13
Avg Time Held
0.5 years
Top 10 Avg Time Held
0.6 years
Top 20 Avg Time Held
0.6 years

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$786K
2
COST icon
Costco
COST
+$373K
3
GILD icon
Gilead Sciences
GILD
+$325K
4
MRK icon
Merck
MRK
+$306K
5
BIIB icon
Biogen
BIIB
+$280K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$791K
2
MCD icon
McDonald's
MCD
+$784K
3
BAGL
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
+$677K
4
UL icon
Unilever
UL
+$516K
5
BA icon
Boeing
BA
+$243K

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.07%
2 Consumer Discretionary 10.56%
3 Technology 7.28%
4 Financials 5.69%
5 Industrials 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CAT icon
51
Caterpillar
CAT
$336B
$221K 0.13%
2,235
+155
+7% +$16.4K
2014 Q2
1 quarter
AMGN icon
52
Amgen
AMGN
$234B
$210K 0.13%
+1,492
New +$195K
2014 Q3
0 quarters
GE icon
53
GE Aerospace
GE
$326B
$208K 0.13%
+1,693
New +$211K
2014 Q3
0 quarters
VEU icon
54
Vanguard FTSE All-World ex-US ETF
VEU
$66.9B
$207K 0.13%
4,197
– –
2013 Q4
3 quarters
F icon
55
Ford
F
$49.6B
$205K 0.12%
13,842
-1,868
-12% -$31.9K
2013 Q4
3 quarters
V icon
56
Visa
V
$754B
$202K 0.12%
+3,784
New +$203K
2014 Q3
0 quarters
AMZN icon
57
Amazon
AMZN
$2.69T
$201K 0.12%
12,440
-4,900
-28% -$81.5K
2013 Q4
3 quarters
SQNM
58
DELISTED
SEQUENOM INC NEW
SQNM
$153K 0.09%
51,500
+500
+1% +$1.83K
2013 Q4
3 quarters
VALE icon
59
Vale
VALE
$55.5B
$110K 0.07%
+10,000
New +$134K
2014 Q3
0 quarters
HERO icon
60
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$110K 0.07%
50,000
+25,000
+100% +$83.9K
2014 Q1
2 quarters
CLF icon
61
Cleveland-Cliffs
CLF
$6.87B
$104K 0.06%
10,000
-2,500
-20% -$38.2K
2014 Q2
1 quarter
DVAX icon
62
DELISTED
Dynavax Technologies
DVAX
$95K 0.06%
6,650
+1,000
+18% +$14.4K
2013 Q4
3 quarters
TEU
63
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$90K 0.05%
75,000
+15,000
+25% +$20.9K
2013 Q4
3 quarters
GSAT icon
64
Globalstar
GSAT
$10.7B
$84K 0.05%
1,533
+700
+84% +$41.8K
2014 Q2
1 quarter
DVR
65
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$82K 0.05%
85,000
+35,000
+70% +$34.9K
2013 Q4
3 quarters
XIN
66
DELISTED
Xinyuan Real Estate
XIN
$74K 0.05%
2,500
+500
+25% +$18.4K
2013 Q4
3 quarters
RT
67
DELISTED
Ruby Tuesday Georgia
RT
$62K 0.04%
10,473
– –
2013 Q4
3 quarters
RNDY
68
DELISTED
ROUNDYS INC COM STK
RNDY
$47K 0.03%
+15,820
New +$64.5K
2014 Q3
0 quarters
ARO
69
DELISTED
Aeropostale Inc
ARO
$41K 0.03%
12,500
– –
2014 Q2
1 quarter
CTHR icon
70
DELISTED
Charles & Colvard Ltd
CTHR
$32K 0.02%
1,500
– –
2014 Q2
1 quarter
DRYS
71
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
2014 Q2
1 quarter
ANR
72
DELISTED
Alpha Natural Resources Inc
ANR
$25K 0.02%
+10,000
New +$34.5K
2014 Q3
0 quarters
GURE icon
73
Gulf Resources
GURE
$5.73M
$21K 0.01%
300
– –
2013 Q4
3 quarters
ALCS
74
DELISTED
Alco Stores Inc
ALCS
$20K 0.01%
+10,000
New +$67.2K
2014 Q3
0 quarters
ZGNX
75
DELISTED
Zogenix, Inc.
ZGNX
$18K 0.01%
+1,938
New +$22.1K
2014 Q3
0 quarters
1 2
3
4

Similar funds

ABTD
Arvest Bank Trust Division Dewey, Oklahoma $2.05B AUM 30.62% 1-Year Est. Return
DWT
Dorsey & Whitney Trust Sioux Falls, South Dakota $2.05B AUM 30.99% 1-Year Est. Return
RMC
Ribbit Management Company Palo Alto, California $2.05B AUM 4.29% 1-Year Est. Return
SIC
Sigma Investment Counselors Northville, Michigan $2.05B AUM 18.42% 1-Year Est. Return
FWTB
First Western Trust Bank Denver, Colorado $2.05B AUM 0.32% 1-Year Est. Return
RHJA
Rice Hall James & Associates San Diego, California $2.05B AUM 43.16% 1-Year Est. Return
RSCM
Rock Springs Capital Management Baltimore, Maryland $2.05B AUM 161.37% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.06B AUM 215.32% 1-Year Est. Return

Capstone Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Financial Advisors held 91 positions worth $164M, up 14% from $144M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Capstone Financial Advisors's Q3 2014 filing shows 13 new, 37 increased, 11 reduced and 13 closed positions. Its largest new stake was Costco: 3,083 shares worth $477K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $791K.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, up from 62% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Capstone Financial Advisors's largest Q3 2014 buy was Costco: 3,083 shares worth $477K.
  • Capstone Financial Advisors added most to Johnson & Johnson in Q3 2014, an estimated $786K increase.
  • Capstone Financial Advisors's biggest Q3 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $791K.
  • Capstone Financial Advisors fully exited EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE) in Q3 2014, selling an estimated $677K.
  • Capstone Financial Advisors's ten largest holdings make up 84% of its $164M portfolio in Q3 2014.
  • Capstone Financial Advisors opened 13 new positions and closed 13 in Q3 2014.
  • Capstone Financial Advisors's portfolio value rose 14% quarter-over-quarter to $164M.

Based on Capstone Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.