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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$163M
AUM Growth
+$8.25M
Cap. Flow
+$7.6M
Cap. Flow %
4.65%
Top 10 Hldgs %
86.22%
Holding
79
New
7
Increased
27
Reduced
23
Closed
7

Top Buys

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$3.6M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.87M
3
GWW icon
W.W. Grainger
GWW
+$1.07M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$752K
5
MCD icon
McDonald's
MCD
+$520K

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$632K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$374K
3
DUK icon
Duke Energy
DUK
+$332K
4
COST icon
Costco
COST
+$320K
5
AAPL icon
Apple
AAPL
+$273K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 11.09%
2 Technology 6.07%
3 Financials 5.78%
4 Industrials 3.3%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
51
Altria Group
MO
$115B
$209K 0.13%
5,603
-72
-1% -$2.62K
GE icon
52
GE Aerospace
GE
$369B
$203K 0.12%
1,637
-68
-4% -$8.4K
MA icon
53
Mastercard
MA
$523B
$203K 0.12%
2,720
-970
-26% -$75.8K
MTG icon
54
MGIC Investment
MTG
$6.43B
$136K 0.08%
16,000
– –
SQNM
55
DELISTED
SEQUENOM INC NEW
SQNM
$130K 0.08%
53,000
+7,500
+16% +$17.9K
AA icon
56
Alcoa
AA
$13.2B
$129K 0.08%
4,161
– –
DVAX
57
DELISTED
Dynavax Technologies
DVAX
$75K 0.05%
4,150
– –
TEU
58
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$72K 0.04%
30,000
+15,000
+100% +$41.6K
HERO
59
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$69K 0.04%
+15,000
New +$75.4K
RT
60
DELISTED
Ruby Tuesday Georgia
RT
$59K 0.04%
10,473
– –
WRES
61
DELISTED
WARREN RESOURCES INC
WRES
$58K 0.04%
+12,000
New +$46.2K
XIN
62
DELISTED
Xinyuan Real Estate
XIN
$51K 0.03%
1,000
– –
DVR
63
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$51K 0.03%
30,000
– –
GFI icon
64
Gold Fields
GFI
$42.8B
$40K 0.02%
10,782
+782
+8% +$2.88K
TRIT
65
DELISTED
TRI-TECH HLDG INC ORD SHS (KY)
TRIT
$36K 0.02%
25,000
– –
BODY
66
DELISTED
BODY CENTRAL CORP COM STK
BODY
$32K 0.02%
+30,000
New +$91.1K
FREE
67
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– –
GURE
68
Gulf Resources
GURE
$5.86M
$24K 0.01%
200
-145
-42% -$17.7K
CWTR
69
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
$16K 0.01%
100,000
+65,000
+186% +$49K
NEWL
70
DELISTED
NEWLEAD HOLDINGS LTD NEW (BMU)
NEWL
$16K 0.01%
4
+3
+300% +$60.4K
HTM
71
DELISTED
U.S. Geothermal Inc.
HTM
$9K 0.01%
+2,083
New +$6.8K
DM
72
DELISTED
DOLAN COMPANY COMMON STOCK
DM
$8K ﹤0.01%
500,000
+465,000
+1,329% +$212K
CAT icon
73
Caterpillar
CAT
$376B
– –
-6,964
Closed -$632K
COST icon
74
Costco
COST
$425B
– –
-2,692
Closed -$320K
DUK icon
75
Duke Energy
DUK
$95.5B
– –
-4,810
Closed -$332K
1 2
3
4

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RSCM
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Capstone Financial Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Financial Advisors held 79 positions worth $163M, up 5.3% from $155M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Capstone Financial Advisors deployed $7.6M of net new capital in Q1 2014, opening 7 new positions and adding to 27 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 38,400 shares worth $293K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $374K trimmed.

  • Capstone Financial Advisors's largest Q1 2014 buy was Schwab US Broad Market ETF: 38,400 shares worth $293K.
  • Capstone Financial Advisors added most to WisdomTree Emerging Markets Local Debt Fund in Q1 2014, an estimated $3.6M increase.
  • Capstone Financial Advisors's biggest Q1 2014 reduction was Alphabet (Google) Class C, cutting an estimated $374K.
  • Capstone Financial Advisors fully exited Caterpillar in Q1 2014, selling an estimated $632K.
  • Capstone Financial Advisors's ten largest holdings make up 86% of its $163M portfolio in Q1 2014.
  • Capstone Financial Advisors opened 7 new positions and closed 7 in Q1 2014.
  • Capstone Financial Advisors's portfolio value rose 5.3% quarter-over-quarter to $163M.

Based on Capstone Financial Advisors's 13F filing for Q1 2014, filed 8 May 2014.